{
  "path": "/advisors/ca/oxnard/thousand-oaks",
  "url": "https://advisorcensus.com/advisors/ca/oxnard/thousand-oaks",
  "page_type": "metro_city",
  "title": "Financial advisors in Thousand Oaks, CA",
  "filters": {},
  "scope_total": 20,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Thousand Oaks, CA?",
      "a": "AdvisorCensus lists 20 investment advisory firms with a principal office in Thousand Oaks, California (part of the Oxnard metro area), from Form ADV filings as of October 2026: 10 SEC-registered, 10 state-registered, and 0 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Thousand Oaks, CA?",
      "a": "7 of the 20 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Thousand Oaks, CA offer financial planning?",
      "a": "13 of the 20 firms in Thousand Oaks, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Thousand Oaks, CA fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 7 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 20 investment advisory firms with a principal office in Thousand Oaks, California (part of the Oxnard metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full Oxnard metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": null,
  "citation": "AdvisorCensus. Financial advisors in Thousand Oaks, CA: 20 firms from Form ADV filings as of October 2026.",
  "total_firms": 20,
  "page": 1,
  "total_pages": 1,
  "sort": "name",
  "registration_types": {
    "sec": 10,
    "state": 10,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 7
    },
    {
      "code": "percentage_of_aum",
      "count": 17
    },
    {
      "code": "hourly",
      "count": 11
    },
    {
      "code": "subscription",
      "count": 0
    },
    {
      "code": "fixed",
      "count": 12
    },
    {
      "code": "commissions",
      "count": 0
    },
    {
      "code": "performance_based",
      "count": 3
    },
    {
      "code": "other",
      "count": 2
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 7
    },
    {
      "code": "5_to_9",
      "count": 6
    },
    {
      "code": "10_to_19",
      "count": 5
    },
    {
      "code": "20_plus",
      "count": 1
    },
    {
      "code": "not_reported",
      "count": 1
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 4
    },
    {
      "code": "25m_100m",
      "count": 6
    },
    {
      "code": "100m_500m",
      "count": 6
    },
    {
      "code": "500m_1b",
      "count": 2
    },
    {
      "code": "1b_5b",
      "count": 1
    },
    {
      "code": "over_5b",
      "count": 0
    },
    {
      "code": "not_reported",
      "count": 1
    }
  ],
  "firms": [
    {
      "crd_number": 150501,
      "name": "Align Investment Advisors, LLC",
      "name_as_filed": "ALIGN INVESTMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/align-investment-advisors-llc-thousand-oaks-ca-150501",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 17,
      "raum_band": "under_25m",
      "compensation_types": [
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 110018,
      "name": "Atlas Capital Management",
      "name_as_filed": "ATLAS CAPITAL MANAGEMENT",
      "url": "https://advisorcensus.com/firm/atlas-capital-management-thousand-oaks-ca-110018",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": null,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288105,
      "name": "Buff Your Finances",
      "name_as_filed": "BUFF YOUR FINANCES",
      "url": "https://advisorcensus.com/firm/buff-your-finances-thousand-oaks-ca-288105",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 9,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 172653,
      "name": "Cedarstone Advisors",
      "name_as_filed": "CEDARSTONE ADVISORS",
      "url": "https://advisorcensus.com/firm/cedarstone-advisors-thousand-oaks-ca-172653",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 8,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 168178,
      "name": "De Groote Financial Group, LLC",
      "name_as_filed": "DE GROOTE FINANCIAL GROUP, LLC",
      "url": "https://advisorcensus.com/firm/de-groote-financial-group-llc-thousand-oaks-ca-168178",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 13,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 164945,
      "name": "DRH Investments, Inc.",
      "name_as_filed": "DRH INVESTMENTS, INC.",
      "url": "https://advisorcensus.com/firm/drh-investments-inc-thousand-oaks-ca-164945",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 7,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 134388,
      "name": "Farrell Financial, Inc.",
      "name_as_filed": "FARRELL FINANCIAL, INC.",
      "url": "https://advisorcensus.com/firm/farrell-financial-inc-thousand-oaks-ca-134388",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 25,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 110925,
      "name": "Gold Coast Securities, Inc.",
      "name_as_filed": "GOLD COAST SECURITIES, INC.",
      "url": "https://advisorcensus.com/firm/gold-coast-securities-inc-thousand-oaks-ca-110925",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 317862,
      "name": "Hillcrest Financial Group",
      "name_as_filed": "HILLCREST FINANCIAL GROUP",
      "url": "https://advisorcensus.com/firm/hillcrest-financial-group-thousand-oaks-ca-317862",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 282005,
      "name": "Hofer & Associates Wealth Management",
      "name_as_filed": "HOFER & ASSOCIATES WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/hofer-and-associates-wealth-management-thousand-oaks-ca-282005",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 290114,
      "name": "IBN Asset Management, LLC",
      "name_as_filed": "IBN ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/ibn-asset-management-llc-thousand-oaks-ca-290114",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 6,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 329679,
      "name": "Jeffrey Joseph Management",
      "name_as_filed": "JEFFREY JOSEPH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/jeffrey-joseph-management-thousand-oaks-ca-329679",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 328283,
      "name": "Longevity Capital Management",
      "name_as_filed": "LONGEVITY CAPITAL MANAGEMENT",
      "url": "https://advisorcensus.com/firm/longevity-capital-management-thousand-oaks-ca-328283",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 169013,
      "name": "MFA Wealth Services",
      "name_as_filed": "MFA WEALTH SERVICES",
      "url": "https://advisorcensus.com/firm/mfa-wealth-services-thousand-oaks-ca-169013",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 9,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167516,
      "name": "Orion Capital",
      "name_as_filed": "ORION CAPITAL",
      "url": "https://advisorcensus.com/firm/orion-capital-thousand-oaks-ca-167516",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 151434,
      "name": "Pacific Financial Strategies, Inc",
      "name_as_filed": "PACIFIC FINANCIAL STRATEGIES, INC",
      "url": "https://advisorcensus.com/firm/pacific-financial-strategies-inc-thousand-oaks-ca-151434",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 16,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288964,
      "name": "Retirement Wealth Center Inc",
      "name_as_filed": "RETIREMENT WEALTH CENTER INC",
      "url": "https://advisorcensus.com/firm/retirement-wealth-center-inc-thousand-oaks-ca-288964",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 9,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 127924,
      "name": "Strategic Financial",
      "name_as_filed": "STRATEGIC FINANCIAL",
      "url": "https://advisorcensus.com/firm/strategic-financial-thousand-oaks-ca-127924",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "25m_100m",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 321979,
      "name": "Team Elevated Asset Management",
      "name_as_filed": "TEAM ELEVATED ASSET MANAGEMENT",
      "url": "https://advisorcensus.com/firm/team-elevated-asset-management-thousand-oaks-ca-321979",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 342129,
      "name": "ZAI Technologies LLC",
      "name_as_filed": "ZAI TECHNOLOGIES LLC",
      "url": "https://advisorcensus.com/firm/zai-technologies-llc-thousand-oaks-ca-342129",
      "city": "Thousand Oaks",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    }
  ],
  "states": [],
  "metros": [],
  "siblings": {
    "national": "/advisors",
    "state": {
      "path": "/advisors/ca",
      "label": "Financial advisors in California"
    },
    "metro": {
      "path": "/advisors/ca/oxnard",
      "label": "Financial advisors in Oxnard, CA"
    },
    "city_pages": [
      {
        "path": "/advisors/ca/oxnard/westlake-village",
        "label": "Financial advisors in Westlake Village, CA",
        "firm_count": 48
      },
      {
        "path": "/advisors/ca/oxnard/simi-valley",
        "label": "Financial advisors in Simi Valley, CA",
        "firm_count": 13
      },
      {
        "path": "/advisors/ca/oxnard/camarillo",
        "label": "Financial advisors in Camarillo, CA",
        "firm_count": 11
      },
      {
        "path": "/advisors/ca/oxnard/ventura",
        "label": "Financial advisors in Ventura, CA",
        "firm_count": 10
      }
    ],
    "fee_pages": [
      {
        "path": "/advisors/ca/oxnard/fee-only",
        "label": "Fee-only financial advisors in Oxnard, CA",
        "firm_count": 36
      },
      {
        "path": "/advisors/ca/oxnard/flat-fee",
        "label": "Flat-fee financial advisors in Oxnard, CA",
        "firm_count": 57
      },
      {
        "path": "/advisors/ca/oxnard/hourly",
        "label": "Hourly financial advisors in Oxnard, CA",
        "firm_count": 52
      }
    ],
    "niche_pages": [
      {
        "path": "/advisors/ca/oxnard/business-owners",
        "firm_count": 1,
        "label": "Financial advisors for business owners in Oxnard, CA"
      }
    ]
  },
  "csv": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}