{
  "path": "/advisors/az/phoenix",
  "url": "https://advisorcensus.com/advisors/az/phoenix",
  "page_type": "metro",
  "title": "Financial advisors in Phoenix, AZ",
  "filters": {},
  "scope_total": 463,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Phoenix, AZ?",
      "a": "AdvisorCensus lists 463 investment advisory firms with a principal office in the Phoenix metro area, from Form ADV filings as of October 2026: 179 SEC-registered, 253 state-registered, and 31 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Phoenix, AZ?",
      "a": "122 of the 463 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Phoenix, AZ offer financial planning?",
      "a": "317 of the 432 firms in Phoenix, AZ that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Phoenix, AZ fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 122 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 463 investment advisory firms with a principal office in the Phoenix metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": "Phoenix has 463 investment advisory firms with a principal office in the metro area as of October 2026: 179 SEC-registered, 253 state-registered, and 31 exempt reporting advisers. 122 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 231 report under $100 million in regulatory assets under management. The metro area has 1,892,613 households, 257,884 of them with income of $200,000 or more, or 557 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors in Phoenix, AZ: 463 firms from Form ADV filings as of October 2026.",
  "total_firms": 463,
  "page": 1,
  "total_pages": 10,
  "sort": "name",
  "registration_types": {
    "sec": 179,
    "state": 253,
    "exempt": 31
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 122
    },
    {
      "code": "percentage_of_aum",
      "count": 396
    },
    {
      "code": "hourly",
      "count": 214
    },
    {
      "code": "subscription",
      "count": 10
    },
    {
      "code": "fixed",
      "count": 247
    },
    {
      "code": "commissions",
      "count": 6
    },
    {
      "code": "performance_based",
      "count": 44
    },
    {
      "code": "other",
      "count": 70
    },
    {
      "code": "not_reported",
      "count": 31
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 193
    },
    {
      "code": "5_to_9",
      "count": 110
    },
    {
      "code": "10_to_19",
      "count": 113
    },
    {
      "code": "20_plus",
      "count": 42
    },
    {
      "code": "not_reported",
      "count": 5
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 133
    },
    {
      "code": "25m_100m",
      "count": 98
    },
    {
      "code": "100m_500m",
      "count": 116
    },
    {
      "code": "500m_1b",
      "count": 14
    },
    {
      "code": "1b_5b",
      "count": 24
    },
    {
      "code": "over_5b",
      "count": 10
    },
    {
      "code": "not_reported",
      "count": 68
    }
  ],
  "firms": [
    {
      "crd_number": 282892,
      "name": "1 Union Management, LLC",
      "name_as_filed": "1 UNION MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/1-union-management-llc-phoenix-az-282892",
      "city": "Phoenix",
      "state": "AZ",
      "years_registered": 10,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 283013,
      "name": "17 Capital Partners, LLC",
      "name_as_filed": "17 CAPITAL PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/17-capital-partners-llc-phoenix-az-283013",
      "city": "Phoenix",
      "state": "AZ",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 325317,
      "name": "212 Wealth Management",
      "name_as_filed": "212 WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/212-wealth-management-scottsdale-az-325317",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 3,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 333198,
      "name": "21:5 Advisors, LLC",
      "name_as_filed": "21:5 ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/21-5-advisors-llc-peoria-az-333198",
      "city": "Peoria",
      "state": "AZ",
      "years_registered": 1,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 342120,
      "name": "345 Investment Advisory, LLC",
      "name_as_filed": "345 INVESTMENT ADVISORY, LLC",
      "url": "https://advisorcensus.com/firm/345-investment-advisory-llc-scottsdale-az-342120",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 338300,
      "name": "3ROOTS Wealth Partners LLC",
      "name_as_filed": "3ROOTS WEALTH PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/3roots-wealth-partners-llc-scottsdale-az-338300",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 1,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332829,
      "name": "49th Parallel Wealth Management",
      "name_as_filed": "49TH PARALLEL WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/49th-parallel-wealth-management-scottsdale-az-332829",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 300076,
      "name": "Ability First",
      "name_as_filed": "ABILITY FIRST",
      "url": "https://advisorcensus.com/firm/ability-first-phoenix-az-300076",
      "city": "Phoenix",
      "state": "AZ",
      "years_registered": 7,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323646,
      "name": "Able Financial Group, LLC",
      "name_as_filed": "ABLE FINANCIAL GROUP, LLC",
      "url": "https://advisorcensus.com/firm/able-financial-group-llc-scottsdale-az-323646",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 3,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 330472,
      "name": "Absilio Partners LLC",
      "name_as_filed": "ABSILIO PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/absilio-partners-llc-carefree-az-330472",
      "city": "Carefree",
      "state": "AZ",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 325678,
      "name": "Accordant Investments LLC",
      "name_as_filed": "ACCORDANT INVESTMENTS LLC",
      "url": "https://advisorcensus.com/firm/accordant-investments-llc-scottsdale-az-325678",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 3,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 288263,
      "name": "Acrylic Financial, Inc.",
      "name_as_filed": "ACRYLIC FINANCIAL, INC.",
      "url": "https://advisorcensus.com/firm/acrylic-financial-inc-fountain-hills-az-288263",
      "city": "Fountain Hills",
      "state": "AZ",
      "years_registered": 4,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 170368,
      "name": "Acute Investment Advisory",
      "name_as_filed": "ACUTE INVESTMENT ADVISORY",
      "url": "https://advisorcensus.com/firm/acute-investment-advisory-mesa-az-170368",
      "city": "Mesa",
      "state": "AZ",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 162142,
      "name": "Advanced Financial Services",
      "name_as_filed": "ADVANCED FINANCIAL SERVICES",
      "url": "https://advisorcensus.com/firm/advanced-financial-services-scottsdale-az-162142",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 14,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 171693,
      "name": "Aegis Wealth Partners, LLC",
      "name_as_filed": "AEGIS WEALTH PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/aegis-wealth-partners-llc-phoenix-az-171693",
      "city": "Phoenix",
      "state": "AZ",
      "years_registered": 12,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 165183,
      "name": "AIM Capital",
      "name_as_filed": "AIM CAPITAL",
      "url": "https://advisorcensus.com/firm/aim-capital-scottsdale-az-165183",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 13,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 324482,
      "name": "Akkadian Wealth LLC",
      "name_as_filed": "AKKADIAN WEALTH LLC",
      "url": "https://advisorcensus.com/firm/akkadian-wealth-llc-scottsdale-az-324482",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 3,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332434,
      "name": "Alkeme Investments LLC",
      "name_as_filed": "ALKEME INVESTMENTS LLC",
      "url": "https://advisorcensus.com/firm/alkeme-investments-llc-scottsdale-az-332434",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 316840,
      "name": "Almega Wealth Management",
      "name_as_filed": "ALMEGA WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/almega-wealth-management-scottsdale-az-316840",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 144720,
      "name": "Alpha Fiduciary",
      "name_as_filed": "ALPHA FIDUCIARY",
      "url": "https://advisorcensus.com/firm/alpha-fiduciary-phoenix-az-144720",
      "city": "Phoenix",
      "state": "AZ",
      "years_registered": 19,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 175450,
      "name": "Alpha Financial Nordic",
      "name_as_filed": "ALPHA FINANCIAL NORDIC",
      "url": "https://advisorcensus.com/firm/alpha-financial-nordic-fountain-hills-az-175450",
      "city": "Fountain Hills",
      "state": "AZ",
      "years_registered": 11,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 300797,
      "name": "Alpha Squared Capital, LLC",
      "name_as_filed": "ALPHA SQUARED CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/alpha-squared-capital-llc-scottsdale-az-300797",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 7,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 340962,
      "name": "Alphatrust Advisors",
      "name_as_filed": "ALPHATRUST ADVISORS",
      "url": "https://advisorcensus.com/firm/alphatrust-advisors-phoenix-az-340962",
      "city": "Phoenix",
      "state": "AZ",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 338849,
      "name": "ALT Alpha Capital, LLC",
      "name_as_filed": "ALT ALPHA CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/alt-alpha-capital-llc-scottsdale-az-338849",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 336212,
      "name": "Alternative Investment Advisors, LLC",
      "name_as_filed": "ALTERNATIVE INVESTMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/alternative-investment-advisors-llc-scottsdale-az-336212",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 321770,
      "name": "Amphibian GP, LLC",
      "name_as_filed": "AMPHIBIAN GP, LLC",
      "url": "https://advisorcensus.com/firm/amphibian-gp-llc-tempe-az-321770",
      "city": "Tempe",
      "state": "AZ",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 325721,
      "name": "Amplify Financial, LLC",
      "name_as_filed": "AMPLIFY FINANCIAL, LLC",
      "url": "https://advisorcensus.com/firm/amplify-financial-llc-scottsdale-az-325721",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 170893,
      "name": "Anjuna Partners, LLC",
      "name_as_filed": "ANJUNA PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/anjuna-partners-llc-phoenix-az-170893",
      "city": "Phoenix",
      "state": "AZ",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 333469,
      "name": "Anne Cornelius, CPA, P.C.",
      "name_as_filed": "ANNE CORNELIUS, CPA, P.C.",
      "url": "https://advisorcensus.com/firm/anne-cornelius-cpa-p-c-scottsdale-az-333469",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 316564,
      "name": "Apex Wealth Advisors LLC",
      "name_as_filed": "APEX WEALTH ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/apex-wealth-advisors-llc-pheonix-az-316564",
      "city": "Pheonix",
      "state": "AZ",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 165364,
      "name": "Aquifer Capital, LLC",
      "name_as_filed": "AQUIFER CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/aquifer-capital-llc-phoenix-az-165364",
      "city": "Phoenix",
      "state": "AZ",
      "years_registered": 13,
      "raum_band": "not_reported",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 168774,
      "name": "Arbor Wealth Management, LLC",
      "name_as_filed": "ARBOR WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/arbor-wealth-management-llc-tempe-az-168774",
      "city": "Tempe",
      "state": "AZ",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 312464,
      "name": "Arcadia Wealth LLC",
      "name_as_filed": "ARCADIA WEALTH LLC",
      "url": "https://advisorcensus.com/firm/arcadia-wealth-llc-phoenix-az-312464",
      "city": "Phoenix",
      "state": "AZ",
      "years_registered": 5,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299238,
      "name": "Archstone Wealth Advisors, LLC",
      "name_as_filed": "ARCHSTONE WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/archstone-wealth-advisors-llc-chandler-az-299238",
      "city": "Chandler",
      "state": "AZ",
      "years_registered": 6,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 189512,
      "name": "Arcwood Financial, LLC",
      "name_as_filed": "ARCWOOD FINANCIAL, LLC",
      "url": "https://advisorcensus.com/firm/arcwood-financial-llc-phoenix-az-189512",
      "city": "Phoenix",
      "state": "AZ",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332593,
      "name": "Ardent Wealth Management",
      "name_as_filed": "ARDENT WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/ardent-wealth-management-scottsdale-az-332593",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 1,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 314310,
      "name": "Arete Financial Solutions, LLC",
      "name_as_filed": "ARETE FINANCIAL SOLUTIONS, LLC",
      "url": "https://advisorcensus.com/firm/arete-financial-solutions-llc-goodyear-az-314310",
      "city": "Goodyear",
      "state": "AZ",
      "years_registered": 5,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 314645,
      "name": "Armature Fund Management LLC",
      "name_as_filed": "ARMATURE FUND MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/armature-fund-management-llc-phoenix-az-314645",
      "city": "Phoenix",
      "state": "AZ",
      "years_registered": null,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 147351,
      "name": "ARQ Wealth Advisors, LLC",
      "name_as_filed": "ARQ WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/arq-wealth-advisors-llc-scottsdale-az-147351",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 10,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 153123,
      "name": "ASB Capital Management LLC",
      "name_as_filed": "ASB CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/asb-capital-management-llc-scottsdale-az-153123",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 291218,
      "name": "Ascent Capital Partners, LLC",
      "name_as_filed": "ASCENT CAPITAL PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/ascent-capital-partners-llc-scottsdale-az-291218",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 153902,
      "name": "Ashton Thomas Private Wealth",
      "name_as_filed": "ASHTON THOMAS PRIVATE WEALTH",
      "url": "https://advisorcensus.com/firm/ashton-thomas-private-wealth-scottsdale-az-153902",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 16,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 342319,
      "name": "Asset Growth Solutions, LLC",
      "name_as_filed": "ASSET GROWTH SOLUTIONS, LLC",
      "url": "https://advisorcensus.com/firm/asset-growth-solutions-llc-scottsdale-az-342319",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 0,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 316870,
      "name": "Asterozoa Management",
      "name_as_filed": "ASTEROZOA MANAGEMENT",
      "url": "https://advisorcensus.com/firm/asterozoa-management-phoenix-az-316870",
      "city": "Phoenix",
      "state": "AZ",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 291658,
      "name": "Aurora Financial Planning & Investment Management LLC",
      "name_as_filed": "AURORA FINANCIAL PLANNING & INVESTMENT MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/aurora-financial-planning-and-investment-management-llc-scottsdale-az-291658",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 153032,
      "name": "Authentic Financial Planning",
      "name_as_filed": "AUTHENTIC FINANCIAL PLANNING",
      "url": "https://advisorcensus.com/firm/authentic-financial-planning-glendale-az-153032",
      "city": "Glendale",
      "state": "AZ",
      "years_registered": 16,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 287980,
      "name": "AWM Capital, LLC",
      "name_as_filed": "AWM CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/awm-capital-llc-phoenix-az-287980",
      "city": "Phoenix",
      "state": "AZ",
      "years_registered": 7,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 313318,
      "name": "Axiom Founders Family Office",
      "name_as_filed": "AXIOM FOUNDERS FAMILY OFFICE",
      "url": "https://advisorcensus.com/firm/axiom-founders-family-office-scottsdale-az-313318",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 5,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 308906,
      "name": "AZ Legacy Wealth LLC",
      "name_as_filed": "AZ LEGACY WEALTH LLC",
      "url": "https://advisorcensus.com/firm/az-legacy-wealth-llc-glendale-az-308906",
      "city": "Glendale",
      "state": "AZ",
      "years_registered": 6,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332423,
      "name": "Babin Wealth Management",
      "name_as_filed": "BABIN WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/babin-wealth-management-scottsdale-az-332423",
      "city": "Scottsdale",
      "state": "AZ",
      "years_registered": 2,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    }
  ],
  "states": [],
  "metros": [],
  "siblings": {
    "national": "/advisors",
    "state": {
      "path": "/advisors/az",
      "label": "Financial advisors in Arizona"
    },
    "metro": {
      "path": "/advisors/az/phoenix",
      "label": "Financial advisors in Phoenix, AZ"
    },
    "city_pages": [
      {
        "path": "/advisors/az/phoenix/scottsdale",
        "label": "Financial advisors in Scottsdale, AZ",
        "firm_count": 196
      },
      {
        "path": "/advisors/az/phoenix/mesa",
        "label": "Financial advisors in Mesa, AZ",
        "firm_count": 33
      },
      {
        "path": "/advisors/az/phoenix/gilbert",
        "label": "Financial advisors in Gilbert, AZ",
        "firm_count": 32
      },
      {
        "path": "/advisors/az/phoenix/chandler",
        "label": "Financial advisors in Chandler, AZ",
        "firm_count": 22
      },
      {
        "path": "/advisors/az/phoenix/tempe",
        "label": "Financial advisors in Tempe, AZ",
        "firm_count": 22
      },
      {
        "path": "/advisors/az/phoenix/glendale",
        "label": "Financial advisors in Glendale, AZ",
        "firm_count": 12
      }
    ],
    "fee_pages": [
      {
        "path": "/advisors/az/phoenix/fee-only",
        "label": "Fee-only financial advisors in Phoenix, AZ",
        "firm_count": 122
      },
      {
        "path": "/advisors/az/phoenix/flat-fee",
        "label": "Flat-fee financial advisors in Phoenix, AZ",
        "firm_count": 247
      },
      {
        "path": "/advisors/az/phoenix/hourly",
        "label": "Hourly financial advisors in Phoenix, AZ",
        "firm_count": 214
      }
    ],
    "niche_pages": [
      {
        "path": "/advisors/az/phoenix/business-owners",
        "firm_count": 3,
        "label": "Financial advisors for business owners in Phoenix, AZ"
      },
      {
        "path": "/advisors/az/phoenix/corporate-executives",
        "firm_count": 1,
        "label": "Financial advisors for corporate executives in Phoenix, AZ"
      },
      {
        "path": "/advisors/az/phoenix/financial-independence-and-early-retirement",
        "firm_count": 1,
        "label": "Financial advisors for financial independence and early retirement in Phoenix, AZ"
      }
    ]
  },
  "csv": "https://advisorcensus.com/advisors/az/phoenix.csv",
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  },
  "sec_registrations_12_months": {
    "new_sec_registrations": 23,
    "sec_registered_at_start": 157,
    "per_100_registered": 14.65,
    "national_per_100": 10.0,
    "as_of": "2026-09-01",
    "sentence": "Over the 12 months to September 1, 2026, 23 firms here registered with the SEC as investment advisers: 14.7 for every 100 already registered, against 10.0 nationally.",
    "source": "https://advisorcensus.com/reports/monthly/2026-09"
  }
}