{
  "path": "/advisors/ca/los-angeles/santa-monica",
  "url": "https://advisorcensus.com/advisors/ca/los-angeles/santa-monica",
  "page_type": "metro_city",
  "title": "Financial advisors in Santa Monica, CA",
  "filters": {},
  "scope_total": 108,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Santa Monica, CA?",
      "a": "AdvisorCensus lists 108 investment advisory firms with a principal office in Santa Monica, California (part of the Los Angeles metro area), from Form ADV filings as of October 2026: 48 SEC-registered, 16 state-registered, and 44 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Santa Monica, CA?",
      "a": "15 of the 108 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Santa Monica, CA offer financial planning?",
      "a": "23 of the 64 firms in Santa Monica, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Santa Monica, CA fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 15 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 108 investment advisory firms with a principal office in Santa Monica, California (part of the Los Angeles metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full Los Angeles metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": null,
  "citation": "AdvisorCensus. Financial advisors in Santa Monica, CA: 108 firms from Form ADV filings as of October 2026.",
  "total_firms": 108,
  "page": 1,
  "total_pages": 3,
  "sort": "name",
  "registration_types": {
    "sec": 48,
    "state": 16,
    "exempt": 44
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 15
    },
    {
      "code": "percentage_of_aum",
      "count": 59
    },
    {
      "code": "hourly",
      "count": 13
    },
    {
      "code": "subscription",
      "count": 1
    },
    {
      "code": "fixed",
      "count": 26
    },
    {
      "code": "commissions",
      "count": 2
    },
    {
      "code": "performance_based",
      "count": 29
    },
    {
      "code": "other",
      "count": 10
    },
    {
      "code": "not_reported",
      "count": 44
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 53
    },
    {
      "code": "5_to_9",
      "count": 23
    },
    {
      "code": "10_to_19",
      "count": 22
    },
    {
      "code": "20_plus",
      "count": 10
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 10
    },
    {
      "code": "25m_100m",
      "count": 7
    },
    {
      "code": "100m_500m",
      "count": 18
    },
    {
      "code": "500m_1b",
      "count": 3
    },
    {
      "code": "1b_5b",
      "count": 15
    },
    {
      "code": "over_5b",
      "count": 7
    },
    {
      "code": "not_reported",
      "count": 48
    }
  ],
  "firms": [
    {
      "crd_number": 326905,
      "name": "1 AM Gaming LLC",
      "name_as_filed": "1 AM GAMING LLC",
      "url": "https://advisorcensus.com/firm/1-am-gaming-llc-santa-monica-ca-326905",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 335358,
      "name": "18 Fund Management LLC",
      "name_as_filed": "18 FUND MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/18-fund-management-llc-santa-monica-ca-335358",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 315483,
      "name": "414 Investments LLC",
      "name_as_filed": "414 INVESTMENTS LLC",
      "url": "https://advisorcensus.com/firm/414-investments-llc-santa-monica-ca-315483",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 128590,
      "name": "Abacus Wealth Partners",
      "name_as_filed": "ABACUS WEALTH PARTNERS",
      "url": "https://advisorcensus.com/firm/abacus-wealth-partners-santa-monica-ca-128590",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 22,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 166705,
      "name": "Almitas Capital LLC",
      "name_as_filed": "ALMITAS CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/almitas-capital-llc-santa-monica-ca-166705",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 333490,
      "name": "Anantis AI Capital Management, LLC",
      "name_as_filed": "ANANTIS AI CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/anantis-ai-capital-management-llc-santa-monica-ca-333490",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 338266,
      "name": "Angeles Family Office",
      "name_as_filed": "ANGELES FAMILY OFFICE",
      "url": "https://advisorcensus.com/firm/angeles-family-office-santa-monica-ca-338266",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 110213,
      "name": "Angeles Investment Advisors",
      "name_as_filed": "ANGELES INVESTMENT ADVISORS",
      "url": "https://advisorcensus.com/firm/angeles-investment-advisors-santa-monica-ca-110213",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 25,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 159952,
      "name": "Angeles Wealth Management, LLC",
      "name_as_filed": "ANGELES WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/angeles-wealth-management-llc-santa-monica-ca-159952",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 163445,
      "name": "Anthem Venture Management, LLC",
      "name_as_filed": "ANTHEM VENTURE MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/anthem-venture-management-llc-santa-monica-ca-163445",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 165980,
      "name": "Anthos Capital",
      "name_as_filed": "ANTHOS CAPITAL",
      "url": "https://advisorcensus.com/firm/anthos-capital-santa-monica-ca-165980",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 6,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 331840,
      "name": "Atorie Advisors, LLC",
      "name_as_filed": "ATORIE ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/atorie-advisors-llc-santa-monica-ca-331840",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 322882,
      "name": "Autilus Partners LLC",
      "name_as_filed": "AUTILUS PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/autilus-partners-llc-santa-monica-ca-322882",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 328736,
      "name": "Bancreek Capital Advisors, LLC",
      "name_as_filed": "BANCREEK CAPITAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/bancreek-capital-advisors-llc-santa-monica-ca-328736",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 312900,
      "name": "Bancreek Capital Management, LP",
      "name_as_filed": "BANCREEK CAPITAL MANAGEMENT, LP",
      "url": "https://advisorcensus.com/firm/bancreek-capital-management-lp-santa-monica-ca-312900",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 5,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 341539,
      "name": "Bancreek Capital Strategies, LLC",
      "name_as_filed": "BANCREEK CAPITAL STRATEGIES, LLC",
      "url": "https://advisorcensus.com/firm/bancreek-capital-strategies-llc-santa-monica-ca-341539",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 148885,
      "name": "Beach Point Capital Management LP",
      "name_as_filed": "BEACH POINT CAPITAL MANAGEMENT LP",
      "url": "https://advisorcensus.com/firm/beach-point-capital-management-lp-santa-monica-ca-148885",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 17,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 168688,
      "name": "Bengal Asset Management, LLC",
      "name_as_filed": "BENGAL ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/bengal-asset-management-llc-santa-monica-ca-168688",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 8,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 160562,
      "name": "Bison Capital Asset Management, LLC",
      "name_as_filed": "BISON CAPITAL ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/bison-capital-asset-management-llc-santa-monica-ca-160562",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 148719,
      "name": "Black Hills Capital, LLC",
      "name_as_filed": "BLACK HILLS CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/black-hills-capital-llc-santa-monica-ca-148719",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 332727,
      "name": "Bold Management Advisors, LLC",
      "name_as_filed": "BOLD MANAGEMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/bold-management-advisors-llc-santa-monica-ca-332727",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 282526,
      "name": "Bold Management Partners, LLC",
      "name_as_filed": "BOLD MANAGEMENT PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/bold-management-partners-llc-santa-monica-ca-282526",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 314665,
      "name": "Boulevard Investment Management LLC",
      "name_as_filed": "BOULEVARD INVESTMENT MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/boulevard-investment-management-llc-santa-monica-ca-314665",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 5,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 333095,
      "name": "Buentrip Ventures",
      "name_as_filed": "BUENTRIP VENTURES",
      "url": "https://advisorcensus.com/firm/buentrip-ventures-santa-monica-ca-333095",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 127023,
      "name": "Capital Intelligence Advisors, Inc.",
      "name_as_filed": "CAPITAL INTELLIGENCE ADVISORS, INC.",
      "url": "https://advisorcensus.com/firm/capital-intelligence-advisors-inc-santa-monica-ca-127023",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 22,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 319580,
      "name": "CBP Advisory, LLC",
      "name_as_filed": "CBP ADVISORY, LLC",
      "url": "https://advisorcensus.com/firm/cbp-advisory-llc-santa-monica-ca-319580",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 338817,
      "name": "Chisos Capital Management LLC",
      "name_as_filed": "CHISOS CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/chisos-capital-management-llc-santa-monica-ca-338817",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 157920,
      "name": "Clearlake Capital Group, L.P.",
      "name_as_filed": "CLEARLAKE CAPITAL GROUP, L.P.",
      "url": "https://advisorcensus.com/firm/clearlake-capital-group-l-p-santa-monica-ca-157920",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 342281,
      "name": "Clearlake Capital RIC Management, LLC",
      "name_as_filed": "CLEARLAKE CAPITAL RIC MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/clearlake-capital-ric-management-llc-santa-monica-ca-342281",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 160259,
      "name": "Clearstone Venture Partners",
      "name_as_filed": "CLEARSTONE VENTURE PARTNERS",
      "url": "https://advisorcensus.com/firm/clearstone-venture-partners-santa-monica-ca-160259",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 158142,
      "name": "Clocktower Group, L.P.",
      "name_as_filed": "CLOCKTOWER GROUP, L.P.",
      "url": "https://advisorcensus.com/firm/clocktower-group-l-p-santa-monica-ca-158142",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 11,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "subscription",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 300974,
      "name": "Cobalt Investment Management LLC",
      "name_as_filed": "COBALT INVESTMENT MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/cobalt-investment-management-llc-santa-monica-ca-300974",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 7,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 330571,
      "name": "Counter Global, L.P.",
      "name_as_filed": "COUNTER GLOBAL, L.P.",
      "url": "https://advisorcensus.com/firm/counter-global-l-p-santa-monica-ca-330571",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 339079,
      "name": "CV2M, LLC",
      "name_as_filed": "CV2M, LLC",
      "url": "https://advisorcensus.com/firm/cv2m-llc-santa-monica-ca-339079",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 341800,
      "name": "Dayton Craft Manager, LLC",
      "name_as_filed": "DAYTON CRAFT MANAGER, LLC",
      "url": "https://advisorcensus.com/firm/dayton-craft-manager-llc-santa-monica-ca-341800",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 285497,
      "name": "Dirigo Investment Advisors, LLC",
      "name_as_filed": "DIRIGO INVESTMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/dirigo-investment-advisors-llc-santa-monica-ca-285497",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 9,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332680,
      "name": "DRC Investment Advisors, LLC",
      "name_as_filed": "DRC INVESTMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/drc-investment-advisors-llc-santa-monica-ca-332680",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 290208,
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  "csv": null,
  "source": {
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    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}
