# Financial advisors in Arizona

> AdvisorCensus lists 672 investment advisory firms with a principal office in Arizona, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/az/page/9

## At a glance

- Investment advisory firms: 672
- Registration: SEC-registered investment adviser: 217, State-registered investment adviser: 422, Exempt reporting adviser: 33
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 224 (35%); Percentage of assets 575 (90%); Hourly charges 318 (50%); Subscription fees (newsletter or periodical) 13 (2%); Fixed fees 358 (56%); Commissions 10 (2%); Performance-based fees 56 (9%); Other 92 (14%); No compensation arrangements reported 33
- Regulatory assets under management (Item 5.F): Under $25 million 250 (37%); $25 million to $100 million 131 (19%); $100 million to $500 million 143 (21%); $500 million to $1 billion 19 (3%); $1 billion to $5 billion 25 (4%); Over $5 billion 12 (2%); Not reported 92 (14%)
- Years registered: Under 5 years 268 (40%); 5 to 9 years 157 (23%); 10 to 19 years 162 (24%); 20 years or more 80 (12%); Not reported 5 (1%)

## Firms (page 9 of 14, 401 to 450 of 672, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Ocotillo Wealth Management LLC](https://advisorcensus.com/firm/ocotillo-wealth-management-llc-scottsdale-az-288438) ([md](https://advisorcensus.com/firm/ocotillo-wealth-management-llc-scottsdale-az-288438.md)) | 288438 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 9 | % of assets, Hourly, Fixed fee |
| [Omni Investment Solutions LLC](https://advisorcensus.com/firm/omni-investment-solutions-llc-mesa-az-329893) ([md](https://advisorcensus.com/firm/omni-investment-solutions-llc-mesa-az-329893.md)) | 329893 | Mesa, AZ | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly |
| [One Wealth Capital Management, LLC](https://advisorcensus.com/firm/one-wealth-capital-management-llc-scottsdale-az-331395) ([md](https://advisorcensus.com/firm/one-wealth-capital-management-llc-scottsdale-az-331395.md)) | 331395 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly, Fixed fee |
| [Optima Capital Management](https://advisorcensus.com/firm/optima-capital-management-tempe-az-306036) ([md](https://advisorcensus.com/firm/optima-capital-management-tempe-az-306036.md)) | 306036 | Tempe, AZ | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets |
| [Osaic Wealth, Inc.](https://advisorcensus.com/firm/osaic-wealth-inc-scottsdale-az-23131) ([md](https://advisorcensus.com/firm/osaic-wealth-inc-scottsdale-az-23131.md)) | 23131 | Scottsdale, AZ | SEC-registered investment adviser | Over $5 billion | 29 | % of assets, Hourly, Fixed fee |
| [Overland Advisors](https://advisorcensus.com/firm/overland-advisors-phoenix-az-334738) ([md](https://advisorcensus.com/firm/overland-advisors-phoenix-az-334738.md)) | 334738 | Phoenix, AZ | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [Overson Advisory Group](https://advisorcensus.com/firm/overson-advisory-group-mesa-az-165648) ([md](https://advisorcensus.com/firm/overson-advisory-group-mesa-az-165648.md)) | 165648 | Mesa, AZ | State-registered investment adviser | Under $25 million | 13 | % of assets, Fixed fee |
| [Overwatch Management](https://advisorcensus.com/firm/overwatch-management-chandler-az-323450) ([md](https://advisorcensus.com/firm/overwatch-management-chandler-az-323450.md)) | 323450 | Chandler, AZ | State-registered investment adviser | Under $25 million | 3 | % of assets, Hourly, Fixed fee |
| [P & L Advisors, LLC](https://advisorcensus.com/firm/p-and-l-advisors-llc-scottsdale-az-188514) ([md](https://advisorcensus.com/firm/p-and-l-advisors-llc-scottsdale-az-188514.md)) | 188514 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 0 | Not reported |
| [P3 Financial Management, LLC](https://advisorcensus.com/firm/p3-financial-management-llc-129497) ([md](https://advisorcensus.com/firm/p3-financial-management-llc-129497.md)) | 129497 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 22 | Hourly |
| [Pangaea Ventures US Inc.](https://advisorcensus.com/firm/pangaea-ventures-us-inc-scottsdale-az-281517) ([md](https://advisorcensus.com/firm/pangaea-ventures-us-inc-scottsdale-az-281517.md)) | 281517 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 10 | Not reported |
| [Panoptic Global Wealth Management, LLC](https://advisorcensus.com/firm/panoptic-global-wealth-management-llc-158873) ([md](https://advisorcensus.com/firm/panoptic-global-wealth-management-llc-158873.md)) | 158873 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 14 | % of assets, Hourly |
| [Patel Wealth Strategies, Inc.](https://advisorcensus.com/firm/patel-wealth-strategies-inc-chandler-az-327723) ([md](https://advisorcensus.com/firm/patel-wealth-strategies-inc-chandler-az-327723.md)) | 327723 | Chandler, AZ | State-registered investment adviser | Under $25 million | 3 | % of assets, Fixed fee |
| [Path Wealth Management, LLC](https://advisorcensus.com/firm/path-wealth-management-llc-289359) ([md](https://advisorcensus.com/firm/path-wealth-management-llc-289359.md)) | 289359 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 9 | % of assets, Hourly |
| [Paul Marascalco Registered Investment Advisor](https://advisorcensus.com/firm/paul-marascalco-registered-investment-advisor-scottsdale-az-198512) ([md](https://advisorcensus.com/firm/paul-marascalco-registered-investment-advisor-scottsdale-az-198512.md)) | 198512 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | Not reported | % of assets, Fixed fee |
| [Pelleton Capital Management, Ltd.](https://advisorcensus.com/firm/pelleton-capital-management-ltd-scottsdale-az-117679) ([md](https://advisorcensus.com/firm/pelleton-capital-management-ltd-scottsdale-az-117679.md)) | 117679 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 24 | % of assets, Hourly, Fixed fee |
| [Percheron Consulting, LLC](https://advisorcensus.com/firm/percheron-consulting-llc-325419) ([md](https://advisorcensus.com/firm/percheron-consulting-llc-325419.md)) | 325419 | Not reported, Not reported | State-registered investment adviser | Not reported | 3 | Hourly, Fixed fee, Other |
| [Personal Benefits Planning LLC](https://advisorcensus.com/firm/personal-benefits-planning-llc-phoenix-az-172531) ([md](https://advisorcensus.com/firm/personal-benefits-planning-llc-phoenix-az-172531.md)) | 172531 | Phoenix, AZ | State-registered investment adviser | Under $25 million | 12 | % of assets, Hourly, Fixed fee |
| [PFG Advisors](https://advisorcensus.com/firm/pfg-advisors-phoenix-az-173344) ([md](https://advisorcensus.com/firm/pfg-advisors-phoenix-az-173344.md)) | 173344 | Phoenix, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 11 | % of assets, Hourly, Fixed fee |
| [PHX Manco](https://advisorcensus.com/firm/phx-manco-tempe-az-327811) ([md](https://advisorcensus.com/firm/phx-manco-tempe-az-327811.md)) | 327811 | Tempe, AZ | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Pinnacle Financial Freedom LLC](https://advisorcensus.com/firm/pinnacle-financial-freedom-llc-319369) ([md](https://advisorcensus.com/firm/pinnacle-financial-freedom-llc-319369.md)) | 319369 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 4 | Fixed fee |
| [Pinnacle Peak Private Client Group, LLC](https://advisorcensus.com/firm/pinnacle-peak-private-client-group-llc-scottsdale-az-282003) ([md](https://advisorcensus.com/firm/pinnacle-peak-private-client-group-llc-scottsdale-az-282003.md)) | 282003 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets, Hourly, Fixed fee |
| [Pinnacle Peak Wealth Management](https://advisorcensus.com/firm/pinnacle-peak-wealth-management-scottsdale-az-305316) ([md](https://advisorcensus.com/firm/pinnacle-peak-wealth-management-scottsdale-az-305316.md)) | 305316 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 7 | % of assets |
| [PK Quantitative Investing, LLC](https://advisorcensus.com/firm/pk-quantitative-investing-llc-314655) ([md](https://advisorcensus.com/firm/pk-quantitative-investing-llc-314655.md)) | 314655 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 5 | % of assets |
| [Pogson & Matt Wealth Management Group](https://advisorcensus.com/firm/pogson-and-matt-wealth-management-group-phoenix-az-155377) ([md](https://advisorcensus.com/firm/pogson-and-matt-wealth-management-group-phoenix-az-155377.md)) | 155377 | Phoenix, AZ | State-registered investment adviser | $25 million to $100 million | 15 | % of assets, Hourly |
| [Pravati Capital LLC](https://advisorcensus.com/firm/pravati-capital-llc-scottsdale-az-300435) ([md](https://advisorcensus.com/firm/pravati-capital-llc-scottsdale-az-300435.md)) | 300435 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Performance fee |
| [Premiere Wealth Advisors, LLC](https://advisorcensus.com/firm/premiere-wealth-advisors-llc-tucson-az-294893) ([md](https://advisorcensus.com/firm/premiere-wealth-advisors-llc-tucson-az-294893.md)) | 294893 | Tucson, AZ | State-registered investment adviser | $25 million to $100 million | 7 | % of assets |
| [Prescott Investor Services, Inc.](https://advisorcensus.com/firm/prescott-investor-services-inc-prescott-az-114468) ([md](https://advisorcensus.com/firm/prescott-investor-services-inc-prescott-az-114468.md)) | 114468 | Prescott, AZ | State-registered investment adviser | $25 million to $100 million | 32 | % of assets, Hourly |
| [Preston Investments](https://advisorcensus.com/firm/preston-investments-kingman-az-289926) ([md](https://advisorcensus.com/firm/preston-investments-kingman-az-289926.md)) | 289926 | Kingman, AZ | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets |
| [Pro Tax Financial Services, LLC](https://advisorcensus.com/firm/pro-tax-financial-services-llc-mesa-az-124634) ([md](https://advisorcensus.com/firm/pro-tax-financial-services-llc-mesa-az-124634.md)) | 124634 | Mesa, AZ | State-registered investment adviser | Under $25 million | 23 | % of assets |
| [Process Design Capital Management LLC](https://advisorcensus.com/firm/process-design-capital-management-llc-phoenix-az-170789) ([md](https://advisorcensus.com/firm/process-design-capital-management-llc-phoenix-az-170789.md)) | 170789 | Phoenix, AZ | State-registered investment adviser | $25 million to $100 million | 12 | % of assets, Fixed fee |
| [Profocus Incorporated](https://advisorcensus.com/firm/profocus-incorporated-phoenix-az-113954) ([md](https://advisorcensus.com/firm/profocus-incorporated-phoenix-az-113954.md)) | 113954 | Phoenix, AZ | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Hourly, Fixed fee |
| [Prosper Private Wealth](https://advisorcensus.com/firm/prosper-private-wealth-mesa-az-333708) ([md](https://advisorcensus.com/firm/prosper-private-wealth-mesa-az-333708.md)) | 333708 | Mesa, AZ | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Performance fee |
| [Public Safety FINANCIAL/GALLOWAY](https://advisorcensus.com/firm/public-safety-financial-galloway-mesa-az-141091) ([md](https://advisorcensus.com/firm/public-safety-financial-galloway-mesa-az-141091.md)) | 141091 | Mesa, AZ | SEC-registered investment adviser | Under $25 million | 18 | % of assets, Fixed fee, Other |
| [Pure Financial LLC](https://advisorcensus.com/firm/pure-financial-llc-322781) ([md](https://advisorcensus.com/firm/pure-financial-llc-322781.md)) | 322781 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 4 | % of assets, Hourly |
| [Purple Mountain Investment Advisors LLC](https://advisorcensus.com/firm/purple-mountain-investment-advisors-llc-283230) ([md](https://advisorcensus.com/firm/purple-mountain-investment-advisors-llc-283230.md)) | 283230 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 10 | % of assets, Hourly, Subscription |
| [Quality Wealth Management](https://advisorcensus.com/firm/quality-wealth-management-phoenix-az-136071) ([md](https://advisorcensus.com/firm/quality-wealth-management-phoenix-az-136071.md)) | 136071 | Phoenix, AZ | State-registered investment adviser | Not reported | 23 | Hourly, Fixed fee |
| [Quantumvest, Inc.](https://advisorcensus.com/firm/quantumvest-inc-scottsdale-az-171780) ([md](https://advisorcensus.com/firm/quantumvest-inc-scottsdale-az-171780.md)) | 171780 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 12 | % of assets, Hourly, Performance fee |
| [Quorum Advisors](https://advisorcensus.com/firm/quorum-advisors-tempe-az-128147) ([md](https://advisorcensus.com/firm/quorum-advisors-tempe-az-128147.md)) | 128147 | Tempe, AZ | State-registered investment adviser | Under $25 million | 4 | % of assets, Performance fee |
| [R.H. Investment Group, LLC](https://advisorcensus.com/firm/r-h-investment-group-llc-scottsdale-az-115994) ([md](https://advisorcensus.com/firm/r-h-investment-group-llc-scottsdale-az-115994.md)) | 115994 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets |
| [Radix Wealth](https://advisorcensus.com/firm/radix-wealth-scottsdale-az-328329) ([md](https://advisorcensus.com/firm/radix-wealth-scottsdale-az-328329.md)) | 328329 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 2 | % of assets |
| [Raintree Capital Management LLC](https://advisorcensus.com/firm/raintree-capital-management-llc-scottsdale-az-300716) ([md](https://advisorcensus.com/firm/raintree-capital-management-llc-scottsdale-az-300716.md)) | 300716 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 6 | Not reported |
| [Raymond John Management LLC](https://advisorcensus.com/firm/raymond-john-management-llc-333604) ([md](https://advisorcensus.com/firm/raymond-john-management-llc-333604.md)) | 333604 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 1 | % of assets |
| [RBG Capital LLC](https://advisorcensus.com/firm/rbg-capital-llc-scottsdale-az-343318) ([md](https://advisorcensus.com/firm/rbg-capital-llc-scottsdale-az-343318.md)) | 343318 | Scottsdale, AZ | SEC-registered investment adviser | Under $25 million | 0 | % of assets |
| [RD Kelley Financial Group](https://advisorcensus.com/firm/rd-kelley-financial-group-298189) ([md](https://advisorcensus.com/firm/rd-kelley-financial-group-298189.md)) | 298189 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 8 | Hourly, Fixed fee |
| [Reach One Teach One Financial](https://advisorcensus.com/firm/reach-one-teach-one-financial-phoenix-az-323834) ([md](https://advisorcensus.com/firm/reach-one-teach-one-financial-phoenix-az-323834.md)) | 323834 | Phoenix, AZ | State-registered investment adviser | Under $25 million | 3 | % of assets, Hourly, Fixed fee |
| [Read Financial Services LLC](https://advisorcensus.com/firm/read-financial-services-llc-339527) ([md](https://advisorcensus.com/firm/read-financial-services-llc-339527.md)) | 339527 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 0 | % of assets |
| [Redeem Wealth Management](https://advisorcensus.com/firm/redeem-wealth-management-gilbert-az-313761) ([md](https://advisorcensus.com/firm/redeem-wealth-management-gilbert-az-313761.md)) | 313761 | Gilbert, AZ | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets, Hourly, Subscription, Fixed fee |
| [Redwood Investment Management, LLC.](https://advisorcensus.com/firm/redwood-investment-management-llc-scottsdale-az-153139) ([md](https://advisorcensus.com/firm/redwood-investment-management-llc-scottsdale-az-153139.md)) | 153139 | Scottsdale, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 13 | % of assets |
| [Releve Financial Group](https://advisorcensus.com/firm/releve-financial-group-scottsdale-az-285243) ([md](https://advisorcensus.com/firm/releve-financial-group-scottsdale-az-285243.md)) | 285243 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 9 | % of assets, Fixed fee |

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## Questions people ask

**How many financial advisory firms are there in Arizona?**
AdvisorCensus lists 672 investment advisory firms with a principal office in Arizona, from Form ADV filings as of October 2026: 217 SEC-registered, 422 state-registered, and 33 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Arizona?**
224 of the 672 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Arizona offer financial planning?**
460 of the 639 firms in Arizona that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Arizona fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 224 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Arizona](https://advisorcensus.com/advisors/az) (https://advisorcensus.com/advisors/az.md)
- [Fee-only financial advisors in Arizona](https://advisorcensus.com/advisors/az/fee-only) (https://advisorcensus.com/advisors/az/fee-only.md)
- [Flat-fee financial advisors in Arizona](https://advisorcensus.com/advisors/az/flat-fee) (https://advisorcensus.com/advisors/az/flat-fee.md)
- [Hourly financial advisors in Arizona](https://advisorcensus.com/advisors/az/hourly) (https://advisorcensus.com/advisors/az/hourly.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/az.csv

Cite as: AdvisorCensus. Financial advisors in Arizona: 672 firms from Form ADV filings as of October 2026.