{
  "path": "/advisors/ca/los-angeles/for-businesses",
  "url": "https://advisorcensus.com/advisors/ca/los-angeles/for-businesses/page/3",
  "page_type": "metro_answer",
  "title": "Financial advisors for businesses in Los Angeles, CA",
  "filters": {},
  "scope_total": 329,
  "faq": [
    {
      "q": "Which financial advisors in Los Angeles, CA work with businesses?",
      "a": "329 investment advisory firms with a principal office in the Los Angeles metro area report businesses among their clients on Form ADV Item 5.D, as of October 2026; this page lists them. Form ADV Item 5.D asks every registered adviser which types of clients it advises, with the number of each and the assets it manages for them; a firm appears here when it reports at least one."
    },
    {
      "q": "How many financial advisory firms are there in Los Angeles, CA?",
      "a": "AdvisorCensus lists 1,666 investment advisory firms with a principal office in the Los Angeles metro area, from Form ADV filings as of October 2026: 715 SEC-registered, 580 state-registered, and 371 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Los Angeles, CA?",
      "a": "384 of the 1,666 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Los Angeles, CA offer financial planning?",
      "a": "632 of the 1,295 firms in Los Angeles, CA that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Los Angeles, CA fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 384 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "Find financial advisors in Los Angeles, CA who work with businesses. AdvisorCensus lists 329 investment advisory firms with a principal office in the Los Angeles metro area that report businesses among their clients, as of October 2026. Reporting a client type means the firm serves it, not that it serves only that type. Firms are listed alphabetically, and each firm's page lists its client types.",
  "about_market": "Los Angeles has 1,666 investment advisory firms with a principal office in the metro area as of October 2026: 715 SEC-registered, 580 state-registered, and 371 exempt reporting advisers. 384 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 507 report under $100 million in regulatory assets under management. The metro area has 4,499,409 households, 872,794 of them with income of $200,000 or more, or 524 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors for businesses in Los Angeles, CA: 329 firms from Form ADV filings as of October 2026.",
  "total_firms": 329,
  "page": 3,
  "total_pages": 7,
  "sort": "name",
  "registration_types": {
    "sec": 242,
    "state": 87,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 89
    },
    {
      "code": "percentage_of_aum",
      "count": 317
    },
    {
      "code": "hourly",
      "count": 134
    },
    {
      "code": "subscription",
      "count": 3
    },
    {
      "code": "fixed",
      "count": 190
    },
    {
      "code": "commissions",
      "count": 2
    },
    {
      "code": "performance_based",
      "count": 86
    },
    {
      "code": "other",
      "count": 41
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 93
    },
    {
      "code": "5_to_9",
      "count": 61
    },
    {
      "code": "10_to_19",
      "count": 85
    },
    {
      "code": "20_plus",
      "count": 90
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 31
    },
    {
      "code": "25m_100m",
      "count": 45
    },
    {
      "code": "100m_500m",
      "count": 101
    },
    {
      "code": "500m_1b",
      "count": 30
    },
    {
      "code": "1b_5b",
      "count": 67
    },
    {
      "code": "over_5b",
      "count": 42
    },
    {
      "code": "not_reported",
      "count": 13
    }
  ],
  "firms": [
    {
      "crd_number": 283898,
      "name": "Executive Services, LLC",
      "name_as_filed": "EXECUTIVE SERVICES, LLC",
      "url": "https://advisorcensus.com/firm/executive-services-llc-newport-beach-ca-283898",
      "city": "Newport Beach",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 341250,
      "name": "Factory Capital LLC",
      "name_as_filed": "FACTORY CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/factory-capital-llc-los-angeles-ca-341250",
      "city": "Los Angeles",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 316723,
      "name": "Family Financial",
      "name_as_filed": "FAMILY FINANCIAL",
      "url": "https://advisorcensus.com/firm/family-financial-manhattan-beach-ca-316723",
      "city": "Manhattan Beach",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 154597,
      "name": "FDP Wealth Management, LLC",
      "name_as_filed": "FDP WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/fdp-wealth-management-llc-irvine-ca-154597",
      "city": "Irvine",
      "state": "CA",
      "years_registered": 15,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 14829,
      "name": "Financial Designs Corporation",
      "name_as_filed": "FINANCIAL DESIGNS CORPORATION",
      "url": "https://advisorcensus.com/firm/financial-designs-corporation-claremont-ca-14829",
      "city": "Claremont",
      "state": "CA",
      "years_registered": 31,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 110454,
      "name": "Financial Management Network Inc",
      "name_as_filed": "FINANCIAL MANAGEMENT NETWORK INC",
      "url": "https://advisorcensus.com/firm/financial-management-network-inc-mission-viejo-ca-110454",
      "city": "Mission Viejo",
      "state": "CA",
      "years_registered": 34,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 130582,
      "name": "Financial Planning for Generations, Inc.",
      "name_as_filed": "FINANCIAL PLANNING FOR GENERATIONS, INC.",
      "url": "https://advisorcensus.com/firm/financial-planning-for-generations-inc-encino-ca-130582",
      "city": "Encino",
      "state": "CA",
      "years_registered": 26,
      "raum_band": "not_reported",
      "compensation_types": [
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 322268,
      "name": "Fineberg Financial Management LLC",
      "name_as_filed": "FINEBERG FINANCIAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/fineberg-financial-management-llc-seal-beach-ca-322268",
      "city": "Seal Beach",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 107456,
      "name": "First Financial Consulting",
      "name_as_filed": "FIRST FINANCIAL CONSULTING",
      "url": "https://advisorcensus.com/firm/first-financial-consulting-pasadena-ca-107456",
      "city": "Pasadena",
      "state": "CA",
      "years_registered": 23,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 106075,
      "name": "First Foundation Advisors",
      "name_as_filed": "FIRST FOUNDATION ADVISORS",
      "url": "https://advisorcensus.com/firm/first-foundation-advisors-irvine-ca-106075",
      "city": "Irvine",
      "state": "CA",
      "years_registered": 36,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 141823,
      "name": "First Pacific Advisors, LP",
      "name_as_filed": "FIRST PACIFIC ADVISORS, LP",
      "url": "https://advisorcensus.com/firm/first-pacific-advisors-lp-el-segundo-ca-141823",
      "city": "El Segundo",
      "state": "CA",
      "years_registered": 20,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 171971,
      "name": "First Wilshire Securities Management, Inc.",
      "name_as_filed": "FIRST WILSHIRE SECURITIES MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/first-wilshire-securities-management-inc-pasadena-ca-171971",
      "city": "Pasadena",
      "state": "CA",
      "years_registered": 46,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 174306,
      "name": "Flexpath Strategies",
      "name_as_filed": "FLEXPATH STRATEGIES",
      "url": "https://advisorcensus.com/firm/flexpath-strategies-aliso-viejo-ca-174306",
      "city": "Aliso Viejo",
      "state": "CA",
      "years_registered": 11,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 308029,
      "name": "Focused Capital Investment, LLC",
      "name_as_filed": "FOCUSED CAPITAL INVESTMENT, LLC",
      "url": "https://advisorcensus.com/firm/focused-capital-investment-llc-irvine-ca-308029",
      "city": "Irvine",
      "state": "CA",
      "years_registered": 6,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 140010,
      "name": "Focused Investors LLC",
      "name_as_filed": "FOCUSED INVESTORS LLC",
      "url": "https://advisorcensus.com/firm/focused-investors-llc-los-angeles-ca-140010",
      "city": "Los Angeles",
      "state": "CA",
      "years_registered": 20,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 315600,
      "name": "Forest Road Asset Management LLC",
      "name_as_filed": "FOREST ROAD ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/forest-road-asset-management-llc-los-angeles-ca-315600",
      "city": "Los Angeles",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 128064,
      "name": "Fort Ross Capital Management, LLC",
      "name_as_filed": "FORT ROSS CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/fort-ross-capital-management-llc-monrovia-ca-128064",
      "city": "Monrovia",
      "state": "CA",
      "years_registered": 23,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 106897,
      "name": "Fortuna Asset Management LLC",
      "name_as_filed": "FORTUNA ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/fortuna-asset-management-llc-irvine-ca-106897",
      "city": "Irvine",
      "state": "CA",
      "years_registered": 14,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 329791,
      "name": "Ftib Asset Management LLC",
      "name_as_filed": "FTIB ASSET MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/ftib-asset-management-llc-irvine-ca-329791",
      "city": "Irvine",
      "state": "CA",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 313094,
      "name": "Galliott Capital Advisors, LLC",
      "name_as_filed": "GALLIOTT CAPITAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/galliott-capital-advisors-llc-beverly-hills-ca-313094",
      "city": "Beverly Hills",
      "state": "CA",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 113916,
      "name": "Genter Advisors LLC",
      "name_as_filed": "GENTER ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/genter-advisors-llc-los-angeles-ca-113916",
      "city": "Los Angeles",
      "state": "CA",
      "years_registered": 25,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 108618,
      "name": "Genter Capital Management",
      "name_as_filed": "GENTER CAPITAL MANAGEMENT",
      "url": "https://advisorcensus.com/firm/genter-capital-management-los-angeles-ca-108618",
      "city": "Los Angeles",
      "state": "CA",
      "years_registered": 28,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 153649,
      "name": "Gerber Kawasaki Wealth & Investment Management",
      "name_as_filed": "GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT",
      "url": "https://advisorcensus.com/firm/gerber-kawasaki-wealth-and-investment-management-santa-monica-ca-153649",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 12,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323294,
      "name": "Globalink Wealth Management, LLC",
      "name_as_filed": "GLOBALINK WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/globalink-wealth-management-llc-pasadena-ca-323294",
      "city": "Pasadena",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 151427,
      "name": "Gobi Capital LLC",
      "name_as_filed": "GOBI CAPITAL LLC",
      "url": "https://advisorcensus.com/firm/gobi-capital-llc-beverly-hills-ca-151427",
      "city": "Beverly Hills",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 158147,
      "name": "Goldberg Financial Advisors, LLC",
      "name_as_filed": "GOLDBERG FINANCIAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/goldberg-financial-advisors-llc-el-segundo-ca-158147",
      "city": "El Segundo",
      "state": "CA",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 306271,
      "name": "Goldfarb Financial Management, LLC",
      "name_as_filed": "GOLDFARB FINANCIAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/goldfarb-financial-management-llc-beverly-hills-ca-306271",
      "city": "Beverly Hills",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 150632,
      "name": "Granite Investment Partners, LLC",
      "name_as_filed": "GRANITE INVESTMENT PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/granite-investment-partners-llc-el-segundo-ca-150632",
      "city": "El Segundo",
      "state": "CA",
      "years_registered": 17,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 319128,
      "name": "Grant Tani Barash & Altman, LLC",
      "name_as_filed": "GRANT TANI BARASH & ALTMAN, LLC",
      "url": "https://advisorcensus.com/firm/grant-tani-barash-and-altman-llc-beverly-hills-ca-319128",
      "city": "Beverly Hills",
      "state": "CA",
      "years_registered": 3,
      "raum_band": "1b_5b",
      "compensation_types": [
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 172378,
      "name": "Green Street",
      "name_as_filed": "GREEN STREET",
      "url": "https://advisorcensus.com/firm/green-street-newport-beach-ca-172378",
      "city": "Newport Beach",
      "state": "CA",
      "years_registered": 4,
      "raum_band": "not_reported",
      "compensation_types": [
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 147588,
      "name": "Gross Domestic Product, Inc",
      "name_as_filed": "GROSS DOMESTIC PRODUCT, INC",
      "url": "https://advisorcensus.com/firm/gross-domestic-product-inc-los-angeles-ca-147588",
      "city": "Los Angeles",
      "state": "CA",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 287652,
      "name": "Guardian Financial Partners, LLC",
      "name_as_filed": "GUARDIAN FINANCIAL PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/guardian-financial-partners-llc-orange-ca-287652",
      "city": "Orange",
      "state": "CA",
      "years_registered": 9,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 283238,
      "name": "Guggenheim Wealth Solutions, LLC",
      "name_as_filed": "GUGGENHEIM WEALTH SOLUTIONS, LLC",
      "url": "https://advisorcensus.com/firm/guggenheim-wealth-solutions-llc-santa-monica-ca-283238",
      "city": "Santa Monica",
      "state": "CA",
      "years_registered": 10,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 105515,
      "name": "Halbert Hargrove",
      "name_as_filed": "HALBERT HARGROVE",
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