# Financial advisors in Sacramento, CA

> AdvisorCensus lists 172 investment advisory firms with a principal office in the Sacramento metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ca/sacramento/page/4

## At a glance

- Investment advisory firms: 172
- Registration: SEC-registered investment adviser: 57, State-registered investment adviser: 91, Exempt reporting adviser: 24
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 53 (36%); Percentage of assets 133 (90%); Hourly charges 81 (55%); Subscription fees (newsletter or periodical) 3 (2%); Fixed fees 89 (60%); Commissions 4 (3%); Performance-based fees 11 (7%); Other 24 (16%); No compensation arrangements reported 24
- Regulatory assets under management (Item 5.F): Under $25 million 44 (26%); $25 million to $100 million 31 (18%); $100 million to $500 million 44 (26%); $500 million to $1 billion 6 (3%); $1 billion to $5 billion 4 (2%); Over $5 billion 1 (1%); Not reported 42 (24%)
- Years registered: Under 5 years 84 (49%); 5 to 9 years 33 (19%); 10 to 19 years 38 (22%); 20 years or more 15 (9%); Not reported 2 (1%)

## Firms (page 4 of 4, 151 to 172 of 172, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Thrive Financial Planning](https://advisorcensus.com/firm/thrive-financial-planning-el-dorado-hills-ca-172558) ([md](https://advisorcensus.com/firm/thrive-financial-planning-el-dorado-hills-ca-172558.md)) | 172558 | El Dorado Hills, CA | State-registered investment adviser | $25 million to $100 million | 12 | % of assets, Hourly, Fixed fee |
| [Tidwell Wealth Management LLC](https://advisorcensus.com/firm/tidwell-wealth-management-llc-rocklin-ca-309109) ([md](https://advisorcensus.com/firm/tidwell-wealth-management-llc-rocklin-ca-309109.md)) | 309109 | Rocklin, CA | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [TOR Wealth Advisors, LLC](https://advisorcensus.com/firm/tor-wealth-advisors-llc-folsom-ca-319761) ([md](https://advisorcensus.com/firm/tor-wealth-advisors-llc-folsom-ca-319761.md)) | 319761 | Folsom, CA | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Hourly, Fixed fee |
| [Towerpoint Wealth, LLC](https://advisorcensus.com/firm/towerpoint-wealth-llc-sacramento-ca-288593) ([md](https://advisorcensus.com/firm/towerpoint-wealth-llc-sacramento-ca-288593.md)) | 288593 | Sacramento, CA | SEC-registered investment adviser | $500 million to $1 billion | 9 | % of assets, Hourly, Fixed fee |
| [Triflame Capital](https://advisorcensus.com/firm/triflame-capital-roseville-ca-332465) ([md](https://advisorcensus.com/firm/triflame-capital-roseville-ca-332465.md)) | 332465 | Roseville, CA | State-registered investment adviser | $25 million to $100 million | 1 | % of assets, Hourly, Fixed fee |
| [True Wave Financial Planners](https://advisorcensus.com/firm/true-wave-financial-planners-sacramento-ca-130163) ([md](https://advisorcensus.com/firm/true-wave-financial-planners-sacramento-ca-130163.md)) | 130163 | Sacramento, CA | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee, Other |
| [Twin Rivers Wealth Management](https://advisorcensus.com/firm/twin-rivers-wealth-management-sacramento-ca-305773) ([md](https://advisorcensus.com/firm/twin-rivers-wealth-management-sacramento-ca-305773.md)) | 305773 | Sacramento, CA | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee |
| [University Avenue Capital Management LLC](https://advisorcensus.com/firm/university-avenue-capital-management-llc-sacramento-ca-338688) ([md](https://advisorcensus.com/firm/university-avenue-capital-management-llc-sacramento-ca-338688.md)) | 338688 | Sacramento, CA | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Up Capital Management, Inc.](https://advisorcensus.com/firm/up-capital-management-inc-roseville-ca-164692) ([md](https://advisorcensus.com/firm/up-capital-management-inc-roseville-ca-164692.md)) | 164692 | Roseville, CA | SEC-registered investment adviser | $100 million to $500 million | 12 | % of assets, Hourly, Fixed fee |
| [Upwelling Capital Group LLC](https://advisorcensus.com/firm/upwelling-capital-group-llc-davis-ca-164653) ([md](https://advisorcensus.com/firm/upwelling-capital-group-llc-davis-ca-164653.md)) | 164653 | Davis, CA | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Valley Oak Manager LLC](https://advisorcensus.com/firm/valley-oak-manager-llc-winters-ca-284890) ([md](https://advisorcensus.com/firm/valley-oak-manager-llc-winters-ca-284890.md)) | 284890 | Winters, CA | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Van Hulzen Financial Advisors](https://advisorcensus.com/firm/van-hulzen-financial-advisors-el-dorado-hills-ca-116632) ([md](https://advisorcensus.com/firm/van-hulzen-financial-advisors-el-dorado-hills-ca-116632.md)) | 116632 | El Dorado Hills, CA | SEC-registered investment adviser | $1 billion to $5 billion | 23 | % of assets, Hourly, Fixed fee, Other |
| [Vantage Financial Group](https://advisorcensus.com/firm/vantage-financial-group-auburn-ca-309675) ([md](https://advisorcensus.com/firm/vantage-financial-group-auburn-ca-309675.md)) | 309675 | Auburn, CA | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee |
| [Vifinance L.L.C.](https://advisorcensus.com/firm/vifinance-l-l-c-sacramento-ca-328605) ([md](https://advisorcensus.com/firm/vifinance-l-l-c-sacramento-ca-328605.md)) | 328605 | Sacramento, CA | State-registered investment adviser | Under $25 million | 2 | % of assets |
| [Voska Wealth](https://advisorcensus.com/firm/voska-wealth-rancho-cordova-ca-341574) ([md](https://advisorcensus.com/firm/voska-wealth-rancho-cordova-ca-341574.md)) | 341574 | Rancho Cordova, CA | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Wayne Gilbert & Company](https://advisorcensus.com/firm/wayne-gilbert-and-company-davis-ca-117889) ([md](https://advisorcensus.com/firm/wayne-gilbert-and-company-davis-ca-117889.md)) | 117889 | Davis, CA | State-registered investment adviser | Not reported | 26 | Hourly, Fixed fee |
| [We Alliance Blockchain Management Solutions, LLC](https://advisorcensus.com/firm/we-alliance-blockchain-management-solutions-llc-roseville-ca-323595) ([md](https://advisorcensus.com/firm/we-alliance-blockchain-management-solutions-llc-roseville-ca-323595.md)) | 323595 | Roseville, CA | Exempt reporting adviser | Not reported | 0 | Not reported |
| [We Alliance Strategic Management Services, LLC](https://advisorcensus.com/firm/we-alliance-strategic-management-services-llc-roseville-ca-306855) ([md](https://advisorcensus.com/firm/we-alliance-strategic-management-services-llc-roseville-ca-306855.md)) | 306855 | Roseville, CA | Exempt reporting adviser | Not reported | 0 | Not reported |
| [We Alliance Tactical Managers, LLC](https://advisorcensus.com/firm/we-alliance-tactical-managers-llc-roseville-ca-306853) ([md](https://advisorcensus.com/firm/we-alliance-tactical-managers-llc-roseville-ca-306853.md)) | 306853 | Roseville, CA | Exempt reporting adviser | Not reported | 0 | Not reported |
| [We Alliance Wealth Advisors, Inc.](https://advisorcensus.com/firm/we-alliance-wealth-advisors-inc-roseville-ca-175405) ([md](https://advisorcensus.com/firm/we-alliance-wealth-advisors-inc-roseville-ca-175405.md)) | 175405 | Roseville, CA | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee |
| [Wealthguard Advisors, Inc.](https://advisorcensus.com/firm/wealthguard-advisors-inc-placerville-ca-297192) ([md](https://advisorcensus.com/firm/wealthguard-advisors-inc-placerville-ca-297192.md)) | 297192 | Placerville, CA | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [Zeller Kern Business Advisors](https://advisorcensus.com/firm/zeller-kern-business-advisors-gold-river-ca-144913) ([md](https://advisorcensus.com/firm/zeller-kern-business-advisors-gold-river-ca-144913.md)) | 144913 | Gold River, CA | State-registered investment adviser | Not reported | 18 | Hourly, Fixed fee |

- Previous page: https://advisorcensus.com/advisors/ca/sacramento/page/3.md

## Questions people ask

**How many financial advisory firms are there in Sacramento, CA?**
AdvisorCensus lists 172 investment advisory firms with a principal office in the Sacramento metro area, from Form ADV filings as of October 2026: 57 SEC-registered, 91 state-registered, and 24 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Sacramento, CA?**
53 of the 172 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Sacramento, CA offer financial planning?**
111 of the 148 firms in Sacramento, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Sacramento, CA fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 53 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in California](https://advisorcensus.com/advisors/ca) (https://advisorcensus.com/advisors/ca.md)
- [Financial advisors in Sacramento, CA](https://advisorcensus.com/advisors/ca/sacramento) (https://advisorcensus.com/advisors/ca/sacramento.md)
- [Fee-only financial advisors in Sacramento, CA](https://advisorcensus.com/advisors/ca/sacramento/fee-only) (https://advisorcensus.com/advisors/ca/sacramento/fee-only.md)
- [Flat-fee financial advisors in Sacramento, CA](https://advisorcensus.com/advisors/ca/sacramento/flat-fee) (https://advisorcensus.com/advisors/ca/sacramento/flat-fee.md)
- [Hourly financial advisors in Sacramento, CA](https://advisorcensus.com/advisors/ca/sacramento/hourly) (https://advisorcensus.com/advisors/ca/sacramento/hourly.md)
- [Financial advisors in Roseville, CA](https://advisorcensus.com/advisors/ca/sacramento/roseville) (https://advisorcensus.com/advisors/ca/sacramento/roseville.md)
- [Financial advisors in Folsom, CA](https://advisorcensus.com/advisors/ca/sacramento/folsom) (https://advisorcensus.com/advisors/ca/sacramento/folsom.md)
- [Financial advisors in El Dorado Hills, CA](https://advisorcensus.com/advisors/ca/sacramento/el-dorado-hills) (https://advisorcensus.com/advisors/ca/sacramento/el-dorado-hills.md)
- [Financial advisors in San Francisco](https://advisorcensus.com/advisors/ca/san-francisco) (https://advisorcensus.com/advisors/ca/san-francisco.md)
- [Financial advisors in Los Angeles](https://advisorcensus.com/advisors/ca/los-angeles) (https://advisorcensus.com/advisors/ca/los-angeles.md)
- [Financial advisors in San Jose](https://advisorcensus.com/advisors/ca/san-jose) (https://advisorcensus.com/advisors/ca/san-jose.md)
- [Financial advisors in San Diego](https://advisorcensus.com/advisors/ca/san-diego) (https://advisorcensus.com/advisors/ca/san-diego.md)
- [Financial advisors in Oxnard](https://advisorcensus.com/advisors/ca/oxnard) (https://advisorcensus.com/advisors/ca/oxnard.md)
- [Financial advisors in Riverside](https://advisorcensus.com/advisors/ca/riverside) (https://advisorcensus.com/advisors/ca/riverside.md)
- [Financial advisors in Santa Maria](https://advisorcensus.com/advisors/ca/santa-maria) (https://advisorcensus.com/advisors/ca/santa-maria.md)
- [Financial advisors in Santa Rosa](https://advisorcensus.com/advisors/ca/santa-rosa) (https://advisorcensus.com/advisors/ca/santa-rosa.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/ca/sacramento.csv

Cite as: AdvisorCensus. Financial advisors in Sacramento, CA: 172 firms from Form ADV filings as of October 2026.