{ "path": "/advisors/ca/salinas", "url": "https://advisorcensus.com/advisors/ca/salinas", "page_type": "metro", "title": "Financial advisors in Salinas, CA", "filters": {}, "scope_total": 36, "faq": [ { "q": "How many financial advisory firms are there in Salinas, CA?", "a": "AdvisorCensus lists 36 investment advisory firms with a principal office in the Salinas metro area, from Form ADV filings as of October 2026: 10 SEC-registered, 23 state-registered, and 3 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Salinas, CA?", "a": "15 of the 36 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Salinas, CA offer financial planning?", "a": "23 of the 33 firms in Salinas, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Salinas, CA fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 15 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 36 investment advisory firms with a principal office in the Salinas metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Salinas has 36 investment advisory firms with a principal office in the metro area as of October 2026: 10 SEC-registered, 23 state-registered, and 3 exempt reporting advisers. 15 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 19 report under $100 million in regulatory assets under management. The metro area has 132,489 households, 22,192 of them with income of $200,000 or more, or 616 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Salinas, CA: 36 firms from Form ADV filings as of October 2026.", "total_firms": 36, "page": 1, "total_pages": 1, "sort": "name", "registration_types": { "sec": 10, "state": 23, "exempt": 3 }, "fee_model_mix": [ { "code": "fee-only", "count": 15 }, { "code": "percentage_of_aum", "count": 26 }, { "code": "hourly", "count": 14 }, { "code": "subscription", "count": 0 }, { "code": "fixed", "count": 12 }, { "code": "commissions", "count": 0 }, { "code": "performance_based", "count": 1 }, { "code": "other", "count": 6 }, { "code": "not_reported", "count": 3 } ], "years_registered_distribution": [ { "code": "under_5", "count": 8 }, { "code": "5_to_9", "count": 2 }, { "code": "10_to_19", "count": 13 }, { "code": "20_plus", "count": 13 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 9 }, { "code": "25m_100m", "count": 10 }, { "code": "100m_500m", "count": 5 }, { "code": "500m_1b", "count": 2 }, { "code": "1b_5b", "count": 2 }, { "code": "over_5b", "count": 0 }, { "code": "not_reported", "count": 8 } ], "firms": [ { "crd_number": 136290, "name": "Belville Financial Advisors", "name_as_filed": "BELVILLE FINANCIAL ADVISORS", "url": "https://advisorcensus.com/firm/belville-financial-advisors-monterey-ca-136290", "city": "Monterey", "state": "CA", "years_registered": 31, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 131230, "name": "BFF Capital Management LLC", "name_as_filed": "BFF CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/bff-capital-management-llc-carmel-ca-131230", "city": "Carmel", "state": "CA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 132124, "name": "Bleeck Financial Management, Inc.", "name_as_filed": "BLEECK FINANCIAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/bleeck-financial-management-inc-carmel-ca-132124", "city": "Carmel", "state": "CA", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 314985, "name": "BOW Street Angels Management, LLC", "name_as_filed": "BOW STREET ANGELS MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/bow-street-angels-management-llc-big-sur-ca-314985", "city": "Big Sur", "state": "CA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 127922, "name": "C & T Financial Services Group, Inc.", "name_as_filed": "C & T FINANCIAL SERVICES GROUP, INC.", "url": "https://advisorcensus.com/firm/c-and-t-financial-services-group-inc-pacific-grove-ca-127922", "city": "Pacific Grove", "state": "CA", "years_registered": 22, "raum_band": "not_reported", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 120675, "name": "Carmel Capital Management L.L.C.", "name_as_filed": "CARMEL CAPITAL MANAGEMENT L.L.C.", "url": "https://advisorcensus.com/firm/carmel-capital-management-l-l-c-carmel-ca-120675", "city": "Carmel", "state": "CA", "years_registered": 24, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 318567, "name": "Clym LLC", "name_as_filed": "CLYM LLC", "url": "https://advisorcensus.com/firm/clym-llc-marina-ca-318567", "city": "Marina", "state": "CA", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 305463, "name": "Contreras Financial, Inc.", "name_as_filed": "CONTRERAS FINANCIAL, INC.", "url": "https://advisorcensus.com/firm/contreras-financial-inc-marina-ca-305463", "city": "Marina", "state": "CA", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 321100, "name": "Corporate Financial Management, LLC", "name_as_filed": "CORPORATE FINANCIAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/corporate-financial-management-llc-carmel-by-the-sea-ca-321100", "city": "Carmel-By-The-Sea", "state": "CA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 136903, "name": "Cypress Coast Investments", "name_as_filed": "CYPRESS COAST INVESTMENTS", "url": "https://advisorcensus.com/firm/cypress-coast-investments-carmel-ca-136903", "city": "Carmel", "state": "CA", "years_registered": 32, "raum_band": "not_reported", "compensation_types": [ "hourly" ], "enhanced": false }, { "crd_number": 133975, "name": "Cypress Path Capital, LLC", "name_as_filed": "CYPRESS PATH CAPITAL, LLC", "url": "https://advisorcensus.com/firm/cypress-path-capital-llc-carmel-ca-133975", "city": "Carmel", "state": "CA", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 300894, "name": "DEL Monte Capital, Inc.", "name_as_filed": "DEL MONTE CAPITAL, INC.", "url": "https://advisorcensus.com/firm/del-monte-capital-inc-monterey-ca-300894", "city": "Monterey", "state": "CA", "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 327535, "name": "Elite Portfolios", "name_as_filed": "ELITE PORTFOLIOS", "url": "https://advisorcensus.com/firm/elite-portfolios-carmel-by-the-sea-ca-327535", "city": "Carmel by the Sea", "state": "CA", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 161418, "name": "Hastie Financial Group", "name_as_filed": "HASTIE FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/hastie-financial-group-salinas-ca-161418", "city": "Salinas", "state": "CA", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 164010, "name": "Hawley Personal Finance", "name_as_filed": "HAWLEY PERSONAL FINANCE", "url": "https://advisorcensus.com/firm/hawley-personal-finance-monterey-ca-164010", "city": "Monterey", "state": "CA", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 111336, "name": "Integris Wealth Management, LLC", "name_as_filed": "INTEGRIS WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/integris-wealth-management-llc-monterey-ca-111336", "city": "Monterey", "state": "CA", "years_registered": 20, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 142577, "name": "Interlake Capital Management, LLC", "name_as_filed": "INTERLAKE CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/interlake-capital-management-llc-carmel-ca-142577", "city": "Carmel", "state": "CA", "years_registered": 19, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 134100, "name": "Kilzer Wealth Management", "name_as_filed": "KILZER WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/kilzer-wealth-management-carmel-ca-134100", "city": "Carmel", "state": "CA", "years_registered": 40, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 284398, "name": "Knight of California LLC", "name_as_filed": "KNIGHT OF CALIFORNIA LLC", "url": "https://advisorcensus.com/firm/knight-of-california-llc-carmel-ca-284398", "city": "Carmel", "state": "CA", "years_registered": 10, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 119350, "name": "Lawrence J. Chazen, Inc.", "name_as_filed": "LAWRENCE J. CHAZEN, INC.", "url": "https://advisorcensus.com/firm/lawrence-j-chazen-inc-carmel-ca-119350", "city": "Carmel", "state": "CA", "years_registered": 46, "raum_band": "25m_100m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 110058, "name": "Lowery Thomas, LLC", "name_as_filed": "LOWERY THOMAS, LLC", "url": "https://advisorcensus.com/firm/lowery-thomas-llc-pebble-beach-ca-110058", "city": "Pebble Beach", "state": "CA", "years_registered": 25, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 104835, "name": "Marathon Financial Advisors", "name_as_filed": "MARATHON FINANCIAL ADVISORS", "url": "https://advisorcensus.com/firm/marathon-financial-advisors-pacific-grove-ca-104835", "city": "Pacific Grove", "state": "CA", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 111316, "name": "McFarland Associates", "name_as_filed": "MCFARLAND ASSOCIATES", "url": "https://advisorcensus.com/firm/mcfarland-associates-monterey-ca-111316", "city": "Monterey", "state": "CA", "years_registered": 35, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 142460, "name": "Monterey Bay Asset Management LLC", "name_as_filed": "MONTEREY BAY ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/monterey-bay-asset-management-llc-monterey-ca-142460", "city": "Monterey", "state": "CA", "years_registered": 19, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 110672, "name": "Neumeier Poma Investment Counsel LLC", "name_as_filed": "NEUMEIER POMA INVESTMENT COUNSEL LLC", "url": "https://advisorcensus.com/firm/neumeier-poma-investment-counsel-llc-carmel-ca-110672", "city": "Carmel", "state": "CA", "years_registered": 41, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 136309, "name": "No-Load Asset Management", "name_as_filed": "NO-LOAD ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/no-load-asset-management-carmel-ca-136309", "city": "Carmel", "state": "CA", "years_registered": 29, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 136162, "name": "Plan B Investments, Inc.", "name_as_filed": "PLAN B INVESTMENTS, INC.", "url": "https://advisorcensus.com/firm/plan-b-investments-inc-carmel-valley-ca-136162", "city": "Carmel Valley", "state": "CA", "years_registered": 20, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 147814, "name": "Praetorian Guard, a Division of Praetorian Wealth Management,inc", "name_as_filed": "PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC", "url": "https://advisorcensus.com/firm/praetorian-guard-a-division-of-praetorian-wealth-management-inc-carmel-ca-147814", "city": "Carmel", "state": "CA", "years_registered": 18, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 313075, "name": "Stillwater Capital Management", "name_as_filed": "STILLWATER CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/stillwater-capital-management-carmel-by-the-sea-ca-313075", "city": "Carmel-By-The-Sea", "state": "CA", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 127126, "name": "Synergist Wealth Advisors", "name_as_filed": "SYNERGIST WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/synergist-wealth-advisors-carmel-ca-127126", "city": "Carmel", "state": "CA", "years_registered": 23, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 165874, "name": "T.H. Rapko & Company, LLC", "name_as_filed": "T.H. RAPKO & COMPANY, LLC", "url": "https://advisorcensus.com/firm/t-h-rapko-and-company-llc-monterey-ca-165874", "city": "Monterey", "state": "CA", "years_registered": 13, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 314816, "name": "Thepartners Wealth Management", "name_as_filed": "THEPARTNERS WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/thepartners-wealth-management-carmel-by-the-sea-ca-314816", "city": "Carmel by the Sea", "state": "CA", "years_registered": 4, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 335741, "name": "Three Sheep Wealth Management, LLC", "name_as_filed": "THREE SHEEP WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/three-sheep-wealth-management-llc-monterey-ca-335741", "city": "Monterey", "state": "CA", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 151464, "name": "Topturn Capital, LLC", "name_as_filed": "TOPTURN CAPITAL, LLC", "url": "https://advisorcensus.com/firm/topturn-capital-llc-carmel-ca-151464", "city": "Carmel", "state": "CA", "years_registered": 17, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 172452, "name": "Welton Investment Partners LLC", "name_as_filed": "WELTON INVESTMENT PARTNERS LLC", "url": "https://advisorcensus.com/firm/welton-investment-partners-llc-carmel-ca-172452", "city": "Carmel", "state": "CA", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 147705, "name": "Zrcor Inc.", "name_as_filed": "ZRCOR INC.", "url": "https://advisorcensus.com/firm/zrcor-inc-monterey-ca-147705", "city": "Monterey", "state": "CA", "years_registered": 18, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false } ], "states": [], "metros": [], "siblings": { "national": "/advisors", "state": { "path": "/advisors/ca", "label": "Financial advisors in California" }, "metro": { "path": "/advisors/ca/salinas", "label": "Financial advisors in Salinas, CA" }, "city_pages": [ { "path": "/advisors/ca/salinas/carmel", "label": "Financial advisors in Carmel, CA", "firm_count": 15 } ], "fee_pages": [ { "path": "/advisors/ca/salinas/fee-only", "label": "Fee-only financial advisors in Salinas, CA", "firm_count": 15 }, { "path": "/advisors/ca/salinas/flat-fee", "label": "Flat-fee financial advisors in Salinas, CA", "firm_count": 12 }, { "path": "/advisors/ca/salinas/hourly", "label": "Hourly financial advisors in Salinas, CA", "firm_count": 14 } ], "niche_pages": [] }, "csv": "https://advisorcensus.com/advisors/ca/salinas.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" }, "sec_registrations_12_months": { "new_sec_registrations": 1, "sec_registered_at_start": 8, "per_100_registered": null, "national_per_100": 10.0, "as_of": "2026-09-01", "sentence": "Over the 12 months to September 1, 2026, 1 firm here registered with the SEC as investment advisers.", "source": "https://advisorcensus.com/reports/monthly/2026-09" } }