{ "path": "/advisors/ca/sacramento/roseville", "url": "https://advisorcensus.com/advisors/ca/sacramento/roseville", "page_type": "metro_city", "title": "Financial advisors in Roseville, CA", "filters": {}, "scope_total": 34, "faq": [ { "q": "How many financial advisory firms are there in Roseville, CA?", "a": "AdvisorCensus lists 34 investment advisory firms with a principal office in Roseville, California (part of the Sacramento metro area), from Form ADV filings as of October 2026: 11 SEC-registered, 18 state-registered, and 5 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Roseville, CA?", "a": "5 of the 34 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Roseville, CA offer financial planning?", "a": "20 of the 29 firms in Roseville, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Roseville, CA fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 5 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 34 investment advisory firms with a principal office in Roseville, California (part of the Sacramento metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full Sacramento metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Roseville, CA: 34 firms from Form ADV filings as of October 2026.", "total_firms": 34, "page": 1, "total_pages": 1, "sort": "name", "registration_types": { "sec": 11, "state": 18, "exempt": 5 }, "fee_model_mix": [ { "code": "fee-only", "count": 5 }, { "code": "percentage_of_aum", "count": 25 }, { "code": "hourly", "count": 14 }, { "code": "subscription", "count": 0 }, { "code": "fixed", "count": 14 }, { "code": "commissions", "count": 2 }, { "code": "performance_based", "count": 3 }, { "code": "other", "count": 7 }, { "code": "not_reported", "count": 5 } ], "years_registered_distribution": [ { "code": "under_5", "count": 17 }, { "code": "5_to_9", "count": 7 }, { "code": "10_to_19", "count": 8 }, { "code": "20_plus", "count": 2 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 6 }, { "code": "25m_100m", "count": 7 }, { "code": "100m_500m", "count": 12 }, { "code": "500m_1b", "count": 0 }, { "code": "1b_5b", "count": 0 }, { "code": "over_5b", "count": 0 }, { "code": "not_reported", "count": 9 } ], "firms": [ { "crd_number": 165348, "name": "Advent Capital LLC", "name_as_filed": "ADVENT CAPITAL LLC", "url": "https://advisorcensus.com/firm/advent-capital-llc-roseville-ca-165348", "city": "Roseville", "state": "CA", "years_registered": 13, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 340567, "name": "Arcpoint Financial Advisors", "name_as_filed": "ARCPOINT FINANCIAL ADVISORS", "url": "https://advisorcensus.com/firm/arcpoint-financial-advisors-roseville-ca-340567", "city": "Roseville", "state": "CA", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 171939, "name": "Bangerter Financial Services, Inc.", "name_as_filed": "BANGERTER FINANCIAL SERVICES, INC.", "url": "https://advisorcensus.com/firm/bangerter-financial-services-inc-roseville-ca-171939", "city": "Roseville", "state": "CA", "years_registered": 11, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 300233, "name": "Braziel & Associates, LLC", "name_as_filed": "BRAZIEL & ASSOCIATES, LLC", "url": "https://advisorcensus.com/firm/braziel-and-associates-llc-roseville-ca-300233", "city": "Roseville", "state": "CA", "years_registered": 7, "raum_band": "not_reported", "compensation_types": [ "hourly" ], "enhanced": false }, { "crd_number": 313552, "name": "Bulman Wealth Group", "name_as_filed": "BULMAN WEALTH GROUP", "url": "https://advisorcensus.com/firm/bulman-wealth-group-roseville-ca-313552", "city": "Roseville", "state": "CA", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 158525, "name": "Covered Edge Asset Management, LLC", "name_as_filed": "COVERED EDGE ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/covered-edge-asset-management-llc-roseville-ca-158525", "city": "Roseville", "state": "CA", "years_registered": 15, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 322047, "name": "DCA Family Office, LLC", "name_as_filed": "DCA FAMILY OFFICE, LLC", "url": "https://advisorcensus.com/firm/dca-family-office-llc-roseville-ca-322047", "city": "Roseville", "state": "CA", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 165633, "name": "DCA Management Company, Inc.", "name_as_filed": "DCA MANAGEMENT COMPANY, INC.", "url": "https://advisorcensus.com/firm/dca-management-company-inc-roseville-ca-165633", "city": "Roseville", "state": "CA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 298928, "name": "Dimensions Wealth Management, LLC", "name_as_filed": "DIMENSIONS WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/dimensions-wealth-management-llc-roseville-ca-298928", "city": "Roseville", "state": "CA", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 333597, "name": "Factor Financial", "name_as_filed": "FACTOR FINANCIAL", "url": "https://advisorcensus.com/firm/factor-financial-roseville-ca-333597", "city": "Roseville", "state": "CA", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 171788, "name": "FC360 Wealth Management, Inc.", "name_as_filed": "FC360 WEALTH MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/fc360-wealth-management-inc-roseville-ca-171788", "city": "Roseville", "state": "CA", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 332247, "name": "Fiduciary Solutions LLC", "name_as_filed": "FIDUCIARY SOLUTIONS LLC", "url": "https://advisorcensus.com/firm/fiduciary-solutions-llc-roseville-ca-332247", "city": "Roseville", "state": "CA", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 138204, "name": "Frederick, Mark D.", "name_as_filed": "FREDERICK, MARK D.", "url": "https://advisorcensus.com/firm/frederick-mark-d-roseville-ca-138204", "city": "Roseville", "state": "CA", "years_registered": 30, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 168363, "name": "Hansen & Associates Financial Group Inc.", "name_as_filed": "HANSEN & ASSOCIATES FINANCIAL GROUP INC.", "url": "https://advisorcensus.com/firm/hansen-and-associates-financial-group-inc-roseville-ca-168363", "city": "Roseville", "state": "CA", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 342560, "name": "Lynch Financial Advisors", "name_as_filed": "LYNCH FINANCIAL ADVISORS", "url": "https://advisorcensus.com/firm/lynch-financial-advisors-roseville-ca-342560", "city": "Roseville", "state": "CA", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 305720, "name": "Measured Financial", "name_as_filed": "MEASURED FINANCIAL", "url": "https://advisorcensus.com/firm/measured-financial-roseville-ca-305720", "city": "Roseville", "state": "CA", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 134846, "name": "Peak Investment Solutions, LLC", "name_as_filed": "PEAK INVESTMENT SOLUTIONS, LLC", "url": "https://advisorcensus.com/firm/peak-investment-solutions-llc-roseville-ca-134846", "city": "Roseville", "state": "CA", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 149450, "name": "Pinedo Financial Services", "name_as_filed": "PINEDO FINANCIAL SERVICES", "url": "https://advisorcensus.com/firm/pinedo-financial-services-roseville-ca-149450", "city": "Roseville", "state": "CA", "years_registered": 17, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 325985, "name": "PPA Co-Living Fund I, LLC", "name_as_filed": "PPA CO-LIVING FUND I, LLC", "url": "https://advisorcensus.com/firm/ppa-co-living-fund-i-llc-roseville-ca-325985", "city": "Roseville", "state": "CA", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 336802, "name": "Process Wealth LLC", "name_as_filed": "PROCESS WEALTH LLC", "url": "https://advisorcensus.com/firm/process-wealth-llc-roseville-ca-336802", "city": "Roseville", "state": "CA", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 146071, "name": "Q4 Strategic Equity Advisors Inc.", "name_as_filed": "Q4 STRATEGIC EQUITY ADVISORS INC.", "url": "https://advisorcensus.com/firm/q4-strategic-equity-advisors-inc-roseville-ca-146071", "city": "Roseville", "state": "CA", "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 284540, "name": "Rowland Financial Services", "name_as_filed": "ROWLAND FINANCIAL SERVICES", "url": "https://advisorcensus.com/firm/rowland-financial-services-roseville-ca-284540", "city": "Roseville", "state": "CA", "years_registered": 10, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 125451, "name": "Sierra Financial Planning & Asset Management", "name_as_filed": "SIERRA FINANCIAL PLANNING & ASSET MANAGEMENT", "url": "https://advisorcensus.com/firm/sierra-financial-planning-and-asset-management-roseville-ca-125451", "city": "Roseville", "state": "CA", "years_registered": 23, "raum_band": "25m_100m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 284949, "name": "Sisto Investment Advisory, LLC", "name_as_filed": "SISTO INVESTMENT ADVISORY, LLC", "url": "https://advisorcensus.com/firm/sisto-investment-advisory-llc-roseville-ca-284949", "city": "Roseville", "state": "CA", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 151251, "name": "ST. Clair Financial", "name_as_filed": "ST. CLAIR FINANCIAL", "url": "https://advisorcensus.com/firm/st-clair-financial-roseville-ca-151251", "city": "Roseville", "state": "CA", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 299405, "name": "Staines Financial, LLC", "name_as_filed": "STAINES FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/staines-financial-llc-roseville-ca-299405", "city": "Roseville", "state": "CA", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 168397, "name": "Sterling Retirement Group of Sacramento", "name_as_filed": "STERLING RETIREMENT GROUP OF SACRAMENTO", "url": "https://advisorcensus.com/firm/sterling-retirement-group-of-sacramento-roseville-ca-168397", "city": "Roseville", "state": "CA", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 150705, "name": "The Sullivan Group", "name_as_filed": "THE SULLIVAN GROUP", "url": "https://advisorcensus.com/firm/the-sullivan-group-roseville-ca-150705", "city": "Roseville", "state": "CA", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "commissions" ], "enhanced": false }, { "crd_number": 332465, "name": "Triflame Capital", "name_as_filed": "TRIFLAME CAPITAL", "url": "https://advisorcensus.com/firm/triflame-capital-roseville-ca-332465", "city": "Roseville", "state": "CA", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 164692, "name": "Up Capital Management, Inc.", "name_as_filed": "UP CAPITAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/up-capital-management-inc-roseville-ca-164692", "city": "Roseville", "state": "CA", "years_registered": 12, "raum_band": 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"/advisors/ca/sacramento/for-charities", "firm_count": 29, "label": "Financial advisors for charitable organizations in Sacramento, CA" }, { "path": "/advisors/ca/sacramento/no-account-minimum", "firm_count": 10, "label": "Financial advisors with no account minimum in Sacramento, CA" } ], "niche_pages": [] }, "csv": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }