# Financial advisors in Scottsdale, AZ

> AdvisorCensus lists 196 investment advisory firms with a principal office in Scottsdale, Arizona (part of the Phoenix metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full Phoenix metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/az/phoenix/scottsdale/page/3

## At a glance

- Investment advisory firms: 196
- Registration: SEC-registered investment adviser: 93, State-registered investment adviser: 88, Exempt reporting adviser: 15
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 53 (29%); Percentage of assets 169 (93%); Hourly charges 83 (46%); Subscription fees (newsletter or periodical) 3 (2%); Fixed fees 96 (53%); Commissions 1 (1%); Performance-based fees 26 (14%); Other 19 (10%); No compensation arrangements reported 15
- Regulatory assets under management (Item 5.F): Under $25 million 38 (19%); $25 million to $100 million 45 (23%); $100 million to $500 million 58 (30%); $500 million to $1 billion 6 (3%); $1 billion to $5 billion 15 (8%); Over $5 billion 6 (3%); Not reported 28 (14%)
- Years registered: Under 5 years 83 (42%); 5 to 9 years 52 (27%); 10 to 19 years 44 (22%); 20 years or more 16 (8%); Not reported 1 (1%)

## Firms (page 3 of 4, 101 to 150 of 196, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Life Story Wealth Planning](https://advisorcensus.com/firm/life-story-wealth-planning-scottsdale-az-332717) ([md](https://advisorcensus.com/firm/life-story-wealth-planning-scottsdale-az-332717.md)) | 332717 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 1 | Subscription, Performance fee |
| [Life Wise Planning Group LLC](https://advisorcensus.com/firm/life-wise-planning-group-llc-scottsdale-az-327236) ([md](https://advisorcensus.com/firm/life-wise-planning-group-llc-scottsdale-az-327236.md)) | 327236 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 3 | % of assets, Hourly, Fixed fee |
| [Lifetyme Financial Advisors, LLC](https://advisorcensus.com/firm/lifetyme-financial-advisors-llc-scottsdale-az-159809) ([md](https://advisorcensus.com/firm/lifetyme-financial-advisors-llc-scottsdale-az-159809.md)) | 159809 | Scottsdale, AZ | State-registered investment adviser | Not reported | 14 | Other |
| [Luminescent Wealth Management, Inc.](https://advisorcensus.com/firm/luminescent-wealth-management-inc-scottsdale-az-337660) ([md](https://advisorcensus.com/firm/luminescent-wealth-management-inc-scottsdale-az-337660.md)) | 337660 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee |
| [Luminvest Wealth Management LLC](https://advisorcensus.com/firm/luminvest-wealth-management-llc-scottsdale-az-326261) ([md](https://advisorcensus.com/firm/luminvest-wealth-management-llc-scottsdale-az-326261.md)) | 326261 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Fixed fee |
| [Mallon Capital Partners LLC](https://advisorcensus.com/firm/mallon-capital-partners-llc-scottsdale-az-333248) ([md](https://advisorcensus.com/firm/mallon-capital-partners-llc-scottsdale-az-333248.md)) | 333248 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Meeks Wealth Management, LLC](https://advisorcensus.com/firm/meeks-wealth-management-llc-scottsdale-az-299703) ([md](https://advisorcensus.com/firm/meeks-wealth-management-llc-scottsdale-az-299703.md)) | 299703 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 7 | % of assets |
| [MSH Capital Advisors LLC](https://advisorcensus.com/firm/msh-capital-advisors-llc-scottsdale-az-157835) ([md](https://advisorcensus.com/firm/msh-capital-advisors-llc-scottsdale-az-157835.md)) | 157835 | Scottsdale, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 9 | % of assets, Fixed fee |
| [Mulholland Wealth Advisors, LLC](https://advisorcensus.com/firm/mulholland-wealth-advisors-llc-scottsdale-az-282408) ([md](https://advisorcensus.com/firm/mulholland-wealth-advisors-llc-scottsdale-az-282408.md)) | 282408 | Scottsdale, AZ | SEC-registered investment adviser | $500 million to $1 billion | 10 | % of assets |
| [Nabers Wealth LLC](https://advisorcensus.com/firm/nabers-wealth-llc-scottsdale-az-309846) ([md](https://advisorcensus.com/firm/nabers-wealth-llc-scottsdale-az-309846.md)) | 309846 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 1 | % of assets |
| [Nerdwallet Advisory](https://advisorcensus.com/firm/nerdwallet-advisory-scottsdale-az-325767) ([md](https://advisorcensus.com/firm/nerdwallet-advisory-scottsdale-az-325767.md)) | 325767 | Scottsdale, AZ | SEC-registered investment adviser | Not reported | 2 | Other |
| [Netvest Financial, L.L.C.](https://advisorcensus.com/firm/netvest-financial-l-l-c-scottsdale-az-170100) ([md](https://advisorcensus.com/firm/netvest-financial-l-l-c-scottsdale-az-170100.md)) | 170100 | Scottsdale, AZ | State-registered investment adviser | Not reported | 11 | Hourly, Fixed fee |
| [Next Up Wealth Advisors, LLC](https://advisorcensus.com/firm/next-up-wealth-advisors-llc-scottsdale-az-342136) ([md](https://advisorcensus.com/firm/next-up-wealth-advisors-llc-scottsdale-az-342136.md)) | 342136 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Fixed fee |
| [Norris Wealth Management, LLC](https://advisorcensus.com/firm/norris-wealth-management-llc-scottsdale-az-157800) ([md](https://advisorcensus.com/firm/norris-wealth-management-llc-scottsdale-az-157800.md)) | 157800 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 15 | % of assets, Hourly, Fixed fee |
| [North Scottsdale Wealth Advisors, LLC](https://advisorcensus.com/firm/north-scottsdale-wealth-advisors-llc-scottsdale-az-284449) ([md](https://advisorcensus.com/firm/north-scottsdale-wealth-advisors-llc-scottsdale-az-284449.md)) | 284449 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 9 | % of assets |
| [O'Connor Capital Advisory, LLC](https://advisorcensus.com/firm/o-connor-capital-advisory-llc-scottsdale-az-152687) ([md](https://advisorcensus.com/firm/o-connor-capital-advisory-llc-scottsdale-az-152687.md)) | 152687 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [Ocotillo Wealth Management LLC](https://advisorcensus.com/firm/ocotillo-wealth-management-llc-scottsdale-az-288438) ([md](https://advisorcensus.com/firm/ocotillo-wealth-management-llc-scottsdale-az-288438.md)) | 288438 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 9 | % of assets, Hourly, Fixed fee |
| [One Wealth Capital Management, LLC](https://advisorcensus.com/firm/one-wealth-capital-management-llc-scottsdale-az-331395) ([md](https://advisorcensus.com/firm/one-wealth-capital-management-llc-scottsdale-az-331395.md)) | 331395 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly, Fixed fee |
| [Osaic Wealth, Inc.](https://advisorcensus.com/firm/osaic-wealth-inc-scottsdale-az-23131) ([md](https://advisorcensus.com/firm/osaic-wealth-inc-scottsdale-az-23131.md)) | 23131 | Scottsdale, AZ | SEC-registered investment adviser | Over $5 billion | 29 | % of assets, Hourly, Fixed fee |
| [P & L Advisors, LLC](https://advisorcensus.com/firm/p-and-l-advisors-llc-scottsdale-az-188514) ([md](https://advisorcensus.com/firm/p-and-l-advisors-llc-scottsdale-az-188514.md)) | 188514 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Pangaea Ventures US Inc.](https://advisorcensus.com/firm/pangaea-ventures-us-inc-scottsdale-az-281517) ([md](https://advisorcensus.com/firm/pangaea-ventures-us-inc-scottsdale-az-281517.md)) | 281517 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 10 | Not reported |
| [Paul Marascalco Registered Investment Advisor](https://advisorcensus.com/firm/paul-marascalco-registered-investment-advisor-scottsdale-az-198512) ([md](https://advisorcensus.com/firm/paul-marascalco-registered-investment-advisor-scottsdale-az-198512.md)) | 198512 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | Not reported | % of assets, Fixed fee |
| [Pelleton Capital Management, Ltd.](https://advisorcensus.com/firm/pelleton-capital-management-ltd-scottsdale-az-117679) ([md](https://advisorcensus.com/firm/pelleton-capital-management-ltd-scottsdale-az-117679.md)) | 117679 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 24 | % of assets, Hourly, Fixed fee |
| [Pinnacle Peak Private Client Group, LLC](https://advisorcensus.com/firm/pinnacle-peak-private-client-group-llc-scottsdale-az-282003) ([md](https://advisorcensus.com/firm/pinnacle-peak-private-client-group-llc-scottsdale-az-282003.md)) | 282003 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets, Hourly, Fixed fee |
| [Pinnacle Peak Wealth Management](https://advisorcensus.com/firm/pinnacle-peak-wealth-management-scottsdale-az-305316) ([md](https://advisorcensus.com/firm/pinnacle-peak-wealth-management-scottsdale-az-305316.md)) | 305316 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 7 | % of assets |
| [Pravati Capital LLC](https://advisorcensus.com/firm/pravati-capital-llc-scottsdale-az-300435) ([md](https://advisorcensus.com/firm/pravati-capital-llc-scottsdale-az-300435.md)) | 300435 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Performance fee |
| [Quantumvest, Inc.](https://advisorcensus.com/firm/quantumvest-inc-scottsdale-az-171780) ([md](https://advisorcensus.com/firm/quantumvest-inc-scottsdale-az-171780.md)) | 171780 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 12 | % of assets, Hourly, Performance fee |
| [R.H. Investment Group, LLC](https://advisorcensus.com/firm/r-h-investment-group-llc-scottsdale-az-115994) ([md](https://advisorcensus.com/firm/r-h-investment-group-llc-scottsdale-az-115994.md)) | 115994 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets |
| [Radix Wealth](https://advisorcensus.com/firm/radix-wealth-scottsdale-az-328329) ([md](https://advisorcensus.com/firm/radix-wealth-scottsdale-az-328329.md)) | 328329 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 2 | % of assets |
| [Raintree Capital Management LLC](https://advisorcensus.com/firm/raintree-capital-management-llc-scottsdale-az-300716) ([md](https://advisorcensus.com/firm/raintree-capital-management-llc-scottsdale-az-300716.md)) | 300716 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 6 | Not reported |
| [RBG Capital LLC](https://advisorcensus.com/firm/rbg-capital-llc-scottsdale-az-343318) ([md](https://advisorcensus.com/firm/rbg-capital-llc-scottsdale-az-343318.md)) | 343318 | Scottsdale, AZ | SEC-registered investment adviser | Under $25 million | 0 | % of assets |
| [Redwood Investment Management, LLC.](https://advisorcensus.com/firm/redwood-investment-management-llc-scottsdale-az-153139) ([md](https://advisorcensus.com/firm/redwood-investment-management-llc-scottsdale-az-153139.md)) | 153139 | Scottsdale, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 13 | % of assets |
| [Releve Financial Group](https://advisorcensus.com/firm/releve-financial-group-scottsdale-az-285243) ([md](https://advisorcensus.com/firm/releve-financial-group-scottsdale-az-285243.md)) | 285243 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets, Fixed fee |
| [Resq Investment Partners, LLC](https://advisorcensus.com/firm/resq-investment-partners-llc-scottsdale-az-169528) ([md](https://advisorcensus.com/firm/resq-investment-partners-llc-scottsdale-az-169528.md)) | 169528 | Scottsdale, AZ | SEC-registered investment adviser | $25 million to $100 million | 12 | % of assets |
| [Retirement Income and Inheritance Advisors, LLC](https://advisorcensus.com/firm/retirement-income-and-inheritance-advisors-llc-scottsdale-az-149560) ([md](https://advisorcensus.com/firm/retirement-income-and-inheritance-advisors-llc-scottsdale-az-149560.md)) | 149560 | Scottsdale, AZ | State-registered investment adviser | Not reported | 17 | Hourly, Fixed fee |
| [Sage Financial Advisors Inc.](https://advisorcensus.com/firm/sage-financial-advisors-inc-scottsdale-az-116933) ([md](https://advisorcensus.com/firm/sage-financial-advisors-inc-scottsdale-az-116933.md)) | 116933 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 24 | % of assets, Hourly, Fixed fee, Other |
| [Sala Capital, LLC](https://advisorcensus.com/firm/sala-capital-llc-scottsdale-az-283821) ([md](https://advisorcensus.com/firm/sala-capital-llc-scottsdale-az-283821.md)) | 283821 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 9 | % of assets, Performance fee |
| [SAS Capital Investment Management, LLC](https://advisorcensus.com/firm/sas-capital-investment-management-llc-scottsdale-az-313098) ([md](https://advisorcensus.com/firm/sas-capital-investment-management-llc-scottsdale-az-313098.md)) | 313098 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 0 | Not reported |
| [SBC Investment Management, LLC](https://advisorcensus.com/firm/sbc-investment-management-llc-scottsdale-az-308391) ([md](https://advisorcensus.com/firm/sbc-investment-management-llc-scottsdale-az-308391.md)) | 308391 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 6 | % of assets, Fixed fee |
| [Scottsdale Capital Advisors Corporation](https://advisorcensus.com/firm/scottsdale-capital-advisors-corporation-scottsdale-az-118786) ([md](https://advisorcensus.com/firm/scottsdale-capital-advisors-corporation-scottsdale-az-118786.md)) | 118786 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 23 | % of assets |
| [Scottsdale Wealth Planning, Inc.](https://advisorcensus.com/firm/scottsdale-wealth-planning-inc-scottsdale-az-169248) ([md](https://advisorcensus.com/firm/scottsdale-wealth-planning-inc-scottsdale-az-169248.md)) | 169248 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Fixed fee |
| [Senet Capital Management, LLC](https://advisorcensus.com/firm/senet-capital-management-llc-scottsdale-az-325527) ([md](https://advisorcensus.com/firm/senet-capital-management-llc-scottsdale-az-325527.md)) | 325527 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 3 | Not reported |
| [Sensible Money, LLC](https://advisorcensus.com/firm/sensible-money-llc-scottsdale-az-158641) ([md](https://advisorcensus.com/firm/sensible-money-llc-scottsdale-az-158641.md)) | 158641 | Scottsdale, AZ | SEC-registered investment adviser | $500 million to $1 billion | 9 | % of assets, Fixed fee |
| [Sequel Capital Management, LLC](https://advisorcensus.com/firm/sequel-capital-management-llc-scottsdale-az-343763) ([md](https://advisorcensus.com/firm/sequel-capital-management-llc-scottsdale-az-343763.md)) | 343763 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 0 | % of assets |
| [SG Wealth Managers LLC](https://advisorcensus.com/firm/sg-wealth-managers-llc-scottsdale-az-310597) ([md](https://advisorcensus.com/firm/sg-wealth-managers-llc-scottsdale-az-310597.md)) | 310597 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 5 | % of assets, Fixed fee |
| [Sierra Legacy Group](https://advisorcensus.com/firm/sierra-legacy-group-scottsdale-az-172113) ([md](https://advisorcensus.com/firm/sierra-legacy-group-scottsdale-az-172113.md)) | 172113 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [Silver Leaf Financial, Inc.](https://advisorcensus.com/firm/silver-leaf-financial-inc-scottsdale-az-153037) ([md](https://advisorcensus.com/firm/silver-leaf-financial-inc-scottsdale-az-153037.md)) | 153037 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 14 | % of assets, Hourly |
| [Six Sigma Wealth Advisors, LLC](https://advisorcensus.com/firm/six-sigma-wealth-advisors-llc-scottsdale-az-290674) ([md](https://advisorcensus.com/firm/six-sigma-wealth-advisors-llc-scottsdale-az-290674.md)) | 290674 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 8 | % of assets, Hourly, Fixed fee |
| [SL Capital](https://advisorcensus.com/firm/sl-capital-scottsdale-az-328450) ([md](https://advisorcensus.com/firm/sl-capital-scottsdale-az-328450.md)) | 328450 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets |
| [Social Leverage Advisors, LLC](https://advisorcensus.com/firm/social-leverage-advisors-llc-scottsdale-az-292690) ([md](https://advisorcensus.com/firm/social-leverage-advisors-llc-scottsdale-az-292690.md)) | 292690 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Performance fee |

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## Questions people ask

**How many financial advisory firms are there in Scottsdale, AZ?**
AdvisorCensus lists 196 investment advisory firms with a principal office in Scottsdale, Arizona (part of the Phoenix metro area), from Form ADV filings as of October 2026: 93 SEC-registered, 88 state-registered, and 15 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Scottsdale, AZ?**
53 of the 196 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Scottsdale, AZ offer financial planning?**
125 of the 181 firms in Scottsdale, AZ that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Scottsdale, AZ fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 53 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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Cite as: AdvisorCensus. Financial advisors in Scottsdale, AZ: 196 firms from Form ADV filings as of October 2026.