# Financial advisors in Roseville, CA

> AdvisorCensus lists 34 investment advisory firms with a principal office in Roseville, California (part of the Sacramento metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full Sacramento metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ca/sacramento/roseville

## At a glance

- Investment advisory firms: 34
- Registration: SEC-registered investment adviser: 11, State-registered investment adviser: 18, Exempt reporting adviser: 5
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 5 (17%); Percentage of assets 25 (86%); Hourly charges 14 (48%); Fixed fees 14 (48%); Commissions 2 (7%); Performance-based fees 3 (10%); Other 7 (24%); No compensation arrangements reported 5
- Regulatory assets under management (Item 5.F): Under $25 million 6 (18%); $25 million to $100 million 7 (21%); $100 million to $500 million 12 (35%); Not reported 9 (26%)
- Years registered: Under 5 years 17 (50%); 5 to 9 years 7 (21%); 10 to 19 years 8 (24%); 20 years or more 2 (6%)

## Firms (page 1 of 1, 1 to 34 of 34, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Advent Capital LLC](https://advisorcensus.com/firm/advent-capital-llc-roseville-ca-165348) ([md](https://advisorcensus.com/firm/advent-capital-llc-roseville-ca-165348.md)) | 165348 | Roseville, CA | State-registered investment adviser | $25 million to $100 million | 13 | % of assets, Performance fee |
| [Arcpoint Financial Advisors](https://advisorcensus.com/firm/arcpoint-financial-advisors-roseville-ca-340567) ([md](https://advisorcensus.com/firm/arcpoint-financial-advisors-roseville-ca-340567.md)) | 340567 | Roseville, CA | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Bangerter Financial Services, Inc.](https://advisorcensus.com/firm/bangerter-financial-services-inc-roseville-ca-171939) ([md](https://advisorcensus.com/firm/bangerter-financial-services-inc-roseville-ca-171939.md)) | 171939 | Roseville, CA | State-registered investment adviser | $25 million to $100 million | 11 | % of assets, Hourly, Other |
| [Braziel & Associates, LLC](https://advisorcensus.com/firm/braziel-and-associates-llc-roseville-ca-300233) ([md](https://advisorcensus.com/firm/braziel-and-associates-llc-roseville-ca-300233.md)) | 300233 | Roseville, CA | State-registered investment adviser | Not reported | 7 | Hourly |
| [Bulman Wealth Group](https://advisorcensus.com/firm/bulman-wealth-group-roseville-ca-313552) ([md](https://advisorcensus.com/firm/bulman-wealth-group-roseville-ca-313552.md)) | 313552 | Roseville, CA | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Fixed fee, Other |
| [Covered Edge Asset Management, LLC](https://advisorcensus.com/firm/covered-edge-asset-management-llc-roseville-ca-158525) ([md](https://advisorcensus.com/firm/covered-edge-asset-management-llc-roseville-ca-158525.md)) | 158525 | Roseville, CA | State-registered investment adviser | Under $25 million | 15 | % of assets, Performance fee |
| [DCA Family Office, LLC](https://advisorcensus.com/firm/dca-family-office-llc-roseville-ca-322047) ([md](https://advisorcensus.com/firm/dca-family-office-llc-roseville-ca-322047.md)) | 322047 | Roseville, CA | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Fixed fee, Performance fee |
| [DCA Management Company, Inc.](https://advisorcensus.com/firm/dca-management-company-inc-roseville-ca-165633) ([md](https://advisorcensus.com/firm/dca-management-company-inc-roseville-ca-165633.md)) | 165633 | Roseville, CA | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Dimensions Wealth Management, LLC](https://advisorcensus.com/firm/dimensions-wealth-management-llc-roseville-ca-298928) ([md](https://advisorcensus.com/firm/dimensions-wealth-management-llc-roseville-ca-298928.md)) | 298928 | Roseville, CA | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets |
| [Factor Financial](https://advisorcensus.com/firm/factor-financial-roseville-ca-333597) ([md](https://advisorcensus.com/firm/factor-financial-roseville-ca-333597.md)) | 333597 | Roseville, CA | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly, Fixed fee |
| [FC360 Wealth Management, Inc.](https://advisorcensus.com/firm/fc360-wealth-management-inc-roseville-ca-171788) ([md](https://advisorcensus.com/firm/fc360-wealth-management-inc-roseville-ca-171788.md)) | 171788 | Roseville, CA | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets |
| [Fiduciary Solutions LLC](https://advisorcensus.com/firm/fiduciary-solutions-llc-roseville-ca-332247) ([md](https://advisorcensus.com/firm/fiduciary-solutions-llc-roseville-ca-332247.md)) | 332247 | Roseville, CA | State-registered investment adviser | Not reported | 1 | Other |
| [Frederick, Mark D.](https://advisorcensus.com/firm/frederick-mark-d-roseville-ca-138204) ([md](https://advisorcensus.com/firm/frederick-mark-d-roseville-ca-138204.md)) | 138204 | Roseville, CA | State-registered investment adviser | Not reported | 30 | Hourly, Fixed fee |
| [Hansen & Associates Financial Group Inc.](https://advisorcensus.com/firm/hansen-and-associates-financial-group-inc-roseville-ca-168363) ([md](https://advisorcensus.com/firm/hansen-and-associates-financial-group-inc-roseville-ca-168363.md)) | 168363 | Roseville, CA | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Lynch Financial Advisors](https://advisorcensus.com/firm/lynch-financial-advisors-roseville-ca-342560) ([md](https://advisorcensus.com/firm/lynch-financial-advisors-roseville-ca-342560.md)) | 342560 | Roseville, CA | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Fixed fee |
| [Measured Financial](https://advisorcensus.com/firm/measured-financial-roseville-ca-305720) ([md](https://advisorcensus.com/firm/measured-financial-roseville-ca-305720.md)) | 305720 | Roseville, CA | State-registered investment adviser | $25 million to $100 million | 6 | % of assets |
| [Peak Investment Solutions, LLC](https://advisorcensus.com/firm/peak-investment-solutions-llc-roseville-ca-134846) ([md](https://advisorcensus.com/firm/peak-investment-solutions-llc-roseville-ca-134846.md)) | 134846 | Roseville, CA | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Other |
| [Pinedo Financial Services](https://advisorcensus.com/firm/pinedo-financial-services-roseville-ca-149450) ([md](https://advisorcensus.com/firm/pinedo-financial-services-roseville-ca-149450.md)) | 149450 | Roseville, CA | State-registered investment adviser | Under $25 million | 17 | % of assets |
| [PPA Co-Living Fund I, LLC](https://advisorcensus.com/firm/ppa-co-living-fund-i-llc-roseville-ca-325985) ([md](https://advisorcensus.com/firm/ppa-co-living-fund-i-llc-roseville-ca-325985.md)) | 325985 | Roseville, CA | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Process Wealth LLC](https://advisorcensus.com/firm/process-wealth-llc-roseville-ca-336802) ([md](https://advisorcensus.com/firm/process-wealth-llc-roseville-ca-336802.md)) | 336802 | Roseville, CA | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly |
| [Q4 Strategic Equity Advisors Inc.](https://advisorcensus.com/firm/q4-strategic-equity-advisors-inc-roseville-ca-146071) ([md](https://advisorcensus.com/firm/q4-strategic-equity-advisors-inc-roseville-ca-146071.md)) | 146071 | Roseville, CA | State-registered investment adviser | Under $25 million | 7 | % of assets, Other |
| [Rowland Financial Services](https://advisorcensus.com/firm/rowland-financial-services-roseville-ca-284540) ([md](https://advisorcensus.com/firm/rowland-financial-services-roseville-ca-284540.md)) | 284540 | Roseville, CA | State-registered investment adviser | Not reported | 10 | % of assets, Hourly, Other |
| [Sierra Financial Planning & Asset Management](https://advisorcensus.com/firm/sierra-financial-planning-and-asset-management-roseville-ca-125451) ([md](https://advisorcensus.com/firm/sierra-financial-planning-and-asset-management-roseville-ca-125451.md)) | 125451 | Roseville, CA | State-registered investment adviser | $25 million to $100 million | 23 | Fixed fee |
| [Sisto Investment Advisory, LLC](https://advisorcensus.com/firm/sisto-investment-advisory-llc-roseville-ca-284949) ([md](https://advisorcensus.com/firm/sisto-investment-advisory-llc-roseville-ca-284949.md)) | 284949 | Roseville, CA | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Hourly, Fixed fee |
| [ST. Clair Financial](https://advisorcensus.com/firm/st-clair-financial-roseville-ca-151251) ([md](https://advisorcensus.com/firm/st-clair-financial-roseville-ca-151251.md)) | 151251 | Roseville, CA | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Fixed fee |
| [Staines Financial, LLC](https://advisorcensus.com/firm/staines-financial-llc-roseville-ca-299405) ([md](https://advisorcensus.com/firm/staines-financial-llc-roseville-ca-299405.md)) | 299405 | Roseville, CA | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Other |
| [Sterling Retirement Group of Sacramento](https://advisorcensus.com/firm/sterling-retirement-group-of-sacramento-roseville-ca-168397) ([md](https://advisorcensus.com/firm/sterling-retirement-group-of-sacramento-roseville-ca-168397.md)) | 168397 | Roseville, CA | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Hourly, Fixed fee, Commissions |
| [The Sullivan Group](https://advisorcensus.com/firm/the-sullivan-group-roseville-ca-150705) ([md](https://advisorcensus.com/firm/the-sullivan-group-roseville-ca-150705.md)) | 150705 | Roseville, CA | State-registered investment adviser | $100 million to $500 million | 12 | % of assets, Commissions |
| [Triflame Capital](https://advisorcensus.com/firm/triflame-capital-roseville-ca-332465) ([md](https://advisorcensus.com/firm/triflame-capital-roseville-ca-332465.md)) | 332465 | Roseville, CA | State-registered investment adviser | $25 million to $100 million | 1 | % of assets, Hourly, Fixed fee |
| [Up Capital Management, Inc.](https://advisorcensus.com/firm/up-capital-management-inc-roseville-ca-164692) ([md](https://advisorcensus.com/firm/up-capital-management-inc-roseville-ca-164692.md)) | 164692 | Roseville, CA | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets, Hourly, Fixed fee |
| [We Alliance Blockchain Management Solutions, LLC](https://advisorcensus.com/firm/we-alliance-blockchain-management-solutions-llc-roseville-ca-323595) ([md](https://advisorcensus.com/firm/we-alliance-blockchain-management-solutions-llc-roseville-ca-323595.md)) | 323595 | Roseville, CA | Exempt reporting adviser | Not reported | 0 | Not reported |
| [We Alliance Strategic Management Services, LLC](https://advisorcensus.com/firm/we-alliance-strategic-management-services-llc-roseville-ca-306855) ([md](https://advisorcensus.com/firm/we-alliance-strategic-management-services-llc-roseville-ca-306855.md)) | 306855 | Roseville, CA | Exempt reporting adviser | Not reported | 0 | Not reported |
| [We Alliance Tactical Managers, LLC](https://advisorcensus.com/firm/we-alliance-tactical-managers-llc-roseville-ca-306853) ([md](https://advisorcensus.com/firm/we-alliance-tactical-managers-llc-roseville-ca-306853.md)) | 306853 | Roseville, CA | Exempt reporting adviser | Not reported | 0 | Not reported |
| [We Alliance Wealth Advisors, Inc.](https://advisorcensus.com/firm/we-alliance-wealth-advisors-inc-roseville-ca-175405) ([md](https://advisorcensus.com/firm/we-alliance-wealth-advisors-inc-roseville-ca-175405.md)) | 175405 | Roseville, CA | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee |

## Questions people ask

**How many financial advisory firms are there in Roseville, CA?**
AdvisorCensus lists 34 investment advisory firms with a principal office in Roseville, California (part of the Sacramento metro area), from Form ADV filings as of October 2026: 11 SEC-registered, 18 state-registered, and 5 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Roseville, CA?**
5 of the 34 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Roseville, CA offer financial planning?**
20 of the 29 firms in Roseville, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Roseville, CA fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 5 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in California](https://advisorcensus.com/advisors/ca) (https://advisorcensus.com/advisors/ca.md)
- [Financial advisors in Sacramento, CA](https://advisorcensus.com/advisors/ca/sacramento) (https://advisorcensus.com/advisors/ca/sacramento.md)
- [Fee-only financial advisors in Sacramento, CA](https://advisorcensus.com/advisors/ca/sacramento/fee-only) (https://advisorcensus.com/advisors/ca/sacramento/fee-only.md)
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Cite as: AdvisorCensus. Financial advisors in Roseville, CA: 34 firms from Form ADV filings as of October 2026.