# Financial advisors in Scottsdale, AZ

> AdvisorCensus lists 196 investment advisory firms with a principal office in Scottsdale, Arizona (part of the Phoenix metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full Phoenix metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/az/phoenix/scottsdale

## At a glance

- Investment advisory firms: 196
- Registration: SEC-registered investment adviser: 93, State-registered investment adviser: 88, Exempt reporting adviser: 15
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 53 (29%); Percentage of assets 169 (93%); Hourly charges 83 (46%); Subscription fees (newsletter or periodical) 3 (2%); Fixed fees 96 (53%); Commissions 1 (1%); Performance-based fees 26 (14%); Other 19 (10%); No compensation arrangements reported 15
- Regulatory assets under management (Item 5.F): Under $25 million 38 (19%); $25 million to $100 million 45 (23%); $100 million to $500 million 58 (30%); $500 million to $1 billion 6 (3%); $1 billion to $5 billion 15 (8%); Over $5 billion 6 (3%); Not reported 28 (14%)
- Years registered: Under 5 years 83 (42%); 5 to 9 years 52 (27%); 10 to 19 years 44 (22%); 20 years or more 16 (8%); Not reported 1 (1%)

## Firms (page 1 of 4, 1 to 50 of 196, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [212 Wealth Management](https://advisorcensus.com/firm/212-wealth-management-scottsdale-az-325317) ([md](https://advisorcensus.com/firm/212-wealth-management-scottsdale-az-325317.md)) | 325317 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 3 | % of assets, Fixed fee |
| [345 Investment Advisory, LLC](https://advisorcensus.com/firm/345-investment-advisory-llc-scottsdale-az-342120) ([md](https://advisorcensus.com/firm/345-investment-advisory-llc-scottsdale-az-342120.md)) | 342120 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [3ROOTS Wealth Partners LLC](https://advisorcensus.com/firm/3roots-wealth-partners-llc-scottsdale-az-338300) ([md](https://advisorcensus.com/firm/3roots-wealth-partners-llc-scottsdale-az-338300.md)) | 338300 | Scottsdale, AZ | SEC-registered investment adviser | $25 million to $100 million | 1 | % of assets, Hourly, Fixed fee |
| [49th Parallel Wealth Management](https://advisorcensus.com/firm/49th-parallel-wealth-management-scottsdale-az-332829) ([md](https://advisorcensus.com/firm/49th-parallel-wealth-management-scottsdale-az-332829.md)) | 332829 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly, Fixed fee |
| [Able Financial Group, LLC](https://advisorcensus.com/firm/able-financial-group-llc-scottsdale-az-323646) ([md](https://advisorcensus.com/firm/able-financial-group-llc-scottsdale-az-323646.md)) | 323646 | Scottsdale, AZ | SEC-registered investment adviser | $500 million to $1 billion | 3 | % of assets, Hourly, Fixed fee |
| [Accordant Investments LLC](https://advisorcensus.com/firm/accordant-investments-llc-scottsdale-az-325678) ([md](https://advisorcensus.com/firm/accordant-investments-llc-scottsdale-az-325678.md)) | 325678 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets |
| [Advanced Financial Services](https://advisorcensus.com/firm/advanced-financial-services-scottsdale-az-162142) ([md](https://advisorcensus.com/firm/advanced-financial-services-scottsdale-az-162142.md)) | 162142 | Scottsdale, AZ | State-registered investment adviser | Not reported | 14 | % of assets |
| [AIM Capital](https://advisorcensus.com/firm/aim-capital-scottsdale-az-165183) ([md](https://advisorcensus.com/firm/aim-capital-scottsdale-az-165183.md)) | 165183 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 13 | % of assets, Hourly |
| [Akkadian Wealth LLC](https://advisorcensus.com/firm/akkadian-wealth-llc-scottsdale-az-324482) ([md](https://advisorcensus.com/firm/akkadian-wealth-llc-scottsdale-az-324482.md)) | 324482 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 3 | % of assets, Hourly, Fixed fee |
| [Alkeme Investments LLC](https://advisorcensus.com/firm/alkeme-investments-llc-scottsdale-az-332434) ([md](https://advisorcensus.com/firm/alkeme-investments-llc-scottsdale-az-332434.md)) | 332434 | Scottsdale, AZ | SEC-registered investment adviser | Not reported | 1 | % of assets, Hourly, Fixed fee |
| [Almega Wealth Management](https://advisorcensus.com/firm/almega-wealth-management-scottsdale-az-316840) ([md](https://advisorcensus.com/firm/almega-wealth-management-scottsdale-az-316840.md)) | 316840 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Other |
| [Alpha Squared Capital, LLC](https://advisorcensus.com/firm/alpha-squared-capital-llc-scottsdale-az-300797) ([md](https://advisorcensus.com/firm/alpha-squared-capital-llc-scottsdale-az-300797.md)) | 300797 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 7 | % of assets, Hourly, Fixed fee |
| [ALT Alpha Capital, LLC](https://advisorcensus.com/firm/alt-alpha-capital-llc-scottsdale-az-338849) ([md](https://advisorcensus.com/firm/alt-alpha-capital-llc-scottsdale-az-338849.md)) | 338849 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 0 | % of assets, Performance fee |
| [Alternative Investment Advisors, LLC](https://advisorcensus.com/firm/alternative-investment-advisors-llc-scottsdale-az-336212) ([md](https://advisorcensus.com/firm/alternative-investment-advisors-llc-scottsdale-az-336212.md)) | 336212 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 1 | % of assets |
| [Amplify Financial, LLC](https://advisorcensus.com/firm/amplify-financial-llc-scottsdale-az-325721) ([md](https://advisorcensus.com/firm/amplify-financial-llc-scottsdale-az-325721.md)) | 325721 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 2 | Other |
| [Anne Cornelius, CPA, P.C.](https://advisorcensus.com/firm/anne-cornelius-cpa-p-c-scottsdale-az-333469) ([md](https://advisorcensus.com/firm/anne-cornelius-cpa-p-c-scottsdale-az-333469.md)) | 333469 | Scottsdale, AZ | State-registered investment adviser | Not reported | 1 | Other |
| [Ardent Wealth Management](https://advisorcensus.com/firm/ardent-wealth-management-scottsdale-az-332593) ([md](https://advisorcensus.com/firm/ardent-wealth-management-scottsdale-az-332593.md)) | 332593 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 1 | % of assets, Fixed fee |
| [ARQ Wealth Advisors, LLC](https://advisorcensus.com/firm/arq-wealth-advisors-llc-scottsdale-az-147351) ([md](https://advisorcensus.com/firm/arq-wealth-advisors-llc-scottsdale-az-147351.md)) | 147351 | Scottsdale, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets, Fixed fee |
| [ASB Capital Management LLC](https://advisorcensus.com/firm/asb-capital-management-llc-scottsdale-az-153123) ([md](https://advisorcensus.com/firm/asb-capital-management-llc-scottsdale-az-153123.md)) | 153123 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Ascent Capital Partners, LLC](https://advisorcensus.com/firm/ascent-capital-partners-llc-scottsdale-az-291218) ([md](https://advisorcensus.com/firm/ascent-capital-partners-llc-scottsdale-az-291218.md)) | 291218 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Fixed fee, Performance fee |
| [Ashton Thomas Private Wealth](https://advisorcensus.com/firm/ashton-thomas-private-wealth-scottsdale-az-153902) ([md](https://advisorcensus.com/firm/ashton-thomas-private-wealth-scottsdale-az-153902.md)) | 153902 | Scottsdale, AZ | SEC-registered investment adviser | Over $5 billion | 16 | % of assets, Hourly |
| [Asset Growth Solutions, LLC](https://advisorcensus.com/firm/asset-growth-solutions-llc-scottsdale-az-342319) ([md](https://advisorcensus.com/firm/asset-growth-solutions-llc-scottsdale-az-342319.md)) | 342319 | Scottsdale, AZ | SEC-registered investment adviser | $500 million to $1 billion | 0 | % of assets |
| [Aurora Financial Planning & Investment Management LLC](https://advisorcensus.com/firm/aurora-financial-planning-and-investment-management-llc-scottsdale-az-291658) ([md](https://advisorcensus.com/firm/aurora-financial-planning-and-investment-management-llc-scottsdale-az-291658.md)) | 291658 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly |
| [Axiom Founders Family Office](https://advisorcensus.com/firm/axiom-founders-family-office-scottsdale-az-313318) ([md](https://advisorcensus.com/firm/axiom-founders-family-office-scottsdale-az-313318.md)) | 313318 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 5 | % of assets, Hourly, Fixed fee |
| [Babin Wealth Management](https://advisorcensus.com/firm/babin-wealth-management-scottsdale-az-332423) ([md](https://advisorcensus.com/firm/babin-wealth-management-scottsdale-az-332423.md)) | 332423 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 2 | % of assets, Hourly, Fixed fee |
| [Balanced Wealth, Inc.](https://advisorcensus.com/firm/balanced-wealth-inc-scottsdale-az-324140) ([md](https://advisorcensus.com/firm/balanced-wealth-inc-scottsdale-az-324140.md)) | 324140 | Scottsdale, AZ | State-registered investment adviser | Not reported | 3 | % of assets |
| [Balbec Capital Management LP](https://advisorcensus.com/firm/balbec-capital-management-lp-scottsdale-az-284363) ([md](https://advisorcensus.com/firm/balbec-capital-management-lp-scottsdale-az-284363.md)) | 284363 | Scottsdale, AZ | SEC-registered investment adviser | Over $5 billion | 9 | % of assets, Performance fee, Other |
| [Balboa Wealth Partners, Inc.](https://advisorcensus.com/firm/balboa-wealth-partners-inc-scottsdale-az-282329) ([md](https://advisorcensus.com/firm/balboa-wealth-partners-inc-scottsdale-az-282329.md)) | 282329 | Scottsdale, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets, Hourly, Subscription, Performance fee |
| [Bayntree Wealth Advisors, LLC](https://advisorcensus.com/firm/bayntree-wealth-advisors-llc-scottsdale-az-226708) ([md](https://advisorcensus.com/firm/bayntree-wealth-advisors-llc-scottsdale-az-226708.md)) | 226708 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [Bedrock Investment Advisors](https://advisorcensus.com/firm/bedrock-investment-advisors-scottsdale-az-173131) ([md](https://advisorcensus.com/firm/bedrock-investment-advisors-scottsdale-az-173131.md)) | 173131 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 6 | % of assets, Hourly, Fixed fee |
| [Big Cedar Investment Advisors](https://advisorcensus.com/firm/big-cedar-investment-advisors-scottsdale-az-281788) ([md](https://advisorcensus.com/firm/big-cedar-investment-advisors-scottsdale-az-281788.md)) | 281788 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 10 | % of assets, Hourly, Fixed fee |
| [Blakely Walters Wealth Management](https://advisorcensus.com/firm/blakely-walters-wealth-management-scottsdale-az-324410) ([md](https://advisorcensus.com/firm/blakely-walters-wealth-management-scottsdale-az-324410.md)) | 324410 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Fixed fee |
| [Bonnema Wealth Management LLC](https://advisorcensus.com/firm/bonnema-wealth-management-llc-scottsdale-az-173526) ([md](https://advisorcensus.com/firm/bonnema-wealth-management-llc-scottsdale-az-173526.md)) | 173526 | Scottsdale, AZ | State-registered investment adviser | $100 million to $500 million | 11 | % of assets, Hourly, Fixed fee |
| [BOX Hill Private Wealth](https://advisorcensus.com/firm/box-hill-private-wealth-scottsdale-az-322620) ([md](https://advisorcensus.com/firm/box-hill-private-wealth-scottsdale-az-322620.md)) | 322620 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [Bradley Wealth LLC](https://advisorcensus.com/firm/bradley-wealth-llc-scottsdale-az-131808) ([md](https://advisorcensus.com/firm/bradley-wealth-llc-scottsdale-az-131808.md)) | 131808 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [Bridge Financial Strategies](https://advisorcensus.com/firm/bridge-financial-strategies-scottsdale-az-298134) ([md](https://advisorcensus.com/firm/bridge-financial-strategies-scottsdale-az-298134.md)) | 298134 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 8 | % of assets, Fixed fee |
| [Bridgelight Capital LLC](https://advisorcensus.com/firm/bridgelight-capital-llc-scottsdale-az-154920) ([md](https://advisorcensus.com/firm/bridgelight-capital-llc-scottsdale-az-154920.md)) | 154920 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Fixed fee |
| [Burton Wealth Management](https://advisorcensus.com/firm/burton-wealth-management-scottsdale-az-171381) ([md](https://advisorcensus.com/firm/burton-wealth-management-scottsdale-az-171381.md)) | 171381 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 12 | % of assets, Hourly, Fixed fee |
| [Busine Wealth](https://advisorcensus.com/firm/busine-wealth-scottsdale-az-172692) ([md](https://advisorcensus.com/firm/busine-wealth-scottsdale-az-172692.md)) | 172692 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 7 | % of assets, Hourly, Fixed fee |
| [Buttonwood Capital Management (BCM)](https://advisorcensus.com/firm/buttonwood-capital-management-bcm-scottsdale-az-174857) ([md](https://advisorcensus.com/firm/buttonwood-capital-management-bcm-scottsdale-az-174857.md)) | 174857 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [C2C Wealth Management, LLC](https://advisorcensus.com/firm/c2c-wealth-management-llc-scottsdale-az-284148) ([md](https://advisorcensus.com/firm/c2c-wealth-management-llc-scottsdale-az-284148.md)) | 284148 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets |
| [Capital Asset Advisors LLC.](https://advisorcensus.com/firm/capital-asset-advisors-llc-scottsdale-az-291635) ([md](https://advisorcensus.com/firm/capital-asset-advisors-llc-scottsdale-az-291635.md)) | 291635 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 8 | % of assets, Hourly, Fixed fee |
| [Capital Wealth Alliance, LLC](https://advisorcensus.com/firm/capital-wealth-alliance-llc-scottsdale-az-298257) ([md](https://advisorcensus.com/firm/capital-wealth-alliance-llc-scottsdale-az-298257.md)) | 298257 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee |
| [Carleton Capital Group, LLC](https://advisorcensus.com/firm/carleton-capital-group-llc-scottsdale-az-317305) ([md](https://advisorcensus.com/firm/carleton-capital-group-llc-scottsdale-az-317305.md)) | 317305 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Chevelon Capital Management LLC](https://advisorcensus.com/firm/chevelon-capital-management-llc-scottsdale-az-298609) ([md](https://advisorcensus.com/firm/chevelon-capital-management-llc-scottsdale-az-298609.md)) | 298609 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 6 | % of assets |
| [CMG Financial Consulting](https://advisorcensus.com/firm/cmg-financial-consulting-scottsdale-az-288359) ([md](https://advisorcensus.com/firm/cmg-financial-consulting-scottsdale-az-288359.md)) | 288359 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Fixed fee |
| [Coin Capital, LLC](https://advisorcensus.com/firm/coin-capital-llc-scottsdale-az-289961) ([md](https://advisorcensus.com/firm/coin-capital-llc-scottsdale-az-289961.md)) | 289961 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Cole Wealth Management, LLC](https://advisorcensus.com/firm/cole-wealth-management-llc-scottsdale-az-134509) ([md](https://advisorcensus.com/firm/cole-wealth-management-llc-scottsdale-az-134509.md)) | 134509 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee |
| [Confluent Asset Management LLC](https://advisorcensus.com/firm/confluent-asset-management-llc-scottsdale-az-323760) ([md](https://advisorcensus.com/firm/confluent-asset-management-llc-scottsdale-az-323760.md)) | 323760 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 3 | % of assets, Hourly |
| [Copper Sky Capital, LLC](https://advisorcensus.com/firm/copper-sky-capital-llc-scottsdale-az-317059) ([md](https://advisorcensus.com/firm/copper-sky-capital-llc-scottsdale-az-317059.md)) | 317059 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 1 | Not reported |

- Next page: https://advisorcensus.com/advisors/az/phoenix/scottsdale/page/2.md

## Questions people ask

**How many financial advisory firms are there in Scottsdale, AZ?**
AdvisorCensus lists 196 investment advisory firms with a principal office in Scottsdale, Arizona (part of the Phoenix metro area), from Form ADV filings as of October 2026: 93 SEC-registered, 88 state-registered, and 15 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Scottsdale, AZ?**
53 of the 196 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Scottsdale, AZ offer financial planning?**
125 of the 181 firms in Scottsdale, AZ that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Scottsdale, AZ fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 53 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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Cite as: AdvisorCensus. Financial advisors in Scottsdale, AZ: 196 firms from Form ADV filings as of October 2026.