{
  "path": "/advisors/ca/los-angeles",
  "url": "https://advisorcensus.com/advisors/ca/los-angeles/page/14",
  "page_type": "metro",
  "title": "Financial advisors in Los Angeles, CA",
  "filters": {},
  "scope_total": 1666,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Los Angeles, CA?",
      "a": "AdvisorCensus lists 1,666 investment advisory firms with a principal office in the Los Angeles metro area, from Form ADV filings as of October 2026: 715 SEC-registered, 580 state-registered, and 371 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Los Angeles, CA?",
      "a": "384 of the 1,666 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Los Angeles, CA offer financial planning?",
      "a": "632 of the 1,295 firms in Los Angeles, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Los Angeles, CA fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 384 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 1,666 investment advisory firms with a principal office in the Los Angeles metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": "Los Angeles has 1,666 investment advisory firms with a principal office in the metro area as of October 2026: 715 SEC-registered, 580 state-registered, and 371 exempt reporting advisers. 384 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 507 report under $100 million in regulatory assets under management. The metro area has 4,499,409 households, 872,794 of them with income of $200,000 or more, or 524 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors in Los Angeles, CA: 1,666 firms from Form ADV filings as of October 2026.",
  "total_firms": 1666,
  "page": 14,
  "total_pages": 34,
  "sort": "name",
  "registration_types": {
    "sec": 715,
    "state": 580,
    "exempt": 371
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 384
    },
    {
      "code": "percentage_of_aum",
      "count": 1176
    },
    {
      "code": "hourly",
      "count": 468
    },
    {
      "code": "subscription",
      "count": 11
    },
    {
      "code": "fixed",
      "count": 598
    },
    {
      "code": "commissions",
      "count": 19
    },
    {
      "code": "performance_based",
      "count": 374
    },
    {
      "code": "other",
      "count": 161
    },
    {
      "code": "not_reported",
      "count": 371
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 719
    },
    {
      "code": "5_to_9",
      "count": 376
    },
    {
      "code": "10_to_19",
      "count": 333
    },
    {
      "code": "20_plus",
      "count": 229
    },
    {
      "code": "not_reported",
      "count": 9
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 289
    },
    {
      "code": "25m_100m",
      "count": 218
    },
    {
      "code": "100m_500m",
      "count": 326
    },
    {
      "code": "500m_1b",
      "count": 95
    },
    {
      "code": "1b_5b",
      "count": 168
    },
    {
      "code": "over_5b",
      "count": 85
    },
    {
      "code": "not_reported",
      "count": 485
    }
  ],
  "firms": [
    {
      "crd_number": 343065,
      "name": "Gradient Ascent LLC",
      "name_as_filed": "GRADIENT ASCENT LLC",
      "url": "https://advisorcensus.com/firm/gradient-ascent-llc-west-hollywood-ca-343065",
      "city": "West Hollywood",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 123539,
      "name": "Graham & Co. Advisory, Inc.",
      "name_as_filed": "GRAHAM & CO. ADVISORY, INC.",
      "url": "https://advisorcensus.com/firm/graham-and-co-advisory-inc-orange-ca-123539",
      "city": "Orange",
      "state": "CA",
      "years_registered": 23,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 341773,
      "name": "Graham Sports and Entertainment Partners",
      "name_as_filed": "GRAHAM SPORTS AND ENTERTAINMENT PARTNERS",
      "url": "https://advisorcensus.com/firm/graham-sports-and-entertainment-partners-el-segundo-ca-341773",
      "city": "El Segundo",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 133375,
      "name": "Granada Capital Management, LLC",
      "name_as_filed": "GRANADA CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/granada-capital-management-llc-granada-hills-ca-133375",
      "city": "Granada Hills",
      "state": "CA",
      "years_registered": 21,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 135040,
      "name": "Grandway Investment Management, LLC",
      "name_as_filed": "GRANDWAY INVESTMENT MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/grandway-investment-management-llc-pasadena-ca-135040",
      "city": "Pasadena",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 150632,
      "name": "Granite Investment Partners, LLC",
      "name_as_filed": "GRANITE INVESTMENT PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/granite-investment-partners-llc-el-segundo-ca-150632",
      "city": "El Segundo",
      "state": "CA",
      "years_registered": 17,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323560,
      "name": "Granite Research, LLC",
      "name_as_filed": "GRANITE RESEARCH, LLC",
      "url": "https://advisorcensus.com/firm/granite-research-llc-el-segundo-ca-323560",
      "city": "El Segundo",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 319128,
      "name": "Grant Tani Barash & Altman, LLC",
      "name_as_filed": "GRANT TANI BARASH & ALTMAN, LLC",
      "url": "https://advisorcensus.com/firm/grant-tani-barash-and-altman-llc-beverly-hills-ca-319128",
      "city": "Beverly Hills",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "1b_5b",
      "compensation_types": [
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 163876,
      "name": "Gratia Capital, LLC",
      "name_as_filed": "GRATIA CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/gratia-capital-llc-los-angeles-ca-163876",
      "city": "Los Angeles",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 108449,
      "name": "Grattan Financial Strategies, Inc.",
      "name_as_filed": "GRATTAN FINANCIAL STRATEGIES, INC.",
      "url": "https://advisorcensus.com/firm/grattan-financial-strategies-inc-san-gabriel-ca-108449",
      "city": "San Gabriel",
      "state": "CA",
      "years_registered": 28,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 297501,
      "name": "Great Gable Wealth Management, LLC",
      "name_as_filed": "GREAT GABLE WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/great-gable-wealth-management-llc-beverly-hills-ca-297501",
      "city": "Beverly Hills",
      "state": "CA",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 172378,
      "name": "Green Street",
      "name_as_filed": "GREEN STREET",
      "url": "https://advisorcensus.com/firm/green-street-newport-beach-ca-172378",
      "city": "Newport Beach",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 221528,
      "name": "Greenlake Asset Management LLC",
      "name_as_filed": "GREENLAKE ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/greenlake-asset-management-llc-south-pasadena-ca-221528",
      "city": "South Pasadena",
      "state": "CA",
      "years_registered": 8,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 337793,
      "name": "Greenlight Financial Planning, LLC",
      "name_as_filed": "GREENLIGHT FINANCIAL PLANNING, LLC",
      "url": "https://advisorcensus.com/firm/greenlight-financial-planning-llc-los-angeles-ca-337793",
      "city": "Los Angeles",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 284814,
      "name": "Greenshields Capital LLC",
      "name_as_filed": "GREENSHIELDS CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/greenshields-capital-llc-el-segundo-ca-284814",
      "city": "El Segundo",
      "state": "CA",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 112537,
      "name": "Gregory Advisors Inc.",
      "name_as_filed": "GREGORY ADVISORS INC.",
      "url": "https://advisorcensus.com/firm/gregory-advisors-inc-huntington-beach-ca-112537",
      "city": "Huntington Beach",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 340127,
      "name": "Greystone Wealth Management LLC",
      "name_as_filed": "GREYSTONE WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/greystone-wealth-management-llc-huntington-beach-ca-340127",
      "city": "Huntington Beach",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 306836,
      "name": "Griffin Financial",
      "name_as_filed": "GRIFFIN FINANCIAL",
      "url": "https://advisorcensus.com/firm/griffin-financial-anaheim-hills-ca-306836",
      "city": "Anaheim Hills",
      "state": "CA",
      "years_registered": 6,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 336578,
      "name": "Griffin Global Asset Management",
      "name_as_filed": "GRIFFIN GLOBAL ASSET MANAGEMENT",
      "url": "https://advisorcensus.com/firm/griffin-global-asset-management-los-angeles-ca-336578",
      "city": "Los Angeles",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 306355,
      "name": "Griffinest Asia Asset Management, LLC",
      "name_as_filed": "GRIFFINEST ASIA ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/griffinest-asia-asset-management-llc-pasadena-ca-306355",
      "city": "Pasadena",
      "state": "CA",
      "years_registered": 6,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 329517,
      "name": "Griffith Park Capital LLC",
      "name_as_filed": "GRIFFITH PARK CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/griffith-park-capital-llc-los-angeles-ca-329517",
      "city": "Los Angeles",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 305564,
      "name": "Gron Ventures, LLC",
      "name_as_filed": "GRON VENTURES, LLC",
      "url": "https://advisorcensus.com/firm/gron-ventures-llc-newport-beach-ca-305564",
      "city": "Newport Beach",
      "state": "CA",
      "years_registered": 6,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 147588,
      "name": "Gross Domestic Product, Inc",
      "name_as_filed": "GROSS DOMESTIC PRODUCT, INC",
      "url": "https://advisorcensus.com/firm/gross-domestic-product-inc-los-angeles-ca-147588",
      "city": "Los Angeles",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299161,
      "name": "Group 11",
      "name_as_filed": "GROUP 11",
      "url": "https://advisorcensus.com/firm/group-11-beverly-hills-ca-299161",
      "city": "Beverly Hills",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 135143,
      "name": "GSI Capital Advisors LLC",
      "name_as_filed": "GSI CAPITAL ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/gsi-capital-advisors-llc-newport-beach-ca-135143",
      "city": "Newport Beach",
      "state": "CA",
      "years_registered": 20,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 325619,
      "name": "GT Investment Management, LLC",
      "name_as_filed": "GT INVESTMENT MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/gt-investment-management-llc-los-angeles-ca-325619",
      "city": "Los Angeles",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 315867,
      "name": "GT Investment Partners, LP",
      "name_as_filed": "GT INVESTMENT PARTNERS, LP",
      "url": "https://advisorcensus.com/firm/gt-investment-partners-lp-irvine-ca-315867",
      "city": "Irvine",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 287652,
      "name": "Guardian Financial Partners, LLC",
      "name_as_filed": "GUARDIAN FINANCIAL PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/guardian-financial-partners-llc-orange-ca-287652",
      "city": "Orange",
      "state": "CA",
      "years_registered": 9,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 283238,
      "name": "Guggenheim Wealth Solutions, LLC",
      "name_as_filed": "GUGGENHEIM WEALTH SOLUTIONS, LLC",
      "url": "https://advisorcensus.com/firm/guggenheim-wealth-solutions-llc-santa-monica-ca-283238",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 124465,
      "name": "Guinness Atkinson Asset Management, Inc.",
      "name_as_filed": "GUINNESS ATKINSON ASSET MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/guinness-atkinson-asset-management-inc-pasadena-ca-124465",
      "city": "Pasadena",
      "state": "CA",
      "years_registered": 23,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 314721,
      "name": "Hackman Capital Partners, LLC",
      "name_as_filed": "HACKMAN CAPITAL PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/hackman-capital-partners-llc-culver-city-ca-314721",
      "city": "Culver City",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105515,
      "name": "Halbert Hargrove",
      "name_as_filed": "HALBERT HARGROVE",
      "url": "https://advisorcensus.com/firm/halbert-hargrove-long-beach-ca-105515",
      "city": "Long Beach",
      "state": "CA",
      "years_registered": 37,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 338614,
      "name": "Halcyon Ventures",
      "name_as_filed": "HALCYON VENTURES",
      "url": "https://advisorcensus.com/firm/halcyon-ventures-santa-monica-ca-338614",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 153961,
      "name": "Hall Capital, LLC",
      "name_as_filed": "HALL CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/hall-capital-llc-pasadena-ca-153961",
      "city": "Pasadena",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334520,
      "name": "Hall Financial Wellness",
      "name_as_filed": "HALL FINANCIAL WELLNESS",
      "url": "https://advisorcensus.com/firm/hall-financial-wellness-newport-beach-ca-334520",
      "city": "Newport Beach",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 316850,
      "name": "Halliser LLC",
      "name_as_filed": "HALLISER LLC",
      "url": "https://advisorcensus.com/firm/halliser-llc-los-angeles-ca-316850",
      "city": "Los Angeles",
      "state": "CA",
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  "states": [],
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  "siblings": {
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      "path": "/advisors/ca",
      "label": "Financial advisors in California"
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        "label": "Financial advisors for concentrated stock positions in Los Angeles, CA"
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        "label": "Financial advisors for divorce in Los Angeles, CA"
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      {
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        "label": "Financial advisors for entertainers and musicians in Los Angeles, CA"
      },
      {
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        "label": "Financial advisors for retirees in Los Angeles, CA"
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    ]
  },
  "csv": "https://advisorcensus.com/advisors/ca/los-angeles.csv",
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}