# Financial advisors in Mesa, AZ

> AdvisorCensus lists 33 investment advisory firms with a principal office in Mesa, Arizona (part of the Phoenix metro area), drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; the full Phoenix metro area, including neighboring cities, is on its own page. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/az/phoenix/mesa

## At a glance

- Investment advisory firms: 33
- Registration: SEC-registered investment adviser: 11, State-registered investment adviser: 20, Exempt reporting adviser: 2
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 3 (10%); Percentage of assets 28 (90%); Hourly charges 14 (45%); Subscription fees (newsletter or periodical) 2 (6%); Fixed fees 15 (48%); Commissions 1 (3%); Performance-based fees 3 (10%); Other 10 (32%); No compensation arrangements reported 2
- Regulatory assets under management (Item 5.F): Under $25 million 14 (42%); $25 million to $100 million 4 (12%); $100 million to $500 million 6 (18%); $500 million to $1 billion 2 (6%); $1 billion to $5 billion 1 (3%); Not reported 6 (18%)
- Years registered: Under 5 years 15 (45%); 5 to 9 years 5 (15%); 10 to 19 years 8 (24%); 20 years or more 4 (12%); Not reported 1 (3%)

## Firms (page 1 of 1, 1 to 33 of 33, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Acute Investment Advisory](https://advisorcensus.com/firm/acute-investment-advisory-mesa-az-170368) ([md](https://advisorcensus.com/firm/acute-investment-advisory-mesa-az-170368.md)) | 170368 | Mesa, AZ | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Other |
| [Cooper Financial Investments, LLC](https://advisorcensus.com/firm/cooper-financial-investments-llc-mesa-az-285647) ([md](https://advisorcensus.com/firm/cooper-financial-investments-llc-mesa-az-285647.md)) | 285647 | Mesa, AZ | State-registered investment adviser | Not reported | 9 | Hourly, Other |
| [Decisionpoint Financial, LLC](https://advisorcensus.com/firm/decisionpoint-financial-llc-mesa-az-296988) ([md](https://advisorcensus.com/firm/decisionpoint-financial-llc-mesa-az-296988.md)) | 296988 | Mesa, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 8 | % of assets, Hourly |
| [Dyad Financial Group](https://advisorcensus.com/firm/dyad-financial-group-mesa-az-172428) ([md](https://advisorcensus.com/firm/dyad-financial-group-mesa-az-172428.md)) | 172428 | Mesa, AZ | State-registered investment adviser | Not reported | 11 | % of assets |
| [EPL Investment Advisory LLC](https://advisorcensus.com/firm/epl-investment-advisory-llc-mesa-az-118168) ([md](https://advisorcensus.com/firm/epl-investment-advisory-llc-mesa-az-118168.md)) | 118168 | Mesa, AZ | State-registered investment adviser | Under $25 million | 25 | % of assets, Hourly, Fixed fee |
| [Fenger Financial, PLLC](https://advisorcensus.com/firm/fenger-financial-pllc-mesa-az-333384) ([md](https://advisorcensus.com/firm/fenger-financial-pllc-mesa-az-333384.md)) | 333384 | Mesa, AZ | State-registered investment adviser | Under $25 million | 1 | % of assets |
| [Fern Financial Group, LLC](https://advisorcensus.com/firm/fern-financial-group-llc-mesa-az-322658) ([md](https://advisorcensus.com/firm/fern-financial-group-llc-mesa-az-322658.md)) | 322658 | Mesa, AZ | State-registered investment adviser | $25 million to $100 million | 4 | % of assets, Fixed fee, Performance fee |
| [Fleming Financial Services](https://advisorcensus.com/firm/fleming-financial-services-mesa-az-145717) ([md](https://advisorcensus.com/firm/fleming-financial-services-mesa-az-145717.md)) | 145717 | Mesa, AZ | State-registered investment adviser | $25 million to $100 million | 17 | % of assets, Hourly, Fixed fee, Other |
| [Grayhawk Capital, LLC](https://advisorcensus.com/firm/grayhawk-capital-llc-mesa-az-330681) ([md](https://advisorcensus.com/firm/grayhawk-capital-llc-mesa-az-330681.md)) | 330681 | Mesa, AZ | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Horizon Ridge Advisors L.L.C.](https://advisorcensus.com/firm/horizon-ridge-advisors-l-l-c-mesa-az-341038) ([md](https://advisorcensus.com/firm/horizon-ridge-advisors-l-l-c-mesa-az-341038.md)) | 341038 | Mesa, AZ | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly |
| [Immaculate Wealth Management, LLC](https://advisorcensus.com/firm/immaculate-wealth-management-llc-mesa-az-167657) ([md](https://advisorcensus.com/firm/immaculate-wealth-management-llc-mesa-az-167657.md)) | 167657 | Mesa, AZ | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Fixed fee |
| [Integrated Financial Solutions, PLLC](https://advisorcensus.com/firm/integrated-financial-solutions-pllc-mesa-az-291326) ([md](https://advisorcensus.com/firm/integrated-financial-solutions-pllc-mesa-az-291326.md)) | 291326 | Mesa, AZ | State-registered investment adviser | $25 million to $100 million | 8 | % of assets, Hourly, Fixed fee |
| [Jariwala Financial Wellness, LLC](https://advisorcensus.com/firm/jariwala-financial-wellness-llc-mesa-az-338561) ([md](https://advisorcensus.com/firm/jariwala-financial-wellness-llc-mesa-az-338561.md)) | 338561 | Mesa, AZ | State-registered investment adviser | Not reported | 0 | Subscription, Fixed fee |
| [Kamson Financial](https://advisorcensus.com/firm/kamson-financial-mesa-az-150158) ([md](https://advisorcensus.com/firm/kamson-financial-mesa-az-150158.md)) | 150158 | Mesa, AZ | State-registered investment adviser | Under $25 million | 13 | % of assets, Hourly, Fixed fee, Commissions |
| [Larson Wealth Management, LLC](https://advisorcensus.com/firm/larson-wealth-management-llc-mesa-az-160847) ([md](https://advisorcensus.com/firm/larson-wealth-management-llc-mesa-az-160847.md)) | 160847 | Mesa, AZ | State-registered investment adviser | $25 million to $100 million | 13 | % of assets, Hourly, Fixed fee |
| [McBride Financial Services, Inc.](https://advisorcensus.com/firm/mcbride-financial-services-inc-mesa-az-116207) ([md](https://advisorcensus.com/firm/mcbride-financial-services-inc-mesa-az-116207.md)) | 116207 | Mesa, AZ | State-registered investment adviser | Not reported | 32 | Hourly, Fixed fee |
| [Northrim Adviser, LLC](https://advisorcensus.com/firm/northrim-adviser-llc-mesa-az-306796) ([md](https://advisorcensus.com/firm/northrim-adviser-llc-mesa-az-306796.md)) | 306796 | Mesa, AZ | SEC-registered investment adviser | $500 million to $1 billion | 3 | % of assets, Performance fee |
| [Omni Investment Solutions LLC](https://advisorcensus.com/firm/omni-investment-solutions-llc-mesa-az-329893) ([md](https://advisorcensus.com/firm/omni-investment-solutions-llc-mesa-az-329893.md)) | 329893 | Mesa, AZ | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly |
| [Overson Advisory Group](https://advisorcensus.com/firm/overson-advisory-group-mesa-az-165648) ([md](https://advisorcensus.com/firm/overson-advisory-group-mesa-az-165648.md)) | 165648 | Mesa, AZ | State-registered investment adviser | Under $25 million | 13 | % of assets, Fixed fee |
| [Pro Tax Financial Services, LLC](https://advisorcensus.com/firm/pro-tax-financial-services-llc-mesa-az-124634) ([md](https://advisorcensus.com/firm/pro-tax-financial-services-llc-mesa-az-124634.md)) | 124634 | Mesa, AZ | State-registered investment adviser | Under $25 million | 23 | % of assets |
| [Prosper Private Wealth](https://advisorcensus.com/firm/prosper-private-wealth-mesa-az-333708) ([md](https://advisorcensus.com/firm/prosper-private-wealth-mesa-az-333708.md)) | 333708 | Mesa, AZ | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Performance fee |
| [Public Safety FINANCIAL/GALLOWAY](https://advisorcensus.com/firm/public-safety-financial-galloway-mesa-az-141091) ([md](https://advisorcensus.com/firm/public-safety-financial-galloway-mesa-az-141091.md)) | 141091 | Mesa, AZ | SEC-registered investment adviser | Under $25 million | 18 | % of assets, Fixed fee, Other |
| [Revtek Advisors, LLC](https://advisorcensus.com/firm/revtek-advisors-llc-mesa-az-332452) ([md](https://advisorcensus.com/firm/revtek-advisors-llc-mesa-az-332452.md)) | 332452 | Mesa, AZ | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Ridgeline Private Wealth](https://advisorcensus.com/firm/ridgeline-private-wealth-mesa-az-318258) ([md](https://advisorcensus.com/firm/ridgeline-private-wealth-mesa-az-318258.md)) | 318258 | Mesa, AZ | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Fixed fee, Other |
| [Rovin Capital](https://advisorcensus.com/firm/rovin-capital-mesa-az-152662) ([md](https://advisorcensus.com/firm/rovin-capital-mesa-az-152662.md)) | 152662 | Mesa, AZ | SEC-registered investment adviser | $500 million to $1 billion | 16 | % of assets, Hourly, Fixed fee |
| [Sterling Advisor Group](https://advisorcensus.com/firm/sterling-advisor-group-mesa-az-147357) ([md](https://advisorcensus.com/firm/sterling-advisor-group-mesa-az-147357.md)) | 147357 | Mesa, AZ | State-registered investment adviser | Under $25 million | Not reported | % of assets, Other |
| [Tarascio Financial Planning, LLC](https://advisorcensus.com/firm/tarascio-financial-planning-llc-mesa-az-313228) ([md](https://advisorcensus.com/firm/tarascio-financial-planning-llc-mesa-az-313228.md)) | 313228 | Mesa, AZ | State-registered investment adviser | Under $25 million | 5 | % of assets, Fixed fee, Other |
| [Taurum Retirement Partners, LLC](https://advisorcensus.com/firm/taurum-retirement-partners-llc-mesa-az-282017) ([md](https://advisorcensus.com/firm/taurum-retirement-partners-llc-mesa-az-282017.md)) | 282017 | Mesa, AZ | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Other |
| [Tribeca Financial, LLC](https://advisorcensus.com/firm/tribeca-financial-llc-mesa-az-113245) ([md](https://advisorcensus.com/firm/tribeca-financial-llc-mesa-az-113245.md)) | 113245 | Mesa, AZ | SEC-registered investment adviser | $100 million to $500 million | 25 | % of assets, Other |
| [Vector Dynamics Wealth Management P.L.L.C](https://advisorcensus.com/firm/vector-dynamics-wealth-management-p-l-l-c-mesa-az-342038) ([md](https://advisorcensus.com/firm/vector-dynamics-wealth-management-p-l-l-c-mesa-az-342038.md)) | 342038 | Mesa, AZ | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Subscription, Fixed fee |
| [Vision Financial Services, Inc](https://advisorcensus.com/firm/vision-financial-services-inc-mesa-az-144409) ([md](https://advisorcensus.com/firm/vision-financial-services-inc-mesa-az-144409.md)) | 144409 | Mesa, AZ | State-registered investment adviser | Under $25 million | 18 | % of assets, Other |
| [Wealth Resource Investment Advisors LLC](https://advisorcensus.com/firm/wealth-resource-investment-advisors-llc-mesa-az-300752) ([md](https://advisorcensus.com/firm/wealth-resource-investment-advisors-llc-mesa-az-300752.md)) | 300752 | Mesa, AZ | State-registered investment adviser | Under $25 million | 7 | % of assets |
| [Zoop Alpha Advisors](https://advisorcensus.com/firm/zoop-alpha-advisors-mesa-az-343280) ([md](https://advisorcensus.com/firm/zoop-alpha-advisors-mesa-az-343280.md)) | 343280 | Mesa, AZ | SEC-registered investment adviser | Under $25 million | 0 | % of assets |

## Questions people ask

**How many financial advisory firms are there in Mesa, AZ?**
AdvisorCensus lists 33 investment advisory firms with a principal office in Mesa, Arizona (part of the Phoenix metro area), from Form ADV filings as of October 2026: 11 SEC-registered, 20 state-registered, and 2 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Mesa, AZ?**
3 of the 33 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Mesa, AZ offer financial planning?**
25 of the 31 firms in Mesa, AZ that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Mesa, AZ fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 3 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

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Cite as: AdvisorCensus. Financial advisors in Mesa, AZ: 33 firms from Form ADV filings as of October 2026.