{ "path": "/advisors/az/phoenix/no-account-minimum", "url": "https://advisorcensus.com/advisors/az/phoenix/no-account-minimum", "page_type": "metro_answer", "title": "Financial advisors with no account minimum in Phoenix, AZ", "filters": {}, "scope_total": 32, "faq": [ { "q": "Which financial advisors in Phoenix, AZ have no account minimum?", "a": "32 investment advisory firms with a principal office in the Phoenix metro area state in their Form ADV Part 2A brochure that they have no account minimum, as of October 2026; this page lists them. A firm appears here when its current Form ADV Part 2A brochure says it has no account minimum and AdvisorCensus found that sentence word for word in the brochure, with no other minimum beside it. Only brochures AdvisorCensus has read count, so a firm missing here may have no minimum without stating it; and a firm can still decline an account, or set a minimum fee, which its page shows when the brochure states one." }, { "q": "How many financial advisory firms are there in Phoenix, AZ?", "a": "AdvisorCensus lists 463 investment advisory firms with a principal office in the Phoenix metro area, from Form ADV filings as of October 2026: 179 SEC-registered, 253 state-registered, and 31 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Phoenix, AZ?", "a": "122 of the 463 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Phoenix, AZ offer financial planning?", "a": "317 of the 432 firms in Phoenix, AZ that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Phoenix, AZ fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 122 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in Phoenix, AZ with no account minimum. AdvisorCensus lists 32 investment advisory firms with a principal office in the Phoenix metro area whose brochure says the firm has no account minimum, checked word for word, as of October 2026. Firms are listed alphabetically, and each firm's page quotes the brochure.", "about_market": "Phoenix has 463 investment advisory firms with a principal office in the metro area as of October 2026: 179 SEC-registered, 253 state-registered, and 31 exempt reporting advisers. 122 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 231 report under $100 million in regulatory assets under management. The metro area has 1,892,613 households, 257,884 of them with income of $200,000 or more, or 557 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).", "citation": "AdvisorCensus. Financial advisors with no account minimum in Phoenix, AZ: 32 firms from Form ADV filings as of October 2026.", "total_firms": 32, "page": 1, "total_pages": 1, "sort": "name", "registration_types": { "sec": 32, "state": 0, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 5 }, { "code": "percentage_of_aum", "count": 32 }, { "code": "hourly", "count": 14 }, { "code": "subscription", "count": 0 }, { "code": "fixed", "count": 20 }, { "code": "commissions", "count": 0 }, { "code": "performance_based", "count": 4 }, { "code": "other", "count": 7 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 20 }, { "code": "5_to_9", "count": 7 }, { "code": "10_to_19", "count": 5 }, { "code": "20_plus", "count": 0 }, { "code": "not_reported", "count": 0 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 2 }, { "code": "25m_100m", "count": 1 }, { "code": "100m_500m", "count": 23 }, { "code": "500m_1b", "count": 1 }, { "code": "1b_5b", "count": 4 }, { "code": "over_5b", "count": 0 }, { "code": "not_reported", "count": 1 } ], "firms": [ { "crd_number": 342120, "name": "345 Investment Advisory, LLC", "name_as_filed": "345 INVESTMENT ADVISORY, LLC", "url": "https://advisorcensus.com/firm/345-investment-advisory-llc-scottsdale-az-342120", "city": "Scottsdale", "state": "AZ", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 338300, "name": "3ROOTS Wealth Partners LLC", "name_as_filed": "3ROOTS WEALTH PARTNERS LLC", "url": "https://advisorcensus.com/firm/3roots-wealth-partners-llc-scottsdale-az-338300", "city": "Scottsdale", "state": "AZ", "years_registered": 1, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 170368, "name": "Acute Investment Advisory", "name_as_filed": "ACUTE INVESTMENT ADVISORY", "url": "https://advisorcensus.com/firm/acute-investment-advisory-mesa-az-170368", "city": "Mesa", "state": "AZ", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "other" ], "enhanced": false }, { "crd_number": 165183, "name": "AIM Capital", "name_as_filed": "AIM CAPITAL", "url": "https://advisorcensus.com/firm/aim-capital-scottsdale-az-165183", "city": "Scottsdale", "state": "AZ", "years_registered": 13, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 316564, "name": "Apex Wealth Advisors LLC", "name_as_filed": "APEX WEALTH ADVISORS LLC", "url": "https://advisorcensus.com/firm/apex-wealth-advisors-llc-pheonix-az-316564", "city": "Pheonix", "state": "AZ", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 189512, "name": "Arcwood Financial, LLC", "name_as_filed": "ARCWOOD FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/arcwood-financial-llc-phoenix-az-189512", "city": "Phoenix", "state": "AZ", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 316544, "name": "Brookwood Investment Group", "name_as_filed": "BROOKWOOD INVESTMENT GROUP", "url": "https://advisorcensus.com/firm/brookwood-investment-group-phoenix-az-316544", "city": "Phoenix", "state": "AZ", "years_registered": 4, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 284148, "name": "C2C Wealth Management, LLC", "name_as_filed": "C2C WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/c2c-wealth-management-llc-scottsdale-az-284148", "city": "Scottsdale", "state": "AZ", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 284874, "name": "Clarity Wealth Management, L.L.C.", "name_as_filed": "CLARITY WEALTH MANAGEMENT, L.L.C.", "url": "https://advisorcensus.com/firm/clarity-wealth-management-l-l-c-gilbert-az-284874", "city": "Gilbert", "state": "AZ", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 288359, "name": "CMG Financial Consulting", "name_as_filed": "CMG FINANCIAL CONSULTING", "url": "https://advisorcensus.com/firm/cmg-financial-consulting-scottsdale-az-288359", "city": "Scottsdale", "state": "AZ", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 310819, "name": "CSP Financial Group LLC", "name_as_filed": "CSP FINANCIAL GROUP LLC", "url": "https://advisorcensus.com/firm/csp-financial-group-llc-scottsdale-az-310819", "city": "Scottsdale", "state": "AZ", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 114148, "name": "DEW Wealth Management", "name_as_filed": "DEW WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/dew-wealth-management-scottsdale-az-114148", "city": "Scottsdale", "state": "AZ", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 298408, "name": "Foothills Advisors, LLC", "name_as_filed": "FOOTHILLS ADVISORS, LLC", "url": "https://advisorcensus.com/firm/foothills-advisors-llc-cave-creek-az-298408", "city": "Cave Creek", "state": "AZ", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 317615, "name": "Fortitude Family Office", "name_as_filed": "FORTITUDE FAMILY OFFICE", "url": "https://advisorcensus.com/firm/fortitude-family-office-scottsdale-az-317615", "city": "Scottsdale", "state": "AZ", "years_registered": 4, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 175300, "name": "Global Strategic Nextgen Ocio", "name_as_filed": "GLOBAL STRATEGIC NEXTGEN OCIO", "url": "https://advisorcensus.com/firm/global-strategic-nextgen-ocio-scottsdale-az-175300", "city": "Scottsdale", "state": "AZ", "years_registered": 7, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 333381, "name": "GPS Investments", "name_as_filed": "GPS INVESTMENTS", "url": "https://advisorcensus.com/firm/gps-investments-scottsdale-az-333381", "city": "Scottsdale", "state": "AZ", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 282686, "name": "Harding Wealth, Inc.", "name_as_filed": "HARDING WEALTH, INC.", "url": "https://advisorcensus.com/firm/harding-wealth-inc-tempe-az-282686", "city": "Tempe", "state": "AZ", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 323930, "name": "Heritage Family Offices, LLP", "name_as_filed": "HERITAGE FAMILY OFFICES, LLP", "url": "https://advisorcensus.com/firm/heritage-family-offices-llp-scottsdale-az-323930", "city": "Scottsdale", "state": "AZ", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 343318, "name": "RBG Capital LLC", "name_as_filed": "RBG CAPITAL LLC", "url": "https://advisorcensus.com/firm/rbg-capital-llc-scottsdale-az-343318", "city": "Scottsdale", "state": "AZ", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 285243, "name": "Releve Financial Group", "name_as_filed": "RELEVE FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/releve-financial-group-scottsdale-az-285243", "city": "Scottsdale", "state": "AZ", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 318258, "name": "Ridgeline Private Wealth", "name_as_filed": "RIDGELINE PRIVATE WEALTH", "url": "https://advisorcensus.com/firm/ridgeline-private-wealth-mesa-az-318258", "city": "Mesa", "state": "AZ", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 152662, "name": "Rovin Capital", "name_as_filed": "ROVIN CAPITAL", "url": "https://advisorcensus.com/firm/rovin-capital-mesa-az-152662", "city": "Mesa", "state": "AZ", "years_registered": 16, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 173383, "name": "Stableford Capital LLC", "name_as_filed": "STABLEFORD CAPITAL LLC", "url": "https://advisorcensus.com/firm/stableford-capital-llc-scottsdale-az-173383", "city": "Scottsdale", "state": "AZ", "years_registered": 11, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 311404, "name": "Stonecrest Wealth Management, Inc", "name_as_filed": "STONECREST WEALTH MANAGEMENT, INC", "url": "https://advisorcensus.com/firm/stonecrest-wealth-management-inc-chandler-az-311404", "city": "Chandler", "state": "AZ", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 165839, "name": "Strategic Income Group LLC", "name_as_filed": "STRATEGIC INCOME GROUP LLC", "url": "https://advisorcensus.com/firm/strategic-income-group-llc-chandler-az-165839", "city": "Chandler", "state": "AZ", "years_registered": 9, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 158847, "name": "Trajan Wealth, L.L.C.", "name_as_filed": "TRAJAN WEALTH, L.L.C.", "url": "https://advisorcensus.com/firm/trajan-wealth-l-l-c-scottsdale-az-158847", "city": "Scottsdale", "state": "AZ", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 309258, "name": "Treasure Investment Management, LLC", "name_as_filed": "TREASURE INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/treasure-investment-management-llc-scottsdale-az-309258", "city": "Scottsdale", "state": "AZ", "years_registered": 5, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 338072, "name": "Unstoppable Asset", "name_as_filed": "UNSTOPPABLE ASSET", "url": 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