{ "path": "/advisors/ca/oxnard", "url": "https://advisorcensus.com/advisors/ca/oxnard", "page_type": "metro", "title": "Financial advisors in Oxnard, CA", "filters": {}, "scope_total": 110, "faq": [ { "q": "How many financial advisory firms are there in Oxnard, CA?", "a": "AdvisorCensus lists 110 investment advisory firms with a principal office in the Oxnard metro area, from Form ADV filings as of October 2026: 44 SEC-registered, 62 state-registered, and 4 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Oxnard, CA?", "a": "36 of the 110 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Oxnard, CA offer financial planning?", "a": "73 of the 106 firms in Oxnard, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Oxnard, CA fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 36 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 110 investment advisory firms with a principal office in the Oxnard metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Oxnard has 110 investment advisory firms with a principal office in the metro area as of October 2026: 44 SEC-registered, 62 state-registered, and 4 exempt reporting advisers. 36 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 55 report under $100 million in regulatory assets under management. The metro area has 280,360 households, 61,706 of them with income of $200,000 or more, or 561 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Oxnard, CA: 110 firms from Form ADV filings as of October 2026.", "total_firms": 110, "page": 1, "total_pages": 3, "sort": "name", "registration_types": { "sec": 44, "state": 62, "exempt": 4 }, "fee_model_mix": [ { "code": "fee-only", "count": 36 }, { "code": "percentage_of_aum", "count": 96 }, { "code": "hourly", "count": 52 }, { "code": "subscription", "count": 2 }, { "code": "fixed", "count": 57 }, { "code": "commissions", "count": 1 }, { "code": "performance_based", "count": 10 }, { "code": "other", "count": 8 }, { "code": "not_reported", "count": 4 } ], "years_registered_distribution": [ { "code": "under_5", "count": 38 }, { "code": "5_to_9", "count": 29 }, { "code": "10_to_19", "count": 25 }, { "code": "20_plus", "count": 17 }, { "code": "not_reported", "count": 1 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 33 }, { "code": "25m_100m", "count": 22 }, { "code": "100m_500m", "count": 30 }, { "code": "500m_1b", "count": 8 }, { "code": "1b_5b", "count": 5 }, { "code": "over_5b", "count": 2 }, { "code": "not_reported", "count": 10 } ], "firms": [ { "crd_number": 298053, "name": "3(38) Investment Fiduciaries", "name_as_filed": "3(38) INVESTMENT FIDUCIARIES", "url": "https://advisorcensus.com/firm/3-38-investment-fiduciaries-simi-valley-ca-298053", "city": "Simi Valley", "state": "CA", "years_registered": 8, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 136441, "name": "Advantage Financial Consultants", "name_as_filed": "ADVANTAGE FINANCIAL CONSULTANTS", "url": "https://advisorcensus.com/firm/advantage-financial-consultants-camarillo-ca-136441", "city": "Camarillo", "state": "CA", "years_registered": 35, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 154846, "name": "AGG Asset Management, LLC", "name_as_filed": "AGG ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/agg-asset-management-llc-westlake-village-ca-154846", "city": "Westlake Village", "state": "CA", "years_registered": 15, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 128781, "name": "AI Financial, Inc.", "name_as_filed": "AI FINANCIAL, INC.", "url": "https://advisorcensus.com/firm/ai-financial-inc-simi-valley-ca-128781", "city": "Simi Valley", "state": "CA", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 299674, "name": "AII Capital Management, LLC", "name_as_filed": "AII CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/aii-capital-management-llc-moorpark-ca-299674", "city": "Moorpark", "state": "CA", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 150501, "name": "Align Investment Advisors, LLC", "name_as_filed": "ALIGN INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/align-investment-advisors-llc-thousand-oaks-ca-150501", "city": "Thousand Oaks", "state": "CA", "years_registered": 17, "raum_band": "under_25m", "compensation_types": [ "performance_based" ], "enhanced": false }, { "crd_number": 18835, "name": "Alliance Advisory & Securities, LLC", "name_as_filed": "ALLIANCE ADVISORY & SECURITIES, LLC", "url": "https://advisorcensus.com/firm/alliance-advisory-and-securities-llc-westlake-village-ca-18835", "city": "Westlake Village", "state": "CA", "years_registered": 20, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 331100, "name": "Alteri Wealth", "name_as_filed": "ALTERI WEALTH", "url": "https://advisorcensus.com/firm/alteri-wealth-westlake-village-ca-331100", "city": "Westlake Village", "state": "CA", "years_registered": 2, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 305365, "name": "Anacapa Financial, LLC", "name_as_filed": "ANACAPA FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/anacapa-financial-llc-ventura-ca-305365", "city": "Ventura", "state": "CA", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 110018, "name": "Atlas Capital Management", "name_as_filed": "ATLAS CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/atlas-capital-management-thousand-oaks-ca-110018", "city": "Thousand Oaks", "state": "CA", "years_registered": null, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 325872, "name": "Bankers Investment Counseling", "name_as_filed": "BANKERS INVESTMENT COUNSELING", "url": "https://advisorcensus.com/firm/bankers-investment-counseling-ventura-ca-325872", "city": "Ventura", "state": "CA", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 134853, "name": "Barry F.T. Bolker", "name_as_filed": "BARRY F.T. BOLKER", "url": "https://advisorcensus.com/firm/barry-f-t-bolker-camarillo-ca-134853", "city": "Camarillo", "state": "CA", "years_registered": 22, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 104583, "name": "Bernzott Capital Advisors", "name_as_filed": "BERNZOTT CAPITAL ADVISORS", "url": "https://advisorcensus.com/firm/bernzott-capital-advisors-camarillo-ca-104583", "city": "Camarillo", "state": "CA", "years_registered": 26, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 336030, "name": "Brave New Wealth", "name_as_filed": "BRAVE NEW WEALTH", "url": "https://advisorcensus.com/firm/brave-new-wealth-westlake-village-ca-336030", "city": "Westlake Village", "state": "CA", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 316508, "name": "Bridge the Gap Retirement Planners", "name_as_filed": "BRIDGE THE GAP RETIREMENT PLANNERS", "url": "https://advisorcensus.com/firm/bridge-the-gap-retirement-planners-simi-valley-ca-316508", "city": "Simi Valley", "state": "CA", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 160563, "name": "Brightpath Wealth Planning, LLC", "name_as_filed": "BRIGHTPATH WEALTH PLANNING, LLC", "url": "https://advisorcensus.com/firm/brightpath-wealth-planning-llc-camarillo-ca-160563", "city": "Camarillo", "state": "CA", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 130494, "name": "Broman & Greig Asset Management, LLC", "name_as_filed": "BROMAN & GREIG ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/broman-and-greig-asset-management-llc-westlake-village-ca-130494", "city": "Westlake Village", "state": "CA", "years_registered": 13, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 332237, "name": "Brooks Wealth Management", "name_as_filed": "BROOKS WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/brooks-wealth-management-westlake-village-ca-332237", "city": "Westlake Village", "state": "CA", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 115903, "name": "Bruce James Thomas JR", "name_as_filed": "BRUCE JAMES THOMAS JR", "url": "https://advisorcensus.com/firm/bruce-james-thomas-jr-moorpark-ca-115903", "city": "Moorpark", "state": "CA", "years_registered": 26, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 288105, "name": "Buff Your Finances", "name_as_filed": "BUFF YOUR FINANCES", "url": "https://advisorcensus.com/firm/buff-your-finances-thousand-oaks-ca-288105", "city": "Thousand Oaks", "state": "CA", "years_registered": 9, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 134049, "name": "Butler Financial Services, Ltd.", "name_as_filed": "BUTLER FINANCIAL SERVICES, LTD.", "url": "https://advisorcensus.com/firm/butler-financial-services-ltd-westlake-village-ca-134049", "city": "Westlake Village", "state": "CA", "years_registered": 34, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 288224, "name": "Calabasas Advisory Group, LLC", "name_as_filed": "CALABASAS ADVISORY GROUP, LLC", "url": "https://advisorcensus.com/firm/calabasas-advisory-group-llc-westlake-village-ca-288224", "city": "Westlake Village", "state": "CA", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 292458, "name": "Carmandalian Financial Group, LLC", "name_as_filed": "CARMANDALIAN FINANCIAL GROUP, LLC", "url": "https://advisorcensus.com/firm/carmandalian-financial-group-llc-westlake-village-ca-292458", "city": "Westlake Village", "state": "CA", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 144564, "name": "Carty Financial, Inc.", "name_as_filed": "CARTY FINANCIAL, INC.", "url": "https://advisorcensus.com/firm/carty-financial-inc-camarillo-ca-144564", "city": "Camarillo", "state": "CA", "years_registered": 19, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 172653, "name": "Cedarstone Advisors", "name_as_filed": "CEDARSTONE ADVISORS", "url": "https://advisorcensus.com/firm/cedarstone-advisors-thousand-oaks-ca-172653", "city": "Thousand Oaks", "state": "CA", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 152570, "name": "Chaos Solved, Inc.", "name_as_filed": "CHAOS SOLVED, INC.", "url": "https://advisorcensus.com/firm/chaos-solved-inc-newbury-park-ca-152570", "city": "Newbury Park", "state": "CA", "years_registered": 16, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 337289, "name": "Chetan LLC", "name_as_filed": "CHETAN LLC", "url": "https://advisorcensus.com/firm/chetan-llc-westlake-village-ca-337289", "city": "Westlake Village", "state": "CA", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 120228, "name": "Classic Financial", "name_as_filed": "CLASSIC FINANCIAL", "url": "https://advisorcensus.com/firm/classic-financial-westlake-village-ca-120228", "city": "Westlake Village", "state": "CA", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 284787, "name": "Cruden Bay Investment Management, LLC", "name_as_filed": "CRUDEN BAY INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/cruden-bay-investment-management-llc-westlake-village-ca-284787", "city": "Westlake Village", "state": "CA", "years_registered": 10, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 168178, "name": "De Groote Financial Group, LLC", "name_as_filed": "DE GROOTE FINANCIAL GROUP, LLC", "url": "https://advisorcensus.com/firm/de-groote-financial-group-llc-thousand-oaks-ca-168178", "city": "Thousand Oaks", "state": "CA", "years_registered": 13, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 164945, "name": "DRH Investments, Inc.", "name_as_filed": "DRH INVESTMENTS, INC.", "url": "https://advisorcensus.com/firm/drh-investments-inc-thousand-oaks-ca-164945", "city": "Thousand Oaks", "state": "CA", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 336633, "name": "Elevated Wealth Strategies LLC", "name_as_filed": "ELEVATED WEALTH STRATEGIES LLC", "url": "https://advisorcensus.com/firm/elevated-wealth-strategies-llc-westlake-village-ca-336633", "city": "Westlake Village", "state": "CA", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 145698, "name": "ETF Portfolio Management LLC", "name_as_filed": "ETF PORTFOLIO MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/etf-portfolio-management-llc-westlake-village-ca-145698", "city": "Westlake Village", "state": "CA", "years_registered": 18, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 336230, "name": "Farmers Asset Management, LLC", "name_as_filed": "FARMERS ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/farmers-asset-management-llc-westlake-village-ca-336230", "city": "Westlake Village", "state": "CA", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 134388, "name": "Farrell Financial, Inc.", "name_as_filed": "FARRELL FINANCIAL, INC.", "url": "https://advisorcensus.com/firm/farrell-financial-inc-thousand-oaks-ca-134388", "city": "Thousand Oaks", "state": "CA", "years_registered": 25, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 156883, "name": "Fischer Investment Strategies, LLC", "name_as_filed": "FISCHER INVESTMENT STRATEGIES, LLC", "url": "https://advisorcensus.com/firm/fischer-investment-strategies-llc-westlake-village-ca-156883", "city": "Westlake Village", "state": "CA", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 164571, "name": "FMB Retirement Services", "name_as_filed": "FMB RETIREMENT SERVICES", "url": "https://advisorcensus.com/firm/fmb-retirement-services-westlake-village-ca-164571", "city": "Westlake Village", "state": "CA", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 122309, "name": "FMB Wealth Management", "name_as_filed": "FMB WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/fmb-wealth-management-westlake-village-ca-122309", "city": "Westlake Village", "state": "CA", "years_registered": 23, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 110925, "name": "Gold Coast Securities, Inc.", "name_as_filed": "GOLD COAST SECURITIES, INC.", "url": "https://advisorcensus.com/firm/gold-coast-securities-inc-thousand-oaks-ca-110925", "city": "Thousand Oaks", "state": "CA", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 155948, "name": "Goto Financial", "name_as_filed": "GOTO FINANCIAL", "url": "https://advisorcensus.com/firm/goto-financial-ventura-ca-155948", "city": "Ventura", "state": "CA", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 108390, "name": "Guild Investment Management, Inc.", "name_as_filed": "GUILD INVESTMENT MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/guild-investment-management-inc-westlake-village-ca-108390", "city": "Westlake Village", "state": "CA", "years_registered": 27, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "subscription" ], "enhanced": false }, { "crd_number": 169810, "name": "Harris Wealth Management", "name_as_filed": "HARRIS WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/harris-wealth-management-ventura-ca-169810", "city": "Ventura", "state": "CA", "years_registered": 12, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 149641, "name": "Haven Capital Group", "name_as_filed": "HAVEN CAPITAL GROUP", "url": "https://advisorcensus.com/firm/haven-capital-group-westlake-village-ca-149641", "city": "Westlake Village", "state": "CA", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 143665, "name": "HBW Advisory Services LLC", "name_as_filed": "HBW ADVISORY SERVICES LLC", "url": "https://advisorcensus.com/firm/hbw-advisory-services-llc-simi-valley-ca-143665", "city": "Simi Valley", "state": "CA", "years_registered": 13, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 330001, "name": "Hewitt Wealth Management Inc.", "name_as_filed": "HEWITT WEALTH MANAGEMENT INC.", "url": "https://advisorcensus.com/firm/hewitt-wealth-management-inc-newbury-park-ca-330001", "city": "Newbury Park", "state": "CA", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "fixed" ], "enhanced": false }, { "crd_number": 317963, "name": "Highgate Financial Partners", "name_as_filed": "HIGHGATE FINANCIAL PARTNERS", "url": "https://advisorcensus.com/firm/highgate-financial-partners-westlake-village-ca-317963", "city": "Westlake Village", "state": "CA", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 317862, "name": "Hillcrest Financial Group", "name_as_filed": "HILLCREST FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/hillcrest-financial-group-thousand-oaks-ca-317862", "city": "Thousand Oaks", "state": "CA", "years_registered": 4, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 169481, "name": "Hippocratic Financial Advisors", "name_as_filed": "HIPPOCRATIC FINANCIAL ADVISORS", "url": "https://advisorcensus.com/firm/hippocratic-financial-advisors-westlake-village-ca-169481", "city": "Westlake Village", "state": "CA", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 333557, "name": "HN Buss Investing", "name_as_filed": "HN BUSS INVESTING", "url": "https://advisorcensus.com/firm/hn-buss-investing-westlake-village-ca-333557", "city": "Westlake Village", "state": "CA", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 282005, "name": "Hofer & Associates Wealth Management", "name_as_filed": "HOFER & ASSOCIATES WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/hofer-and-associates-wealth-management-thousand-oaks-ca-282005", "city": "Thousand Oaks", "state": "CA", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false } ], "states": [], "metros": [], "siblings": { "national": "/advisors", "state": { "path": "/advisors/ca", "label": "Financial advisors in California" }, "metro": { "path": "/advisors/ca/oxnard", "label": "Financial advisors in Oxnard, CA" }, "city_pages": [ { "path": "/advisors/ca/oxnard/westlake-village", "label": "Financial advisors in Westlake Village, CA", "firm_count": 48 }, { "path": "/advisors/ca/oxnard/thousand-oaks", "label": "Financial advisors in Thousand Oaks, CA", "firm_count": 20 }, { "path": "/advisors/ca/oxnard/simi-valley", "label": "Financial advisors in Simi Valley, CA", "firm_count": 13 }, { "path": "/advisors/ca/oxnard/camarillo", "label": "Financial advisors in Camarillo, CA", "firm_count": 11 }, { "path": "/advisors/ca/oxnard/ventura", "label": "Financial advisors in Ventura, CA", "firm_count": 10 } ], "fee_pages": [ { "path": "/advisors/ca/oxnard/fee-only", "label": "Fee-only financial advisors in Oxnard, CA", "firm_count": 36 }, { "path": "/advisors/ca/oxnard/flat-fee", "label": "Flat-fee financial advisors in Oxnard, CA", "firm_count": 57 }, { "path": "/advisors/ca/oxnard/hourly", "label": "Hourly financial advisors in Oxnard, CA", "firm_count": 52 } ], "niche_pages": [ { "path": "/advisors/ca/oxnard/business-owners", "firm_count": 1, "label": "Financial advisors for business owners in Oxnard, CA" } ] }, "csv": "https://advisorcensus.com/advisors/ca/oxnard.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" }, "sec_registrations_12_months": { "new_sec_registrations": 2, "sec_registered_at_start": 45, "per_100_registered": null, "national_per_100": 10.0, "as_of": "2026-09-01", "sentence": "Over the 12 months to September 1, 2026, 2 firms here registered with the SEC as investment advisers.", "source": "https://advisorcensus.com/reports/monthly/2026-09" } }