# Financial advisors in Oxnard, CA

> AdvisorCensus lists 110 investment advisory firms with a principal office in the Oxnard metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ca/oxnard

## At a glance

- Investment advisory firms: 110
- Registration: SEC-registered investment adviser: 44, State-registered investment adviser: 62, Exempt reporting adviser: 4
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 36 (34%); Percentage of assets 96 (91%); Hourly charges 52 (49%); Subscription fees (newsletter or periodical) 2 (2%); Fixed fees 57 (54%); Commissions 1 (1%); Performance-based fees 10 (9%); Other 8 (8%); No compensation arrangements reported 4
- Regulatory assets under management (Item 5.F): Under $25 million 33 (30%); $25 million to $100 million 22 (20%); $100 million to $500 million 30 (27%); $500 million to $1 billion 8 (7%); $1 billion to $5 billion 5 (5%); Over $5 billion 2 (2%); Not reported 10 (9%)
- Years registered: Under 5 years 38 (35%); 5 to 9 years 29 (26%); 10 to 19 years 25 (23%); 20 years or more 17 (15%); Not reported 1 (1%)

## Firms (page 1 of 3, 1 to 50 of 110, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [3(38) Investment Fiduciaries](https://advisorcensus.com/firm/3-38-investment-fiduciaries-simi-valley-ca-298053) ([md](https://advisorcensus.com/firm/3-38-investment-fiduciaries-simi-valley-ca-298053.md)) | 298053 | Simi Valley, CA | SEC-registered investment adviser | $1 billion to $5 billion | 8 | % of assets, Fixed fee |
| [Advantage Financial Consultants](https://advisorcensus.com/firm/advantage-financial-consultants-camarillo-ca-136441) ([md](https://advisorcensus.com/firm/advantage-financial-consultants-camarillo-ca-136441.md)) | 136441 | Camarillo, CA | State-registered investment adviser | Under $25 million | 35 | % of assets, Hourly |
| [AGG Asset Management, LLC](https://advisorcensus.com/firm/agg-asset-management-llc-westlake-village-ca-154846) ([md](https://advisorcensus.com/firm/agg-asset-management-llc-westlake-village-ca-154846.md)) | 154846 | Westlake Village, CA | State-registered investment adviser | $25 million to $100 million | 15 | % of assets |
| [AI Financial, Inc.](https://advisorcensus.com/firm/ai-financial-inc-simi-valley-ca-128781) ([md](https://advisorcensus.com/firm/ai-financial-inc-simi-valley-ca-128781.md)) | 128781 | Simi Valley, CA | State-registered investment adviser | Under $25 million | 6 | % of assets |
| [AII Capital Management, LLC](https://advisorcensus.com/firm/aii-capital-management-llc-moorpark-ca-299674) ([md](https://advisorcensus.com/firm/aii-capital-management-llc-moorpark-ca-299674.md)) | 299674 | Moorpark, CA | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Fixed fee, Performance fee |
| [Align Investment Advisors, LLC](https://advisorcensus.com/firm/align-investment-advisors-llc-thousand-oaks-ca-150501) ([md](https://advisorcensus.com/firm/align-investment-advisors-llc-thousand-oaks-ca-150501.md)) | 150501 | Thousand Oaks, CA | State-registered investment adviser | Under $25 million | 17 | Performance fee |
| [Alliance Advisory & Securities, LLC](https://advisorcensus.com/firm/alliance-advisory-and-securities-llc-westlake-village-ca-18835) ([md](https://advisorcensus.com/firm/alliance-advisory-and-securities-llc-westlake-village-ca-18835.md)) | 18835 | Westlake Village, CA | SEC-registered investment adviser | $500 million to $1 billion | 20 | % of assets, Hourly, Fixed fee |
| [Alteri Wealth](https://advisorcensus.com/firm/alteri-wealth-westlake-village-ca-331100) ([md](https://advisorcensus.com/firm/alteri-wealth-westlake-village-ca-331100.md)) | 331100 | Westlake Village, CA | SEC-registered investment adviser | $500 million to $1 billion | 2 | % of assets |
| [Anacapa Financial, LLC](https://advisorcensus.com/firm/anacapa-financial-llc-ventura-ca-305365) ([md](https://advisorcensus.com/firm/anacapa-financial-llc-ventura-ca-305365.md)) | 305365 | Ventura, CA | State-registered investment adviser | $25 million to $100 million | 6 | % of assets, Hourly, Fixed fee |
| [Atlas Capital Management](https://advisorcensus.com/firm/atlas-capital-management-thousand-oaks-ca-110018) ([md](https://advisorcensus.com/firm/atlas-capital-management-thousand-oaks-ca-110018.md)) | 110018 | Thousand Oaks, CA | State-registered investment adviser | Under $25 million | Not reported | % of assets |
| [Bankers Investment Counseling](https://advisorcensus.com/firm/bankers-investment-counseling-ventura-ca-325872) ([md](https://advisorcensus.com/firm/bankers-investment-counseling-ventura-ca-325872.md)) | 325872 | Ventura, CA | State-registered investment adviser | Under $25 million | 3 | % of assets |
| [Barry F.T. Bolker](https://advisorcensus.com/firm/barry-f-t-bolker-camarillo-ca-134853) ([md](https://advisorcensus.com/firm/barry-f-t-bolker-camarillo-ca-134853.md)) | 134853 | Camarillo, CA | State-registered investment adviser | Not reported | 22 | Hourly, Fixed fee |
| [Bernzott Capital Advisors](https://advisorcensus.com/firm/bernzott-capital-advisors-camarillo-ca-104583) ([md](https://advisorcensus.com/firm/bernzott-capital-advisors-camarillo-ca-104583.md)) | 104583 | Camarillo, CA | SEC-registered investment adviser | $100 million to $500 million | 26 | % of assets |
| [Brave New Wealth](https://advisorcensus.com/firm/brave-new-wealth-westlake-village-ca-336030) ([md](https://advisorcensus.com/firm/brave-new-wealth-westlake-village-ca-336030.md)) | 336030 | Westlake Village, CA | State-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee |
| [Bridge the Gap Retirement Planners](https://advisorcensus.com/firm/bridge-the-gap-retirement-planners-simi-valley-ca-316508) ([md](https://advisorcensus.com/firm/bridge-the-gap-retirement-planners-simi-valley-ca-316508.md)) | 316508 | Simi Valley, CA | State-registered investment adviser | $25 million to $100 million | 5 | % of assets, Hourly, Fixed fee |
| [Brightpath Wealth Planning, LLC](https://advisorcensus.com/firm/brightpath-wealth-planning-llc-camarillo-ca-160563) ([md](https://advisorcensus.com/firm/brightpath-wealth-planning-llc-camarillo-ca-160563.md)) | 160563 | Camarillo, CA | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Broman & Greig Asset Management, LLC](https://advisorcensus.com/firm/broman-and-greig-asset-management-llc-westlake-village-ca-130494) ([md](https://advisorcensus.com/firm/broman-and-greig-asset-management-llc-westlake-village-ca-130494.md)) | 130494 | Westlake Village, CA | State-registered investment adviser | Under $25 million | 13 | % of assets |
| [Brooks Wealth Management](https://advisorcensus.com/firm/brooks-wealth-management-westlake-village-ca-332237) ([md](https://advisorcensus.com/firm/brooks-wealth-management-westlake-village-ca-332237.md)) | 332237 | Westlake Village, CA | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly, Fixed fee |
| [Bruce James Thomas JR](https://advisorcensus.com/firm/bruce-james-thomas-jr-moorpark-ca-115903) ([md](https://advisorcensus.com/firm/bruce-james-thomas-jr-moorpark-ca-115903.md)) | 115903 | Moorpark, CA | State-registered investment adviser | Not reported | 26 | Hourly, Fixed fee |
| [Buff Your Finances](https://advisorcensus.com/firm/buff-your-finances-thousand-oaks-ca-288105) ([md](https://advisorcensus.com/firm/buff-your-finances-thousand-oaks-ca-288105.md)) | 288105 | Thousand Oaks, CA | State-registered investment adviser | Under $25 million | 9 | % of assets, Hourly, Fixed fee |
| [Butler Financial Services, Ltd.](https://advisorcensus.com/firm/butler-financial-services-ltd-westlake-village-ca-134049) ([md](https://advisorcensus.com/firm/butler-financial-services-ltd-westlake-village-ca-134049.md)) | 134049 | Westlake Village, CA | State-registered investment adviser | $25 million to $100 million | 34 | % of assets, Hourly, Fixed fee |
| [Calabasas Advisory Group, LLC](https://advisorcensus.com/firm/calabasas-advisory-group-llc-westlake-village-ca-288224) ([md](https://advisorcensus.com/firm/calabasas-advisory-group-llc-westlake-village-ca-288224.md)) | 288224 | Westlake Village, CA | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets |
| [Carmandalian Financial Group, LLC](https://advisorcensus.com/firm/carmandalian-financial-group-llc-westlake-village-ca-292458) ([md](https://advisorcensus.com/firm/carmandalian-financial-group-llc-westlake-village-ca-292458.md)) | 292458 | Westlake Village, CA | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Fixed fee |
| [Carty Financial, Inc.](https://advisorcensus.com/firm/carty-financial-inc-camarillo-ca-144564) ([md](https://advisorcensus.com/firm/carty-financial-inc-camarillo-ca-144564.md)) | 144564 | Camarillo, CA | State-registered investment adviser | $25 million to $100 million | 19 | % of assets, Hourly, Fixed fee |
| [Cedarstone Advisors](https://advisorcensus.com/firm/cedarstone-advisors-thousand-oaks-ca-172653) ([md](https://advisorcensus.com/firm/cedarstone-advisors-thousand-oaks-ca-172653.md)) | 172653 | Thousand Oaks, CA | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly |
| [Chaos Solved, Inc.](https://advisorcensus.com/firm/chaos-solved-inc-newbury-park-ca-152570) ([md](https://advisorcensus.com/firm/chaos-solved-inc-newbury-park-ca-152570.md)) | 152570 | Newbury Park, CA | State-registered investment adviser | Under $25 million | 16 | % of assets, Performance fee |
| [Chetan LLC](https://advisorcensus.com/firm/chetan-llc-westlake-village-ca-337289) ([md](https://advisorcensus.com/firm/chetan-llc-westlake-village-ca-337289.md)) | 337289 | Westlake Village, CA | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Classic Financial](https://advisorcensus.com/firm/classic-financial-westlake-village-ca-120228) ([md](https://advisorcensus.com/firm/classic-financial-westlake-village-ca-120228.md)) | 120228 | Westlake Village, CA | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Other |
| [Cruden Bay Investment Management, LLC](https://advisorcensus.com/firm/cruden-bay-investment-management-llc-westlake-village-ca-284787) ([md](https://advisorcensus.com/firm/cruden-bay-investment-management-llc-westlake-village-ca-284787.md)) | 284787 | Westlake Village, CA | SEC-registered investment adviser | $500 million to $1 billion | 10 | % of assets |
| [De Groote Financial Group, LLC](https://advisorcensus.com/firm/de-groote-financial-group-llc-thousand-oaks-ca-168178) ([md](https://advisorcensus.com/firm/de-groote-financial-group-llc-thousand-oaks-ca-168178.md)) | 168178 | Thousand Oaks, CA | SEC-registered investment adviser | $1 billion to $5 billion | 13 | % of assets, Hourly, Fixed fee |
| [DRH Investments, Inc.](https://advisorcensus.com/firm/drh-investments-inc-thousand-oaks-ca-164945) ([md](https://advisorcensus.com/firm/drh-investments-inc-thousand-oaks-ca-164945.md)) | 164945 | Thousand Oaks, CA | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Performance fee |
| [Elevated Wealth Strategies LLC](https://advisorcensus.com/firm/elevated-wealth-strategies-llc-westlake-village-ca-336633) ([md](https://advisorcensus.com/firm/elevated-wealth-strategies-llc-westlake-village-ca-336633.md)) | 336633 | Westlake Village, CA | State-registered investment adviser | Under $25 million | 1 | % of assets, Fixed fee |
| [ETF Portfolio Management LLC](https://advisorcensus.com/firm/etf-portfolio-management-llc-westlake-village-ca-145698) ([md](https://advisorcensus.com/firm/etf-portfolio-management-llc-westlake-village-ca-145698.md)) | 145698 | Westlake Village, CA | State-registered investment adviser | Under $25 million | 18 | % of assets |
| [Farmers Asset Management, LLC](https://advisorcensus.com/firm/farmers-asset-management-llc-westlake-village-ca-336230) ([md](https://advisorcensus.com/firm/farmers-asset-management-llc-westlake-village-ca-336230.md)) | 336230 | Westlake Village, CA | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Farrell Financial, Inc.](https://advisorcensus.com/firm/farrell-financial-inc-thousand-oaks-ca-134388) ([md](https://advisorcensus.com/firm/farrell-financial-inc-thousand-oaks-ca-134388.md)) | 134388 | Thousand Oaks, CA | State-registered investment adviser | $25 million to $100 million | 25 | % of assets, Hourly, Fixed fee |
| [Fischer Investment Strategies, LLC](https://advisorcensus.com/firm/fischer-investment-strategies-llc-westlake-village-ca-156883) ([md](https://advisorcensus.com/firm/fischer-investment-strategies-llc-westlake-village-ca-156883.md)) | 156883 | Westlake Village, CA | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Hourly, Fixed fee |
| [FMB Retirement Services](https://advisorcensus.com/firm/fmb-retirement-services-westlake-village-ca-164571) ([md](https://advisorcensus.com/firm/fmb-retirement-services-westlake-village-ca-164571.md)) | 164571 | Westlake Village, CA | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets |
| [FMB Wealth Management](https://advisorcensus.com/firm/fmb-wealth-management-westlake-village-ca-122309) ([md](https://advisorcensus.com/firm/fmb-wealth-management-westlake-village-ca-122309.md)) | 122309 | Westlake Village, CA | SEC-registered investment adviser | $500 million to $1 billion | 23 | % of assets |
| [Gold Coast Securities, Inc.](https://advisorcensus.com/firm/gold-coast-securities-inc-thousand-oaks-ca-110925) ([md](https://advisorcensus.com/firm/gold-coast-securities-inc-thousand-oaks-ca-110925.md)) | 110925 | Thousand Oaks, CA | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Hourly, Fixed fee |
| [Goto Financial](https://advisorcensus.com/firm/goto-financial-ventura-ca-155948) ([md](https://advisorcensus.com/firm/goto-financial-ventura-ca-155948.md)) | 155948 | Ventura, CA | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Hourly, Fixed fee |
| [Guild Investment Management, Inc.](https://advisorcensus.com/firm/guild-investment-management-inc-westlake-village-ca-108390) ([md](https://advisorcensus.com/firm/guild-investment-management-inc-westlake-village-ca-108390.md)) | 108390 | Westlake Village, CA | SEC-registered investment adviser | $100 million to $500 million | 27 | % of assets, Subscription |
| [Harris Wealth Management](https://advisorcensus.com/firm/harris-wealth-management-ventura-ca-169810) ([md](https://advisorcensus.com/firm/harris-wealth-management-ventura-ca-169810.md)) | 169810 | Ventura, CA | State-registered investment adviser | Under $25 million | 12 | % of assets |
| [Haven Capital Group](https://advisorcensus.com/firm/haven-capital-group-westlake-village-ca-149641) ([md](https://advisorcensus.com/firm/haven-capital-group-westlake-village-ca-149641.md)) | 149641 | Westlake Village, CA | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly |
| [HBW Advisory Services LLC](https://advisorcensus.com/firm/hbw-advisory-services-llc-simi-valley-ca-143665) ([md](https://advisorcensus.com/firm/hbw-advisory-services-llc-simi-valley-ca-143665.md)) | 143665 | Simi Valley, CA | SEC-registered investment adviser | $1 billion to $5 billion | 13 | % of assets, Hourly, Fixed fee |
| [Hewitt Wealth Management Inc.](https://advisorcensus.com/firm/hewitt-wealth-management-inc-newbury-park-ca-330001) ([md](https://advisorcensus.com/firm/hewitt-wealth-management-inc-newbury-park-ca-330001.md)) | 330001 | Newbury Park, CA | State-registered investment adviser | Under $25 million | 2 | Fixed fee |
| [Highgate Financial Partners](https://advisorcensus.com/firm/highgate-financial-partners-westlake-village-ca-317963) ([md](https://advisorcensus.com/firm/highgate-financial-partners-westlake-village-ca-317963.md)) | 317963 | Westlake Village, CA | State-registered investment adviser | Under $25 million | 4 | % of assets |
| [Hillcrest Financial Group](https://advisorcensus.com/firm/hillcrest-financial-group-thousand-oaks-ca-317862) ([md](https://advisorcensus.com/firm/hillcrest-financial-group-thousand-oaks-ca-317862.md)) | 317862 | Thousand Oaks, CA | SEC-registered investment adviser | $500 million to $1 billion | 4 | % of assets, Fixed fee |
| [Hippocratic Financial Advisors](https://advisorcensus.com/firm/hippocratic-financial-advisors-westlake-village-ca-169481) ([md](https://advisorcensus.com/firm/hippocratic-financial-advisors-westlake-village-ca-169481.md)) | 169481 | Westlake Village, CA | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly, Fixed fee, Other |
| [HN Buss Investing](https://advisorcensus.com/firm/hn-buss-investing-westlake-village-ca-333557) ([md](https://advisorcensus.com/firm/hn-buss-investing-westlake-village-ca-333557.md)) | 333557 | Westlake Village, CA | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly |
| [Hofer & Associates Wealth Management](https://advisorcensus.com/firm/hofer-and-associates-wealth-management-thousand-oaks-ca-282005) ([md](https://advisorcensus.com/firm/hofer-and-associates-wealth-management-thousand-oaks-ca-282005.md)) | 282005 | Thousand Oaks, CA | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |

- Next page: https://advisorcensus.com/advisors/ca/oxnard/page/2.md

## Questions people ask

**How many financial advisory firms are there in Oxnard, CA?**
AdvisorCensus lists 110 investment advisory firms with a principal office in the Oxnard metro area, from Form ADV filings as of October 2026: 44 SEC-registered, 62 state-registered, and 4 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Oxnard, CA?**
36 of the 110 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Oxnard, CA offer financial planning?**
73 of the 106 firms in Oxnard, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Oxnard, CA fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 36 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in California](https://advisorcensus.com/advisors/ca) (https://advisorcensus.com/advisors/ca.md)
- [Financial advisors in Oxnard, CA](https://advisorcensus.com/advisors/ca/oxnard) (https://advisorcensus.com/advisors/ca/oxnard.md)
- [Fee-only financial advisors in Oxnard, CA](https://advisorcensus.com/advisors/ca/oxnard/fee-only) (https://advisorcensus.com/advisors/ca/oxnard/fee-only.md)
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Every firm in this list as CSV: https://advisorcensus.com/advisors/ca/oxnard.csv

Cite as: AdvisorCensus. Financial advisors in Oxnard, CA: 110 firms from Form ADV filings as of October 2026.