# Financial advisors in Phoenix, AZ

> AdvisorCensus lists 463 investment advisory firms with a principal office in the Phoenix metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/az/phoenix/page/4

## At a glance

- Investment advisory firms: 463
- Registration: SEC-registered investment adviser: 179, State-registered investment adviser: 253, Exempt reporting adviser: 31
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 122 (28%); Percentage of assets 396 (92%); Hourly charges 214 (50%); Subscription fees (newsletter or periodical) 10 (2%); Fixed fees 247 (57%); Commissions 6 (1%); Performance-based fees 44 (10%); Other 70 (16%); No compensation arrangements reported 31
- Regulatory assets under management (Item 5.F): Under $25 million 133 (29%); $25 million to $100 million 98 (21%); $100 million to $500 million 116 (25%); $500 million to $1 billion 14 (3%); $1 billion to $5 billion 24 (5%); Over $5 billion 10 (2%); Not reported 68 (15%)
- Years registered: Under 5 years 193 (42%); 5 to 9 years 110 (24%); 10 to 19 years 113 (24%); 20 years or more 42 (9%); Not reported 5 (1%)

## Firms (page 4 of 10, 151 to 200 of 463, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Financial Consulting Professionals, LLC](https://advisorcensus.com/firm/financial-consulting-professionals-llc-scottsdale-az-296627) ([md](https://advisorcensus.com/firm/financial-consulting-professionals-llc-scottsdale-az-296627.md)) | 296627 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 8 | % of assets, Fixed fee |
| [Financial Life Planners](https://advisorcensus.com/firm/financial-life-planners-tempe-az-129415) ([md](https://advisorcensus.com/firm/financial-life-planners-tempe-az-129415.md)) | 129415 | Tempe, AZ | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Hourly |
| [Finco Investment Services, Inc.](https://advisorcensus.com/firm/finco-investment-services-inc-gilbert-az-163491) ([md](https://advisorcensus.com/firm/finco-investment-services-inc-gilbert-az-163491.md)) | 163491 | Gilbert, AZ | State-registered investment adviser | $25 million to $100 million | 14 | % of assets, Hourly |
| [First Financial Strategies Inc](https://advisorcensus.com/firm/first-financial-strategies-inc-phoenix-az-110467) ([md](https://advisorcensus.com/firm/first-financial-strategies-inc-phoenix-az-110467.md)) | 110467 | Phoenix, AZ | State-registered investment adviser | Under $25 million | 13 | % of assets |
| [Firstline Financial LLC](https://advisorcensus.com/firm/firstline-financial-llc-gilbert-az-308056) ([md](https://advisorcensus.com/firm/firstline-financial-llc-gilbert-az-308056.md)) | 308056 | Gilbert, AZ | State-registered investment adviser | $25 million to $100 million | 6 | % of assets, Hourly, Fixed fee |
| [Fleming Financial Services](https://advisorcensus.com/firm/fleming-financial-services-mesa-az-145717) ([md](https://advisorcensus.com/firm/fleming-financial-services-mesa-az-145717.md)) | 145717 | Mesa, AZ | State-registered investment adviser | $25 million to $100 million | 17 | % of assets, Hourly, Fixed fee, Other |
| [Fleming Wealth Strategies, LLC](https://advisorcensus.com/firm/fleming-wealth-strategies-llc-glendale-az-167873) ([md](https://advisorcensus.com/firm/fleming-wealth-strategies-llc-glendale-az-167873.md)) | 167873 | Glendale, AZ | State-registered investment adviser | $25 million to $100 million | 13 | % of assets, Hourly, Commissions |
| [Foothills Advisors, LLC](https://advisorcensus.com/firm/foothills-advisors-llc-cave-creek-az-298408) ([md](https://advisorcensus.com/firm/foothills-advisors-llc-cave-creek-az-298408.md)) | 298408 | Cave Creek, AZ | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets |
| [Foothills Wealth Management, LLC](https://advisorcensus.com/firm/foothills-wealth-management-llc-cave-creek-az-335034) ([md](https://advisorcensus.com/firm/foothills-wealth-management-llc-cave-creek-az-335034.md)) | 335034 | Cave Creek, AZ | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly, Fixed fee |
| [Form Prosperity Wealth Advisors, LLC](https://advisorcensus.com/firm/form-prosperity-wealth-advisors-llc-chandler-az-307792) ([md](https://advisorcensus.com/firm/form-prosperity-wealth-advisors-llc-chandler-az-307792.md)) | 307792 | Chandler, AZ | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Fixed fee |
| [Fortitude Family Office](https://advisorcensus.com/firm/fortitude-family-office-scottsdale-az-317615) ([md](https://advisorcensus.com/firm/fortitude-family-office-scottsdale-az-317615.md)) | 317615 | Scottsdale, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 4 | % of assets, Hourly, Fixed fee, Performance fee, Other |
| [Forward Financial Planning LLC](https://advisorcensus.com/firm/forward-financial-planning-llc-phoenix-az-322647) ([md](https://advisorcensus.com/firm/forward-financial-planning-llc-phoenix-az-322647.md)) | 322647 | Phoenix, AZ | State-registered investment adviser | Under $25 million | 3 | % of assets, Hourly, Fixed fee |
| [Foundations Investment Advisors LLC](https://advisorcensus.com/firm/foundations-investment-advisors-llc-phoenix-az-175083) ([md](https://advisorcensus.com/firm/foundations-investment-advisors-llc-phoenix-az-175083.md)) | 175083 | Phoenix, AZ | SEC-registered investment adviser | Over $5 billion | 11 | % of assets, Hourly, Fixed fee |
| [Fountain Financial Group, Inc.](https://advisorcensus.com/firm/fountain-financial-group-inc-fountain-hills-az-123364) ([md](https://advisorcensus.com/firm/fountain-financial-group-inc-fountain-hills-az-123364.md)) | 123364 | Fountain Hills, AZ | State-registered investment adviser | $25 million to $100 million | 22 | % of assets, Hourly, Fixed fee |
| [Four Peaks Planning and Investments LLC](https://advisorcensus.com/firm/four-peaks-planning-and-investments-llc-gilbert-az-305739) ([md](https://advisorcensus.com/firm/four-peaks-planning-and-investments-llc-gilbert-az-305739.md)) | 305739 | Gilbert, AZ | State-registered investment adviser | $25 million to $100 million | 6 | % of assets |
| [FSG Financial Services, Inc.](https://advisorcensus.com/firm/fsg-financial-services-inc-sun-city-az-291629) ([md](https://advisorcensus.com/firm/fsg-financial-services-inc-sun-city-az-291629.md)) | 291629 | Sun City, AZ | State-registered investment adviser | $25 million to $100 million | 8 | % of assets, Other |
| [Fuller Asset Management, LLC](https://advisorcensus.com/firm/fuller-asset-management-llc-scottsdale-az-134446) ([md](https://advisorcensus.com/firm/fuller-asset-management-llc-scottsdale-az-134446.md)) | 134446 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 14 | % of assets |
| [Galvin, Gaustad & Stein, LLC](https://advisorcensus.com/firm/galvin-gaustad-and-stein-llc-scottsdale-az-153410) ([md](https://advisorcensus.com/firm/galvin-gaustad-and-stein-llc-scottsdale-az-153410.md)) | 153410 | Scottsdale, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 16 | % of assets, Hourly, Fixed fee |
| [GI Partners](https://advisorcensus.com/firm/gi-partners-scottsdale-az-161573) ([md](https://advisorcensus.com/firm/gi-partners-scottsdale-az-161573.md)) | 161573 | Scottsdale, AZ | SEC-registered investment adviser | Over $5 billion | 14 | % of assets, Performance fee |
| [Gilbert Private Wealth LLC](https://advisorcensus.com/firm/gilbert-private-wealth-llc-scottsdale-az-342519) ([md](https://advisorcensus.com/firm/gilbert-private-wealth-llc-scottsdale-az-342519.md)) | 342519 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 0 | % of assets |
| [Gillespie Associates LLC.](https://advisorcensus.com/firm/gillespie-associates-llc-carefree-az-116643) ([md](https://advisorcensus.com/firm/gillespie-associates-llc-carefree-az-116643.md)) | 116643 | Carefree, AZ | State-registered investment adviser | Under $25 million | 28 | Performance fee, Other |
| [Global Strategic Nextgen Ocio](https://advisorcensus.com/firm/global-strategic-nextgen-ocio-scottsdale-az-175300) ([md](https://advisorcensus.com/firm/global-strategic-nextgen-ocio-scottsdale-az-175300.md)) | 175300 | Scottsdale, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 7 | % of assets |
| [Global Wealth Partners, LLC](https://advisorcensus.com/firm/global-wealth-partners-llc-scottsdale-az-150481) ([md](https://advisorcensus.com/firm/global-wealth-partners-llc-scottsdale-az-150481.md)) | 150481 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 4 | % of assets, Performance fee |
| [Goddess Pack Ventures Management, LLC](https://advisorcensus.com/firm/goddess-pack-ventures-management-llc-phoenix-az-318542) ([md](https://advisorcensus.com/firm/goddess-pack-ventures-management-llc-phoenix-az-318542.md)) | 318542 | Phoenix, AZ | Exempt reporting adviser | Not reported | 0 | Not reported |
| [GPS Investments](https://advisorcensus.com/firm/gps-investments-scottsdale-az-333381) ([md](https://advisorcensus.com/firm/gps-investments-scottsdale-az-333381.md)) | 333381 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Fixed fee |
| [Grayhawk Capital, LLC](https://advisorcensus.com/firm/grayhawk-capital-llc-mesa-az-330681) ([md](https://advisorcensus.com/firm/grayhawk-capital-llc-mesa-az-330681.md)) | 330681 | Mesa, AZ | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Graystone Partners Wealth Management, LLC](https://advisorcensus.com/firm/graystone-partners-wealth-management-llc-tempe-az-306068) ([md](https://advisorcensus.com/firm/graystone-partners-wealth-management-llc-tempe-az-306068.md)) | 306068 | Tempe, AZ | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Fixed fee |
| [Griffin Capital Advisors](https://advisorcensus.com/firm/griffin-capital-advisors-scottsdale-az-329405) ([md](https://advisorcensus.com/firm/griffin-capital-advisors-scottsdale-az-329405.md)) | 329405 | Scottsdale, AZ | State-registered investment adviser | Not reported | 2 | Other |
| [Hales Tax Solutions PLLC](https://advisorcensus.com/firm/hales-tax-solutions-pllc-gilbert-az-331756) ([md](https://advisorcensus.com/firm/hales-tax-solutions-pllc-gilbert-az-331756.md)) | 331756 | Gilbert, AZ | State-registered investment adviser | Not reported | 1 | Other |
| [Harbour Island Capital Management, LLC](https://advisorcensus.com/firm/harbour-island-capital-management-llc-scottsdale-az-340637) ([md](https://advisorcensus.com/firm/harbour-island-capital-management-llc-scottsdale-az-340637.md)) | 340637 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Harding Wealth, Inc.](https://advisorcensus.com/firm/harding-wealth-inc-tempe-az-282686) ([md](https://advisorcensus.com/firm/harding-wealth-inc-tempe-az-282686.md)) | 282686 | Tempe, AZ | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Fixed fee |
| [Harmony Asset Management LLC](https://advisorcensus.com/firm/harmony-asset-management-llc-scottsdale-az-116069) ([md](https://advisorcensus.com/firm/harmony-asset-management-llc-scottsdale-az-116069.md)) | 116069 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [Harper Wealth Management LLC](https://advisorcensus.com/firm/harper-wealth-management-llc-gilbert-az-339306) ([md](https://advisorcensus.com/firm/harper-wealth-management-llc-gilbert-az-339306.md)) | 339306 | Gilbert, AZ | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Harris Investment Advisors LLC](https://advisorcensus.com/firm/harris-investment-advisors-llc-scottsdale-az-118857) ([md](https://advisorcensus.com/firm/harris-investment-advisors-llc-scottsdale-az-118857.md)) | 118857 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 20 | % of assets, Hourly, Fixed fee |
| [Heintz Wealth Management, LLC](https://advisorcensus.com/firm/heintz-wealth-management-llc-scottsdale-az-286160) ([md](https://advisorcensus.com/firm/heintz-wealth-management-llc-scottsdale-az-286160.md)) | 286160 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Hourly, Fixed fee |
| [Heritage Family Offices, LLP](https://advisorcensus.com/firm/heritage-family-offices-llp-scottsdale-az-323930) ([md](https://advisorcensus.com/firm/heritage-family-offices-llp-scottsdale-az-323930.md)) | 323930 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Fixed fee, Performance fee |
| [Hillspring Financial, Inc.](https://advisorcensus.com/firm/hillspring-financial-inc-surprise-az-113938) ([md](https://advisorcensus.com/firm/hillspring-financial-inc-surprise-az-113938.md)) | 113938 | Surprise, AZ | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly, Fixed fee, Other |
| [Holbert Ventures LLC](https://advisorcensus.com/firm/holbert-ventures-llc-scottsdale-az-318384) ([md](https://advisorcensus.com/firm/holbert-ventures-llc-scottsdale-az-318384.md)) | 318384 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Horizon Ridge Advisors L.L.C.](https://advisorcensus.com/firm/horizon-ridge-advisors-l-l-c-mesa-az-341038) ([md](https://advisorcensus.com/firm/horizon-ridge-advisors-l-l-c-mesa-az-341038.md)) | 341038 | Mesa, AZ | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly |
| [IDX Advisors](https://advisorcensus.com/firm/idx-advisors-scottsdale-az-299658) ([md](https://advisorcensus.com/firm/idx-advisors-scottsdale-az-299658.md)) | 299658 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets |
| [Immaculate Wealth Management, LLC](https://advisorcensus.com/firm/immaculate-wealth-management-llc-mesa-az-167657) ([md](https://advisorcensus.com/firm/immaculate-wealth-management-llc-mesa-az-167657.md)) | 167657 | Mesa, AZ | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Fixed fee |
| [Indigo Partners LLC](https://advisorcensus.com/firm/indigo-partners-llc-scottsdale-az-163648) ([md](https://advisorcensus.com/firm/indigo-partners-llc-scottsdale-az-163648.md)) | 163648 | Scottsdale, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 11 | % of assets, Performance fee |
| [Innovative Financial Solutions, Inc.](https://advisorcensus.com/firm/innovative-financial-solutions-inc-chandler-az-289906) ([md](https://advisorcensus.com/firm/innovative-financial-solutions-inc-chandler-az-289906.md)) | 289906 | Chandler, AZ | State-registered investment adviser | $25 million to $100 million | 8 | % of assets, Hourly, Fixed fee |
| [Integrated Financial Solutions, PLLC](https://advisorcensus.com/firm/integrated-financial-solutions-pllc-mesa-az-291326) ([md](https://advisorcensus.com/firm/integrated-financial-solutions-pllc-mesa-az-291326.md)) | 291326 | Mesa, AZ | State-registered investment adviser | $25 million to $100 million | 8 | % of assets, Hourly, Fixed fee |
| [Intelligent Capitalworks](https://advisorcensus.com/firm/intelligent-capitalworks-scottsdale-az-135081) ([md](https://advisorcensus.com/firm/intelligent-capitalworks-scottsdale-az-135081.md)) | 135081 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 21 | % of assets, Hourly, Fixed fee |
| [Interwealth Management, LLC](https://advisorcensus.com/firm/interwealth-management-llc-scottsdale-az-155597) ([md](https://advisorcensus.com/firm/interwealth-management-llc-scottsdale-az-155597.md)) | 155597 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets |
| [Intrinsic Value Partners, LLC](https://advisorcensus.com/firm/intrinsic-value-partners-llc-phoenix-az-165214) ([md](https://advisorcensus.com/firm/intrinsic-value-partners-llc-phoenix-az-165214.md)) | 165214 | Phoenix, AZ | SEC-registered investment adviser | $100 million to $500 million | 13 | % of assets, Hourly |
| [Intrinsic Wealth Counsel, Inc.](https://advisorcensus.com/firm/intrinsic-wealth-counsel-inc-tempe-az-105022) ([md](https://advisorcensus.com/firm/intrinsic-wealth-counsel-inc-tempe-az-105022.md)) | 105022 | Tempe, AZ | SEC-registered investment adviser | $100 million to $500 million | 42 | % of assets, Hourly, Other |
| [Invasor Capital Management, LLC](https://advisorcensus.com/firm/invasor-capital-management-llc-scottsdale-az-171019) ([md](https://advisorcensus.com/firm/invasor-capital-management-llc-scottsdale-az-171019.md)) | 171019 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 12 | % of assets, Performance fee |
| [Invest Smart USA, Inc.](https://advisorcensus.com/firm/invest-smart-usa-inc-scottsdale-az-168135) ([md](https://advisorcensus.com/firm/invest-smart-usa-inc-scottsdale-az-168135.md)) | 168135 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 13 | % of assets, Fixed fee |

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## Questions people ask

**How many financial advisory firms are there in Phoenix, AZ?**
AdvisorCensus lists 463 investment advisory firms with a principal office in the Phoenix metro area, from Form ADV filings as of October 2026: 179 SEC-registered, 253 state-registered, and 31 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Phoenix, AZ?**
122 of the 463 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Phoenix, AZ offer financial planning?**
317 of the 432 firms in Phoenix, AZ that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Phoenix, AZ fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 122 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

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- [Financial advisors in Phoenix, AZ](https://advisorcensus.com/advisors/az/phoenix) (https://advisorcensus.com/advisors/az/phoenix.md)
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- [Financial advisors in Scottsdale, AZ](https://advisorcensus.com/advisors/az/phoenix/scottsdale) (https://advisorcensus.com/advisors/az/phoenix/scottsdale.md)
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- [Financial advisors in Glendale, AZ](https://advisorcensus.com/advisors/az/phoenix/glendale) (https://advisorcensus.com/advisors/az/phoenix/glendale.md)
- [Financial advisors in Tucson](https://advisorcensus.com/advisors/az/tucson) (https://advisorcensus.com/advisors/az/tucson.md)
- [Financial advisors in Prescott Valley](https://advisorcensus.com/advisors/az/prescott-valley) (https://advisorcensus.com/advisors/az/prescott-valley.md)
- [Financial advisors in Flagstaff](https://advisorcensus.com/advisors/az/flagstaff) (https://advisorcensus.com/advisors/az/flagstaff.md)
- [Financial advisors in Lake Havasu City](https://advisorcensus.com/advisors/az/lake-havasu-city) (https://advisorcensus.com/advisors/az/lake-havasu-city.md)
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- [Financial advisors in Sierra Vista](https://advisorcensus.com/advisors/az/sierra-vista) (https://advisorcensus.com/advisors/az/sierra-vista.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/az/phoenix.csv

Cite as: AdvisorCensus. Financial advisors in Phoenix, AZ: 463 firms from Form ADV filings as of October 2026.