# Financial advisors for high-net-worth individuals in Los Angeles, CA

> AdvisorCensus lists 766 investment advisory firms with a principal office in the Los Angeles metro area that report high-net-worth individuals among their clients on Form ADV Item 5.D, from filings as of October 2026. Item 5.D asks each firm which types of clients it advises; reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically; each firm's page lists its client types as filed.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/ca/los-angeles/for-high-net-worth-individuals/page/16

## At a glance

- Investment advisory firms: 766
- Registration: SEC-registered investment adviser: 402, State-registered investment adviser: 364
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 271 (35%); Percentage of assets 738 (96%); Hourly charges 356 (46%); Subscription fees (newsletter or periodical) 4 (1%); Fixed fees 437 (57%); Commissions 11 (1%); Performance-based fees 120 (16%); Other 65 (8%)
- Regulatory assets under management (Item 5.F): Under $25 million 154 (20%); $25 million to $100 million 189 (25%); $100 million to $500 million 238 (31%); $500 million to $1 billion 56 (7%); $1 billion to $5 billion 76 (10%); Over $5 billion 37 (5%); Not reported 16 (2%)
- Years registered: Under 5 years 239 (31%); 5 to 9 years 195 (25%); 10 to 19 years 184 (24%); 20 years or more 146 (19%); Not reported 2 (0%)

## Firms (page 16 of 16, 751 to 766 of 766, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Win Team Advisory Services](https://advisorcensus.com/firm/win-team-advisory-services-irvine-ca-136680) ([md](https://advisorcensus.com/firm/win-team-advisory-services-irvine-ca-136680.md)) | 136680 | Irvine, CA | State-registered investment adviser | $25 million to $100 million | 1 | % of assets, Fixed fee |
| [Windfall Advisors, LLC](https://advisorcensus.com/firm/windfall-advisors-llc-newport-beach-ca-309261) ([md](https://advisorcensus.com/firm/windfall-advisors-llc-newport-beach-ca-309261.md)) | 309261 | Newport Beach, CA | State-registered investment adviser | $25 million to $100 million | 6 | % of assets, Hourly, Fixed fee |
| [Windward Capital Management Co](https://advisorcensus.com/firm/windward-capital-management-co-los-angeles-ca-106908) ([md](https://advisorcensus.com/firm/windward-capital-management-co-los-angeles-ca-106908.md)) | 106908 | Los Angeles, CA | SEC-registered investment adviser | $1 billion to $5 billion | 30 | % of assets |
| [Wise Asset Management L.L.C.](https://advisorcensus.com/firm/wise-asset-management-l-l-c-beverley-hills-ca-318614) ([md](https://advisorcensus.com/firm/wise-asset-management-l-l-c-beverley-hills-ca-318614.md)) | 318614 | Beverley Hills, CA | State-registered investment adviser | Under $25 million | 4 | % of assets |
| [WMS Financial Services](https://advisorcensus.com/firm/wms-financial-services-anaheim-hills-ca-291291) ([md](https://advisorcensus.com/firm/wms-financial-services-anaheim-hills-ca-291291.md)) | 291291 | Anaheim Hills, CA | State-registered investment adviser | Under $25 million | 8 | % of assets |
| [Womack Wealth Management, Inc.](https://advisorcensus.com/firm/womack-wealth-management-inc-manhattan-beach-ca-146126) ([md](https://advisorcensus.com/firm/womack-wealth-management-inc-manhattan-beach-ca-146126.md)) | 146126 | Manhattan Beach, CA | SEC-registered investment adviser | $100 million to $500 million | 10 | % of assets, Hourly, Fixed fee |
| [WWM Advisory Inc.](https://advisorcensus.com/firm/wwm-advisory-inc-culver-city-ca-133611) ([md](https://advisorcensus.com/firm/wwm-advisory-inc-culver-city-ca-133611.md)) | 133611 | Culver City, CA | SEC-registered investment adviser | $100 million to $500 million | 6 | Other |
| [X and Y Advisors, Inc.](https://advisorcensus.com/firm/x-and-y-advisors-inc-el-segundo-ca-287715) ([md](https://advisorcensus.com/firm/x-and-y-advisors-inc-el-segundo-ca-287715.md)) | 287715 | El Segundo, CA | State-registered investment adviser | Under $25 million | 9 | Fixed fee |
| [XFO Capital](https://advisorcensus.com/firm/xfo-capital-irvine-ca-339871) ([md](https://advisorcensus.com/firm/xfo-capital-irvine-ca-339871.md)) | 339871 | Irvine, CA | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Xinde Asset Management Limited](https://advisorcensus.com/firm/xinde-asset-management-limited-laguna-beach-ca-316667) ([md](https://advisorcensus.com/firm/xinde-asset-management-limited-laguna-beach-ca-316667.md)) | 316667 | Laguna Beach, CA | State-registered investment adviser | Not reported | 4 | % of assets |
| [Xwealth](https://advisorcensus.com/firm/xwealth-newport-beach-ca-335260) ([md](https://advisorcensus.com/firm/xwealth-newport-beach-ca-335260.md)) | 335260 | Newport Beach, CA | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly, Fixed fee, Performance fee |
| [Yayati Asset Management, LLC](https://advisorcensus.com/firm/yayati-asset-management-llc-newport-beach-ca-324099) ([md](https://advisorcensus.com/firm/yayati-asset-management-llc-newport-beach-ca-324099.md)) | 324099 | Newport Beach, CA | State-registered investment adviser | Under $25 million | 3 | % of assets |
| [Yosemite Capital Management](https://advisorcensus.com/firm/yosemite-capital-management-newport-beach-ca-124298) ([md](https://advisorcensus.com/firm/yosemite-capital-management-newport-beach-ca-124298.md)) | 124298 | Newport Beach, CA | SEC-registered investment adviser | $100 million to $500 million | 23 | % of assets, Hourly, Fixed fee |
| [Your Private Client Group, Inc.](https://advisorcensus.com/firm/your-private-client-group-inc-huntington-beach-ca-292621) ([md](https://advisorcensus.com/firm/your-private-client-group-inc-huntington-beach-ca-292621.md)) | 292621 | Huntington Beach, CA | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets |
| [Zuckerman Capital Management, LLC](https://advisorcensus.com/firm/zuckerman-capital-management-llc-los-angeles-ca-148549) ([md](https://advisorcensus.com/firm/zuckerman-capital-management-llc-los-angeles-ca-148549.md)) | 148549 | Los Angeles, CA | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [Zuma Wealth LLC](https://advisorcensus.com/firm/zuma-wealth-llc-malibu-ca-311488) ([md](https://advisorcensus.com/firm/zuma-wealth-llc-malibu-ca-311488.md)) | 311488 | Malibu, CA | State-registered investment adviser | $25 million to $100 million | 5 | % of assets, Fixed fee |

- Previous page: https://advisorcensus.com/advisors/ca/los-angeles/for-high-net-worth-individuals/page/15.md

## Questions people ask

**Which financial advisors in Los Angeles, CA work with high-net-worth individuals?**
766 investment advisory firms with a principal office in the Los Angeles metro area report high-net-worth individuals among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one.

**How many financial advisory firms are there in Los Angeles, CA?**
AdvisorCensus lists 1,666 investment advisory firms with a principal office in the Los Angeles metro area, from Form ADV filings as of October 2026: 715 SEC-registered, 580 state-registered, and 371 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Los Angeles, CA?**
384 of the 1,666 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Los Angeles, CA offer financial planning?**
632 of the 1,295 firms in Los Angeles, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Los Angeles, CA fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 384 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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Cite as: AdvisorCensus. Financial advisors for high-net-worth individuals in Los Angeles, CA: 766 firms from Form ADV filings as of October 2026.