{ "path": "/advisors/az", "url": "https://advisorcensus.com/advisors/az/page/8", "page_type": "state", "title": "Financial advisors in Arizona", "filters": {}, "scope_total": 672, "faq": [ { "q": "How many financial advisory firms are there in Arizona?", "a": "AdvisorCensus lists 672 investment advisory firms with a principal office in Arizona, from Form ADV filings as of October 2026: 217 SEC-registered, 422 state-registered, and 33 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Arizona?", "a": "224 of the 672 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Arizona offer financial planning?", "a": "460 of the 639 firms in Arizona that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Arizona fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 224 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 672 investment advisory firms with a principal office in Arizona, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Arizona: 672 firms from Form ADV filings as of October 2026.", "total_firms": 672, "page": 8, "total_pages": 14, "sort": "name", "registration_types": { "sec": 217, "state": 422, "exempt": 33 }, "fee_model_mix": [ { "code": "fee-only", "count": 224 }, { "code": "percentage_of_aum", "count": 575 }, { "code": "hourly", "count": 318 }, { "code": "subscription", "count": 13 }, { "code": "fixed", "count": 358 }, { "code": "commissions", "count": 10 }, { "code": "performance_based", "count": 56 }, { "code": "other", "count": 92 }, { "code": "not_reported", "count": 33 } ], "years_registered_distribution": [ { "code": "under_5", "count": 268 }, { "code": "5_to_9", "count": 157 }, { "code": "10_to_19", "count": 162 }, { "code": "20_plus", "count": 80 }, { "code": "not_reported", "count": 5 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 250 }, { "code": "25m_100m", "count": 131 }, { "code": "100m_500m", "count": 143 }, { "code": "500m_1b", "count": 19 }, { "code": "1b_5b", "count": 25 }, { "code": "over_5b", "count": 12 }, { "code": "not_reported", "count": 92 } ], "firms": [ { "crd_number": 326261, "name": "Luminvest Wealth Management LLC", "name_as_filed": "LUMINVEST WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/luminvest-wealth-management-llc-scottsdale-az-326261", "city": "Scottsdale", "state": "AZ", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 341240, "name": "Macallen Capital", "name_as_filed": "MACALLEN CAPITAL", "url": "https://advisorcensus.com/firm/macallen-capital-phoenix-az-341240", "city": "Phoenix", "state": "AZ", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 143285, "name": "Macc IV Group", "name_as_filed": "MACC IV GROUP", "url": "https://advisorcensus.com/firm/macc-iv-group-chandler-az-143285", "city": "Chandler", "state": "AZ", "years_registered": 16, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 338356, "name": "Makarios Investments Inc", "name_as_filed": "MAKARIOS INVESTMENTS INC", "url": "https://advisorcensus.com/firm/makarios-investments-inc-sedona-az-338356", "city": "Sedona", "state": "AZ", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 333248, "name": "Mallon Capital Partners LLC", "name_as_filed": "MALLON CAPITAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/mallon-capital-partners-llc-scottsdale-az-333248", "city": "Scottsdale", "state": "AZ", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 323290, "name": "Margo Financial", "name_as_filed": "MARGO FINANCIAL", "url": "https://advisorcensus.com/firm/margo-financial-tucson-az-323290", "city": "Tucson", "state": "AZ", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 126899, "name": "Mark Bussey & Associates, LC", "name_as_filed": "MARK BUSSEY & ASSOCIATES, LC", "url": "https://advisorcensus.com/firm/mark-bussey-and-associates-lc-phoenix-az-126899", "city": "Phoenix", "state": "AZ", "years_registered": 17, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 155806, "name": "Martin Financial Solutions, LLC", "name_as_filed": "MARTIN FINANCIAL SOLUTIONS, LLC", "url": "https://advisorcensus.com/firm/martin-financial-solutions-llc-glendale-az-155806", "city": "Glendale", "state": "AZ", "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "subscription" ], "enhanced": false }, { "crd_number": 332433, "name": "Martinsen Wealth Management", "name_as_filed": "MARTINSEN WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/martinsen-wealth-management-tempe-az-332433", "city": "Tempe", "state": "AZ", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 172858, "name": "Mathis Wealth Management", "name_as_filed": "MATHIS WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/mathis-wealth-management-phoenix-az-172858", "city": "Phoenix", "state": "AZ", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 143223, "name": "McBee Advisors, Inc.", "name_as_filed": "MCBEE ADVISORS, INC.", "url": "https://advisorcensus.com/firm/mcbee-advisors-inc-glendale-az-143223", "city": "Glendale", "state": "AZ", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 116207, "name": "McBride Financial Services, Inc.", "name_as_filed": "MCBRIDE FINANCIAL SERVICES, INC.", "url": "https://advisorcensus.com/firm/mcbride-financial-services-inc-mesa-az-116207", "city": "Mesa", "state": "AZ", "years_registered": 32, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 143070, "name": "Me Financial, PLLC", "name_as_filed": "ME FINANCIAL, PLLC", "url": "https://advisorcensus.com/firm/me-financial-pllc-phoenix-az-143070", "city": "Phoenix", "state": "AZ", "years_registered": 19, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 343510, "name": "Measured Horizon Wealth", "name_as_filed": "MEASURED HORIZON WEALTH", "url": "https://advisorcensus.com/firm/measured-horizon-wealth-343510", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 299703, "name": "Meeks Wealth Management, LLC", "name_as_filed": "MEEKS WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/meeks-wealth-management-llc-scottsdale-az-299703", "city": "Scottsdale", "state": "AZ", "years_registered": 7, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 168223, "name": "Meixler Investment Management, Ltd.", "name_as_filed": "MEIXLER INVESTMENT MANAGEMENT, LTD.", "url": "https://advisorcensus.com/firm/meixler-investment-management-ltd-show-low-az-168223", "city": "Show Low", "state": "AZ", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 300641, "name": "Meredith Dekker Financial Services, LLC", "name_as_filed": "MEREDITH DEKKER FINANCIAL SERVICES, LLC", "url": "https://advisorcensus.com/firm/meredith-dekker-financial-services-llc-chandler-az-300641", "city": "Chandler", "state": "AZ", "years_registered": 7, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 334704, "name": "Meridian Passage", "name_as_filed": "MERIDIAN PASSAGE", "url": "https://advisorcensus.com/firm/meridian-passage-phoenix-az-334704", "city": "Phoenix", "state": "AZ", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 140812, "name": "Mette Associates, LLC", "name_as_filed": "METTE ASSOCIATES, LLC", "url": "https://advisorcensus.com/firm/mette-associates-llc-tempe-az-140812", "city": "Tempe", "state": "AZ", "years_registered": 19, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 113856, "name": "Meziab Capital Management, Inc.", "name_as_filed": "MEZIAB CAPITAL MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/meziab-capital-management-inc-tucson-az-113856", "city": "Tucson", "state": "AZ", "years_registered": 29, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 164684, "name": "Michael A. Janky DBA MJ Wealth Planning", "name_as_filed": "MICHAEL A. JANKY DBA MJ WEALTH PLANNING", "url": "https://advisorcensus.com/firm/michael-a-janky-dba-mj-wealth-planning-tucson-az-164684", "city": "Tucson", "state": "AZ", "years_registered": 14, "raum_band": "not_reported", "compensation_types": [ "hourly", "other" ], "enhanced": false }, { "crd_number": 115218, "name": "Michael Fulcher, CPA", "name_as_filed": "MICHAEL FULCHER, CPA", "url": "https://advisorcensus.com/firm/michael-fulcher-cpa-115218", "city": null, "state": null, "years_registered": 32, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 342288, "name": "Miller Wealth Management", "name_as_filed": "MILLER WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/miller-wealth-management-gilbert-az-342288", "city": "Gilbert", "state": "AZ", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 332750, "name": "Mina Vista Capital Management, LLC", "name_as_filed": "MINA VISTA CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/mina-vista-capital-management-llc-tuscon-az-332750", "city": "Tuscon", "state": "AZ", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 334667, "name": "Mindful Millions Management PLLC", "name_as_filed": "MINDFUL MILLIONS MANAGEMENT PLLC", "url": "https://advisorcensus.com/firm/mindful-millions-management-pllc-phoenix-az-334667", "city": "Phoenix", "state": "AZ", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 331245, "name": "Modern Wealth LLC", "name_as_filed": "MODERN WEALTH LLC", "url": "https://advisorcensus.com/firm/modern-wealth-llc-chandler-az-331245", "city": "Chandler", "state": "AZ", "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 338795, "name": "Molinar & Co Financial Advocates", "name_as_filed": "MOLINAR & CO FINANCIAL ADVOCATES", "url": "https://advisorcensus.com/firm/molinar-and-co-financial-advocates-phoenix-az-338795", "city": "Phoenix", "state": "AZ", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 287726, "name": "Montebello Avenue", "name_as_filed": "MONTEBELLO AVENUE", "url": "https://advisorcensus.com/firm/montebello-avenue-phoenix-az-287726", "city": "Phoenix", "state": "AZ", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 332940, "name": "Montis Management", "name_as_filed": "MONTIS MANAGEMENT", "url": "https://advisorcensus.com/firm/montis-management-332940", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 285039, "name": "Montoya Wealth Management", "name_as_filed": "MONTOYA WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/montoya-wealth-management-prescott-az-285039", "city": "Prescott", "state": "AZ", "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 337830, "name": "MPI Infinite Investors, LLC", "name_as_filed": "MPI INFINITE INVESTORS, LLC", "url": "https://advisorcensus.com/firm/mpi-infinite-investors-llc-gilbert-az-337830", "city": "Gilbert", "state": "AZ", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 157835, "name": "MSH Capital Advisors LLC", "name_as_filed": "MSH CAPITAL ADVISORS LLC", "url": "https://advisorcensus.com/firm/msh-capital-advisors-llc-scottsdale-az-157835", "city": "Scottsdale", "state": "AZ", "years_registered": 9, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 282408, "name": "Mulholland Wealth Advisors, LLC", "name_as_filed": "MULHOLLAND WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/mulholland-wealth-advisors-llc-scottsdale-az-282408", "city": "Scottsdale", "state": "AZ", "years_registered": 10, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 299930, "name": "Musser Financial Planning, LLC", "name_as_filed": "MUSSER FINANCIAL PLANNING, LLC", "url": "https://advisorcensus.com/firm/musser-financial-planning-llc-299930", "city": null, "state": null, "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 301669, "name": "My Financial Coach Planning, LLC", "name_as_filed": "MY FINANCIAL COACH PLANNING, LLC", "url": "https://advisorcensus.com/firm/my-financial-coach-planning-llc-phoenix-az-301669", "city": "Phoenix", "state": "AZ", "years_registered": 6, "raum_band": "not_reported", "compensation_types": [ "fixed", "other" ], "enhanced": false }, { "crd_number": 309846, "name": "Nabers Wealth LLC", "name_as_filed": "NABERS WEALTH LLC", "url": "https://advisorcensus.com/firm/nabers-wealth-llc-scottsdale-az-309846", "city": "Scottsdale", "state": "AZ", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 325767, "name": "Nerdwallet Advisory", "name_as_filed": "NERDWALLET ADVISORY", "url": "https://advisorcensus.com/firm/nerdwallet-advisory-scottsdale-az-325767", "city": "Scottsdale", "state": "AZ", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 335534, "name": "Nergard Wealth Management, LLC", "name_as_filed": "NERGARD WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/nergard-wealth-management-llc-335534", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 129704, "name": "Net Worth Solutions LLC", "name_as_filed": "NET WORTH SOLUTIONS LLC", "url": "https://advisorcensus.com/firm/net-worth-solutions-llc-surprise-az-129704", "city": "Surprise", "state": "AZ", "years_registered": 22, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 170100, "name": "Netvest Financial, L.L.C.", "name_as_filed": "NETVEST FINANCIAL, L.L.C.", "url": "https://advisorcensus.com/firm/netvest-financial-l-l-c-scottsdale-az-170100", "city": "Scottsdale", "state": "AZ", "years_registered": 11, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 342136, "name": "Next Up Wealth Advisors, LLC", "name_as_filed": "NEXT UP WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/next-up-wealth-advisors-llc-scottsdale-az-342136", "city": "Scottsdale", "state": "AZ", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 157800, "name": "Norris Wealth Management, LLC", "name_as_filed": "NORRIS WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/norris-wealth-management-llc-scottsdale-az-157800", "city": "Scottsdale", "state": "AZ", "years_registered": 15, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 284449, "name": "North Scottsdale Wealth Advisors, LLC", "name_as_filed": "NORTH SCOTTSDALE WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/north-scottsdale-wealth-advisors-llc-scottsdale-az-284449", "city": "Scottsdale", "state": "AZ", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 306796, "name": "Northrim Adviser, LLC", "name_as_filed": "NORTHRIM ADVISER, LLC", "url": "https://advisorcensus.com/firm/northrim-adviser-llc-mesa-az-306796", "city": "Mesa", "state": "AZ", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 306398, "name": "Northrock Investments, PLLC", "name_as_filed": "NORTHROCK INVESTMENTS, PLLC", "url": "https://advisorcensus.com/firm/northrock-investments-pllc-306398", "city": null, "state": null, "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 150148, "name": "Nova Financial Services", "name_as_filed": "NOVA FINANCIAL SERVICES", "url": "https://advisorcensus.com/firm/nova-financial-services-tucson-az-150148", "city": "Tucson", "state": "AZ", "years_registered": 12, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 289548, "name": "NRG Wealth Management", "name_as_filed": "NRG WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/nrg-wealth-management-oro-valley-az-289548", "city": "Oro Valley", "state": "AZ", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 344050, "name": "Nuakh Financial", "name_as_filed": "NUAKH FINANCIAL", "url": "https://advisorcensus.com/firm/nuakh-financial-phoenix-az-344050", "city": "Phoenix", "state": "AZ", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 172022, "name": "Numerixs Investment Technologies Inc", "name_as_filed": "NUMERIXS INVESTMENT TECHNOLOGIES INC", "url": "https://advisorcensus.com/firm/numerixs-investment-technologies-inc-chandler-az-172022", "city": "Chandler", "state": "AZ", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "performance_based" ], "enhanced": false }, { "crd_number": 152687, "name": "O'Connor Capital Advisory, LLC", "name_as_filed": "O'CONNOR CAPITAL ADVISORY, LLC", "url": "https://advisorcensus.com/firm/o-connor-capital-advisory-llc-scottsdale-az-152687", "city": "Scottsdale", "state": "AZ", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false } ], "states": [], "metros": [ { "path": "/advisors/az/phoenix", "name": "Phoenix", "msa_name": "Phoenix-Mesa-Chandler, AZ", "state_code": "AZ", "firm_count": 463 }, { "path": "/advisors/az/tucson", "name": "Tucson", "msa_name": "Tucson, AZ", "state_code": "AZ", "firm_count": 64 }, { "path": "/advisors/az/prescott-valley", "name": "Prescott Valley", "msa_name": "Prescott Valley-Prescott, AZ", "state_code": "AZ", "firm_count": 12 }, { "path": "/advisors/az/flagstaff", "name": "Flagstaff", "msa_name": "Flagstaff, AZ", "state_code": "AZ", "firm_count": 6 }, { "path": "/advisors/az/lake-havasu-city", "name": "Lake Havasu City", "msa_name": "Lake Havasu City-Kingman, AZ", "state_code": "AZ", "firm_count": 2 }, { "path": "/advisors/az/yuma", "name": "Yuma", "msa_name": "Yuma, AZ", "state_code": "AZ", "firm_count": 2 }, { "path": "/advisors/az/sierra-vista", "name": "Sierra Vista", "msa_name": "Sierra Vista-Douglas, AZ", "state_code": "AZ", "firm_count": 1 } ], "siblings": { "national": "/advisors", "state": { "path": "/advisors/az", "label": "Financial advisors in Arizona" }, "fee_pages": [ { "path": "/advisors/az/fee-only", "label": "Fee-only financial advisors in Arizona", "firm_count": 224 }, { "path": "/advisors/az/flat-fee", "label": "Flat-fee financial advisors in Arizona", "firm_count": 358 }, { "path": "/advisors/az/hourly", "label": "Hourly financial advisors in Arizona", "firm_count": 318 } ] }, "csv": "https://advisorcensus.com/advisors/az.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }