{ "path": "/advisors/az/phoenix", "url": "https://advisorcensus.com/advisors/az/phoenix/page/7", "page_type": "metro", "title": "Financial advisors in Phoenix, AZ", "filters": {}, "scope_total": 463, "faq": [ { "q": "How many financial advisory firms are there in Phoenix, AZ?", "a": "AdvisorCensus lists 463 investment advisory firms with a principal office in the Phoenix metro area, from Form ADV filings as of October 2026: 179 SEC-registered, 253 state-registered, and 31 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Phoenix, AZ?", "a": "122 of the 463 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Phoenix, AZ offer financial planning?", "a": "317 of the 432 firms in Phoenix, AZ that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Phoenix, AZ fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 122 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 463 investment advisory firms with a principal office in the Phoenix metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": "Phoenix has 463 investment advisory firms with a principal office in the metro area as of October 2026: 179 SEC-registered, 253 state-registered, and 31 exempt reporting advisers. 122 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 231 report under $100 million in regulatory assets under management. The metro area has 1,892,613 households, 257,884 of them with income of $200,000 or more, or 557 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors in Phoenix, AZ: 463 firms from Form ADV filings as of October 2026.", "total_firms": 463, "page": 7, "total_pages": 10, "sort": "name", "registration_types": { "sec": 179, "state": 253, "exempt": 31 }, "fee_model_mix": [ { "code": "fee-only", "count": 122 }, { "code": "percentage_of_aum", "count": 396 }, { "code": "hourly", "count": 214 }, { "code": "subscription", "count": 10 }, { "code": "fixed", "count": 247 }, { "code": "commissions", "count": 6 }, { "code": "performance_based", "count": 44 }, { "code": "other", "count": 70 }, { "code": "not_reported", "count": 31 } ], "years_registered_distribution": [ { "code": "under_5", "count": 193 }, { "code": "5_to_9", "count": 110 }, { "code": "10_to_19", "count": 113 }, { "code": "20_plus", "count": 42 }, { "code": "not_reported", "count": 5 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 133 }, { "code": "25m_100m", "count": 98 }, { "code": "100m_500m", "count": 116 }, { "code": "500m_1b", "count": 14 }, { "code": "1b_5b", "count": 24 }, { "code": "over_5b", "count": 10 }, { "code": "not_reported", "count": 68 } ], "firms": [ { "crd_number": 333708, "name": "Prosper Private Wealth", "name_as_filed": "PROSPER PRIVATE WEALTH", "url": "https://advisorcensus.com/firm/prosper-private-wealth-mesa-az-333708", "city": "Mesa", "state": "AZ", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "performance_based" ], "enhanced": false }, { "crd_number": 141091, "name": "Public Safety FINANCIAL/GALLOWAY", "name_as_filed": "PUBLIC SAFETY FINANCIAL/GALLOWAY", "url": "https://advisorcensus.com/firm/public-safety-financial-galloway-mesa-az-141091", "city": "Mesa", "state": "AZ", "years_registered": 18, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 136071, "name": "Quality Wealth Management", "name_as_filed": "QUALITY WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/quality-wealth-management-phoenix-az-136071", "city": "Phoenix", "state": "AZ", "years_registered": 23, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 171780, "name": "Quantumvest, Inc.", "name_as_filed": "QUANTUMVEST, INC.", "url": "https://advisorcensus.com/firm/quantumvest-inc-scottsdale-az-171780", "city": "Scottsdale", "state": "AZ", "years_registered": 12, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "performance_based" ], "enhanced": false }, { "crd_number": 128147, "name": "Quorum Advisors", "name_as_filed": "QUORUM ADVISORS", "url": "https://advisorcensus.com/firm/quorum-advisors-tempe-az-128147", "city": "Tempe", "state": "AZ", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 115994, "name": "R.H. Investment Group, LLC", "name_as_filed": "R.H. INVESTMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/r-h-investment-group-llc-scottsdale-az-115994", "city": "Scottsdale", "state": "AZ", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 328329, "name": "Radix Wealth", "name_as_filed": "RADIX WEALTH", "url": "https://advisorcensus.com/firm/radix-wealth-scottsdale-az-328329", "city": "Scottsdale", "state": "AZ", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 300716, "name": "Raintree Capital Management LLC", "name_as_filed": "RAINTREE CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/raintree-capital-management-llc-scottsdale-az-300716", "city": "Scottsdale", "state": "AZ", "years_registered": 6, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 343318, "name": "RBG Capital LLC", "name_as_filed": "RBG CAPITAL LLC", "url": "https://advisorcensus.com/firm/rbg-capital-llc-scottsdale-az-343318", "city": "Scottsdale", "state": "AZ", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 323834, "name": "Reach One Teach One Financial", "name_as_filed": "REACH ONE TEACH ONE FINANCIAL", "url": "https://advisorcensus.com/firm/reach-one-teach-one-financial-phoenix-az-323834", "city": "Phoenix", "state": "AZ", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 313761, "name": "Redeem Wealth Management", "name_as_filed": "REDEEM WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/redeem-wealth-management-gilbert-az-313761", "city": "Gilbert", "state": "AZ", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "subscription", "fixed" ], "enhanced": false }, { "crd_number": 153139, "name": "Redwood Investment Management, LLC.", "name_as_filed": "REDWOOD INVESTMENT MANAGEMENT, LLC.", "url": "https://advisorcensus.com/firm/redwood-investment-management-llc-scottsdale-az-153139", "city": "Scottsdale", "state": "AZ", "years_registered": 13, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 285243, "name": "Releve Financial Group", "name_as_filed": "RELEVE FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/releve-financial-group-scottsdale-az-285243", "city": "Scottsdale", "state": "AZ", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 328754, "name": "Reliant Investment Management", "name_as_filed": "RELIANT INVESTMENT MANAGEMENT", "url": "https://advisorcensus.com/firm/reliant-investment-management-phoenix-az-328754", "city": "Phoenix", "state": "AZ", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 169528, "name": "Resq Investment Partners, LLC", "name_as_filed": "RESQ INVESTMENT PARTNERS, LLC", "url": "https://advisorcensus.com/firm/resq-investment-partners-llc-scottsdale-az-169528", "city": "Scottsdale", "state": "AZ", "years_registered": 12, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 149560, "name": "Retirement Income and Inheritance Advisors, LLC", "name_as_filed": "RETIREMENT INCOME AND INHERITANCE ADVISORS, LLC", "url": "https://advisorcensus.com/firm/retirement-income-and-inheritance-advisors-llc-scottsdale-az-149560", "city": "Scottsdale", "state": "AZ", "years_registered": 17, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 332452, "name": "Revtek Advisors, LLC", "name_as_filed": "REVTEK ADVISORS, LLC", "url": "https://advisorcensus.com/firm/revtek-advisors-llc-mesa-az-332452", "city": "Mesa", "state": "AZ", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 156291, "name": "RFG Capital Management LLC", "name_as_filed": "RFG CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/rfg-capital-management-llc-higley-az-156291", "city": "Higley", "state": "AZ", "years_registered": 11, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 318258, "name": "Ridgeline Private Wealth", "name_as_filed": "RIDGELINE PRIVATE WEALTH", "url": "https://advisorcensus.com/firm/ridgeline-private-wealth-mesa-az-318258", "city": "Mesa", "state": "AZ", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 284773, "name": "Rise Financial Group", "name_as_filed": "RISE FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/rise-financial-group-gilbert-az-284773", "city": "Gilbert", "state": "AZ", "years_registered": 10, "raum_band": "not_reported", "compensation_types": [ "hourly", "other" ], "enhanced": false }, { "crd_number": 125676, "name": "RJ Pace Financial", "name_as_filed": "RJ PACE FINANCIAL", "url": "https://advisorcensus.com/firm/rj-pace-financial-glendale-az-125676", "city": "Glendale", "state": "AZ", "years_registered": 23, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 123566, "name": "Rockford Asset Management LLC", "name_as_filed": "ROCKFORD ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/rockford-asset-management-llc-anthem-az-123566", "city": "Anthem", "state": "AZ", "years_registered": 9, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 152662, "name": "Rovin Capital", "name_as_filed": "ROVIN CAPITAL", "url": "https://advisorcensus.com/firm/rovin-capital-mesa-az-152662", "city": "Mesa", "state": "AZ", "years_registered": 16, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 306287, "name": "RRA Capital", "name_as_filed": "RRA CAPITAL", "url": "https://advisorcensus.com/firm/rra-capital-phoenix-az-306287", "city": "Phoenix", "state": "AZ", "years_registered": 5, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 344258, "name": "Rubicon Financial Group, LLC", "name_as_filed": "RUBICON FINANCIAL GROUP, LLC", "url": "https://advisorcensus.com/firm/rubicon-financial-group-llc-fountain-hills-az-344258", "city": "Fountain Hills", "state": "AZ", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 113980, "name": "Rubicon Financial Network", "name_as_filed": "RUBICON FINANCIAL NETWORK", "url": "https://advisorcensus.com/firm/rubicon-financial-network-tempe-az-113980", "city": "Tempe", "state": "AZ", "years_registered": 28, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 171096, "name": "Sabrient Systems, LLC", "name_as_filed": "SABRIENT SYSTEMS, LLC", "url": "https://advisorcensus.com/firm/sabrient-systems-llc-phoenix-az-171096", "city": "Phoenix", "state": "AZ", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [ "subscription", "other" ], "enhanced": false }, { "crd_number": 116933, "name": "Sage Financial Advisors Inc.", "name_as_filed": "SAGE FINANCIAL ADVISORS INC.", "url": "https://advisorcensus.com/firm/sage-financial-advisors-inc-scottsdale-az-116933", "city": "Scottsdale", "state": "AZ", "years_registered": 24, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 343892, "name": "Sage Saguaro Financial Planning", "name_as_filed": "SAGE SAGUARO FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/sage-saguaro-financial-planning-glendale-az-343892", "city": "Glendale", "state": "AZ", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 283821, "name": "Sala Capital, LLC", "name_as_filed": "SALA CAPITAL, LLC", "url": "https://advisorcensus.com/firm/sala-capital-llc-scottsdale-az-283821", "city": "Scottsdale", "state": "AZ", "years_registered": 9, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 112021, "name": "Saratoga Capital Management, LLC", "name_as_filed": "SARATOGA CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/saratoga-capital-management-llc-avondale-az-112021", "city": "Avondale", "state": "AZ", "years_registered": 32, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 313098, "name": "SAS Capital Investment Management, LLC", "name_as_filed": "SAS CAPITAL INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sas-capital-investment-management-llc-scottsdale-az-313098", "city": "Scottsdale", "state": "AZ", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 308391, "name": "SBC Investment Management, LLC", "name_as_filed": "SBC INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sbc-investment-management-llc-scottsdale-az-308391", "city": "Scottsdale", "state": "AZ", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 118786, "name": "Scottsdale Capital Advisors Corporation", "name_as_filed": "SCOTTSDALE CAPITAL ADVISORS CORPORATION", "url": "https://advisorcensus.com/firm/scottsdale-capital-advisors-corporation-scottsdale-az-118786", "city": "Scottsdale", "state": "AZ", "years_registered": 23, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 285907, "name": "Scottsdale Wealth Advisory LLC", "name_as_filed": "SCOTTSDALE WEALTH ADVISORY LLC", "url": "https://advisorcensus.com/firm/scottsdale-wealth-advisory-llc-paradise-valley-az-285907", "city": "Paradise Valley", "state": "AZ", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 169248, "name": "Scottsdale Wealth Planning, Inc.", "name_as_filed": "SCOTTSDALE WEALTH PLANNING, INC.", "url": "https://advisorcensus.com/firm/scottsdale-wealth-planning-inc-scottsdale-az-169248", "city": "Scottsdale", "state": "AZ", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 156574, "name": "Secure Retirement Advisors, LLC", "name_as_filed": "SECURE RETIREMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/secure-retirement-advisors-llc-eloy-az-156574", "city": "Eloy", "state": "AZ", "years_registered": 15, "raum_band": "not_reported", "compensation_types": [ "hourly", "other" ], "enhanced": false }, { "crd_number": 325527, "name": "Senet Capital Management, LLC", "name_as_filed": "SENET CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/senet-capital-management-llc-scottsdale-az-325527", "city": "Scottsdale", "state": "AZ", "years_registered": 3, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 158641, "name": "Sensible Money, LLC", "name_as_filed": "SENSIBLE MONEY, LLC", "url": "https://advisorcensus.com/firm/sensible-money-llc-scottsdale-az-158641", "city": "Scottsdale", "state": "AZ", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 343763, "name": "Sequel Capital Management, LLC", "name_as_filed": "SEQUEL CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sequel-capital-management-llc-scottsdale-az-343763", "city": "Scottsdale", "state": "AZ", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 166808, "name": "Seros Wealth Partners", "name_as_filed": "SEROS WEALTH PARTNERS", "url": "https://advisorcensus.com/firm/seros-wealth-partners-gilbert-az-166808", "city": "Gilbert", "state": "AZ", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "subscription", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 310597, "name": "SG Wealth Managers LLC", "name_as_filed": "SG WEALTH MANAGERS LLC", "url": "https://advisorcensus.com/firm/sg-wealth-managers-llc-scottsdale-az-310597", "city": "Scottsdale", "state": "AZ", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 290719, "name": "Sharpepoint, LLC", "name_as_filed": "SHARPEPOINT, LLC", "url": "https://advisorcensus.com/firm/sharpepoint-llc-phoenix-az-290719", "city": "Phoenix", "state": "AZ", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 172113, "name": "Sierra Legacy Group", "name_as_filed": "SIERRA LEGACY GROUP", "url": "https://advisorcensus.com/firm/sierra-legacy-group-scottsdale-az-172113", "city": "Scottsdale", "state": "AZ", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 153037, "name": "Silver Leaf Financial, Inc.", "name_as_filed": "SILVER LEAF FINANCIAL, INC.", "url": "https://advisorcensus.com/firm/silver-leaf-financial-inc-scottsdale-az-153037", "city": "Scottsdale", "state": "AZ", "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 290674, "name": "Six Sigma Wealth Advisors, LLC", "name_as_filed": "SIX SIGMA WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/six-sigma-wealth-advisors-llc-scottsdale-az-290674", "city": "Scottsdale", "state": "AZ", "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 290428, "name": "Skymark Advisors LLC", "name_as_filed": "SKYMARK ADVISORS LLC", "url": "https://advisorcensus.com/firm/skymark-advisors-llc-sun-city-az-290428", "city": "Sun City", "state": "AZ", "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 328450, "name": "SL Capital", "name_as_filed": "SL CAPITAL", "url": "https://advisorcensus.com/firm/sl-capital-scottsdale-az-328450", "city": "Scottsdale", "state": "AZ", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 171535, "name": "Smartt Wealth Solutions, LLC", "name_as_filed": "SMARTT WEALTH SOLUTIONS, LLC", "url": "https://advisorcensus.com/firm/smartt-wealth-solutions-llc-gilbert-az-171535", "city": "Gilbert", "state": "AZ", "years_registered": 12, "raum_band": "not_reported", "compensation_types": [ "fixed", "other" ], "enhanced": false }, { "crd_number": 143567, "name": "Smead Capital Management, Inc.", "name_as_filed": "SMEAD CAPITAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/smead-capital-management-inc-phoenix-az-143567", "city": "Phoenix", "state": "AZ", "years_registered": 19, "raum_band": "over_5b", "compensation_types": [ 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