{ "path": "/advisors/az", "url": "https://advisorcensus.com/advisors/az/page/6", "page_type": "state", "title": "Financial advisors in Arizona", "filters": {}, "scope_total": 672, "faq": [ { "q": "How many financial advisory firms are there in Arizona?", "a": "AdvisorCensus lists 672 investment advisory firms with a principal office in Arizona, from Form ADV filings as of October 2026: 217 SEC-registered, 422 state-registered, and 33 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Arizona?", "a": "224 of the 672 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Arizona offer financial planning?", "a": "460 of the 639 firms in Arizona that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Arizona fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 224 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 672 investment advisory firms with a principal office in Arizona, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Arizona: 672 firms from Form ADV filings as of October 2026.", "total_firms": 672, "page": 6, "total_pages": 14, "sort": "name", "registration_types": { "sec": 217, "state": 422, "exempt": 33 }, "fee_model_mix": [ { "code": "fee-only", "count": 224 }, { "code": "percentage_of_aum", "count": 575 }, { "code": "hourly", "count": 318 }, { "code": "subscription", "count": 13 }, { "code": "fixed", "count": 358 }, { "code": "commissions", "count": 10 }, { "code": "performance_based", "count": 56 }, { "code": "other", "count": 92 }, { "code": "not_reported", "count": 33 } ], "years_registered_distribution": [ { "code": "under_5", "count": 268 }, { "code": "5_to_9", "count": 157 }, { "code": "10_to_19", "count": 162 }, { "code": "20_plus", "count": 80 }, { "code": "not_reported", "count": 5 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 250 }, { "code": "25m_100m", "count": 131 }, { "code": "100m_500m", "count": 143 }, { "code": "500m_1b", "count": 19 }, { "code": "1b_5b", "count": 25 }, { "code": "over_5b", "count": 12 }, { "code": "not_reported", "count": 92 } ], "firms": [ { "crd_number": 172370, "name": "GR Financial Group, LLC", "name_as_filed": "GR FINANCIAL GROUP, LLC", "url": "https://advisorcensus.com/firm/gr-financial-group-llc-tucson-az-172370", "city": "Tucson", "state": "AZ", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based", "other" ], "enhanced": false }, { "crd_number": 330681, "name": "Grayhawk Capital, LLC", "name_as_filed": "GRAYHAWK CAPITAL, LLC", "url": "https://advisorcensus.com/firm/grayhawk-capital-llc-mesa-az-330681", "city": "Mesa", "state": "AZ", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 306068, "name": "Graystone Partners Wealth Management, LLC", "name_as_filed": "GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/graystone-partners-wealth-management-llc-tempe-az-306068", "city": "Tempe", "state": "AZ", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 38747, "name": "Greenberg Financial Group", "name_as_filed": "GREENBERG FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/greenberg-financial-group-tucson-az-38747", "city": "Tucson", "state": "AZ", "years_registered": 36, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 329405, "name": "Griffin Capital Advisors", "name_as_filed": "GRIFFIN CAPITAL ADVISORS", "url": "https://advisorcensus.com/firm/griffin-capital-advisors-scottsdale-az-329405", "city": "Scottsdale", "state": "AZ", "years_registered": 2, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 340435, "name": "Groundwork Financial Partners", "name_as_filed": "GROUNDWORK FINANCIAL PARTNERS", "url": "https://advisorcensus.com/firm/groundwork-financial-partners-340435", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 304958, "name": "Guardian Financial Wealth Management Inc.", "name_as_filed": "GUARDIAN FINANCIAL WEALTH MANAGEMENT INC.", "url": "https://advisorcensus.com/firm/guardian-financial-wealth-management-inc-304958", "city": null, "state": null, "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 291929, "name": "Guidesource Capital Management, LLC", "name_as_filed": "GUIDESOURCE CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/guidesource-capital-management-llc-291929", "city": null, "state": null, "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 331756, "name": "Hales Tax Solutions PLLC", "name_as_filed": "HALES TAX SOLUTIONS PLLC", "url": "https://advisorcensus.com/firm/hales-tax-solutions-pllc-gilbert-az-331756", "city": "Gilbert", "state": "AZ", "years_registered": 1, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 340637, "name": "Harbour Island Capital Management, LLC", "name_as_filed": "HARBOUR ISLAND CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/harbour-island-capital-management-llc-scottsdale-az-340637", "city": "Scottsdale", "state": "AZ", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 282686, "name": "Harding Wealth, Inc.", "name_as_filed": "HARDING WEALTH, INC.", "url": "https://advisorcensus.com/firm/harding-wealth-inc-tempe-az-282686", "city": "Tempe", "state": "AZ", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 116069, "name": "Harmony Asset Management LLC", "name_as_filed": "HARMONY ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/harmony-asset-management-llc-scottsdale-az-116069", "city": "Scottsdale", "state": "AZ", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 339306, "name": "Harper Wealth Management LLC", "name_as_filed": "HARPER WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/harper-wealth-management-llc-gilbert-az-339306", "city": "Gilbert", "state": "AZ", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 118857, "name": "Harris Investment Advisors LLC", "name_as_filed": "HARRIS INVESTMENT ADVISORS LLC", "url": "https://advisorcensus.com/firm/harris-investment-advisors-llc-scottsdale-az-118857", "city": "Scottsdale", "state": "AZ", "years_registered": 20, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 299122, "name": "Haws Financial Planning LLC", "name_as_filed": "HAWS FINANCIAL PLANNING LLC", "url": "https://advisorcensus.com/firm/haws-financial-planning-llc-sierra-vista-az-299122", "city": "Sierra Vista", "state": "AZ", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 124492, "name": "Hawtree Advisory Group, LLC", "name_as_filed": "HAWTREE ADVISORY GROUP, LLC", "url": "https://advisorcensus.com/firm/hawtree-advisory-group-llc-tucson-az-124492", "city": "Tucson", "state": "AZ", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 116771, "name": "Heffernan Advisory, Inc.", "name_as_filed": "HEFFERNAN ADVISORY, INC.", "url": "https://advisorcensus.com/firm/heffernan-advisory-inc-flagstaff-az-116771", "city": "Flagstaff", "state": "AZ", "years_registered": 20, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 286160, "name": "Heintz Wealth Management, LLC", "name_as_filed": "HEINTZ WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/heintz-wealth-management-llc-scottsdale-az-286160", "city": "Scottsdale", "state": "AZ", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 323930, "name": "Heritage Family Offices, LLP", "name_as_filed": "HERITAGE FAMILY OFFICES, LLP", "url": "https://advisorcensus.com/firm/heritage-family-offices-llp-scottsdale-az-323930", "city": "Scottsdale", "state": "AZ", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 113938, "name": "Hillspring Financial, Inc.", "name_as_filed": "HILLSPRING FINANCIAL, INC.", "url": "https://advisorcensus.com/firm/hillspring-financial-inc-surprise-az-113938", "city": "Surprise", "state": "AZ", "years_registered": 2, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 148841, "name": "Hobbs Advisory Services", "name_as_filed": "HOBBS ADVISORY SERVICES", "url": "https://advisorcensus.com/firm/hobbs-advisory-services-tucson-az-148841", "city": "Tucson", "state": "AZ", "years_registered": 17, "raum_band": "not_reported", "compensation_types": [ "hourly" ], "enhanced": false }, { "crd_number": 318384, "name": "Holbert Ventures LLC", "name_as_filed": "HOLBERT VENTURES LLC", "url": "https://advisorcensus.com/firm/holbert-ventures-llc-scottsdale-az-318384", "city": "Scottsdale", "state": "AZ", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 170868, "name": "Holyoak Wealth Management, LLC", "name_as_filed": "HOLYOAK WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/holyoak-wealth-management-llc-170868", "city": null, "state": null, "years_registered": 12, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 341038, "name": "Horizon Ridge Advisors L.L.C.", "name_as_filed": "HORIZON RIDGE ADVISORS L.L.C.", "url": "https://advisorcensus.com/firm/horizon-ridge-advisors-l-l-c-mesa-az-341038", "city": "Mesa", "state": "AZ", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 332582, "name": "Howlett Tax Services, Inc", "name_as_filed": "HOWLETT TAX SERVICES, INC", "url": "https://advisorcensus.com/firm/howlett-tax-services-inc-332582", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 116090, "name": "Hutchison Investment Advisors", "name_as_filed": "HUTCHISON INVESTMENT ADVISORS", "url": "https://advisorcensus.com/firm/hutchison-investment-advisors-116090", "city": null, "state": null, "years_registered": 25, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 299658, "name": "IDX Advisors", "name_as_filed": "IDX ADVISORS", "url": "https://advisorcensus.com/firm/idx-advisors-scottsdale-az-299658", "city": "Scottsdale", "state": "AZ", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 167657, "name": "Immaculate Wealth Management, LLC", "name_as_filed": "IMMACULATE WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/immaculate-wealth-management-llc-mesa-az-167657", "city": "Mesa", "state": "AZ", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 163648, "name": "Indigo Partners LLC", "name_as_filed": "INDIGO PARTNERS LLC", "url": "https://advisorcensus.com/firm/indigo-partners-llc-scottsdale-az-163648", "city": "Scottsdale", "state": "AZ", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 289906, "name": "Innovative Financial Solutions, Inc.", "name_as_filed": "INNOVATIVE FINANCIAL SOLUTIONS, INC.", "url": "https://advisorcensus.com/firm/innovative-financial-solutions-inc-chandler-az-289906", "city": "Chandler", "state": "AZ", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 301528, "name": "Insurance & Wealth Advisors, LLC.", "name_as_filed": "INSURANCE & WEALTH ADVISORS, LLC.", "url": "https://advisorcensus.com/firm/insurance-and-wealth-advisors-llc-301528", "city": null, "state": null, "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 291326, "name": "Integrated Financial Solutions, PLLC", "name_as_filed": "INTEGRATED FINANCIAL SOLUTIONS, PLLC", "url": "https://advisorcensus.com/firm/integrated-financial-solutions-pllc-mesa-az-291326", "city": "Mesa", "state": "AZ", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 135081, "name": "Intelligent Capitalworks", "name_as_filed": "INTELLIGENT CAPITALWORKS", "url": "https://advisorcensus.com/firm/intelligent-capitalworks-scottsdale-az-135081", "city": "Scottsdale", "state": "AZ", "years_registered": 21, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 155597, "name": "Interwealth Management, LLC", "name_as_filed": "INTERWEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/interwealth-management-llc-scottsdale-az-155597", "city": "Scottsdale", "state": "AZ", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 165214, "name": "Intrinsic Value Partners, LLC", "name_as_filed": "INTRINSIC VALUE PARTNERS, LLC", "url": "https://advisorcensus.com/firm/intrinsic-value-partners-llc-phoenix-az-165214", "city": "Phoenix", "state": "AZ", "years_registered": 13, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 105022, "name": "Intrinsic Wealth Counsel, Inc.", "name_as_filed": "INTRINSIC WEALTH COUNSEL, INC.", "url": "https://advisorcensus.com/firm/intrinsic-wealth-counsel-inc-tempe-az-105022", "city": "Tempe", "state": "AZ", "years_registered": 42, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 171019, "name": "Invasor Capital Management, LLC", "name_as_filed": "INVASOR CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/invasor-capital-management-llc-scottsdale-az-171019", "city": "Scottsdale", "state": "AZ", "years_registered": 12, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 168135, "name": "Invest Smart USA, Inc.", "name_as_filed": "INVEST SMART USA, INC.", "url": "https://advisorcensus.com/firm/invest-smart-usa-inc-scottsdale-az-168135", "city": "Scottsdale", "state": "AZ", "years_registered": 13, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 316167, "name": "Investedge Planning", "name_as_filed": "INVESTEDGE PLANNING", "url": "https://advisorcensus.com/firm/investedge-planning-peoria-az-316167", "city": "Peoria", "state": "AZ", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 288008, "name": "Invicta Financial Group", "name_as_filed": "INVICTA FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/invicta-financial-group-yuma-az-288008", "city": "Yuma", "state": "AZ", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed", "other" ], "enhanced": false }, { "crd_number": 334988, "name": "Iridescent Capital Management", "name_as_filed": "IRIDESCENT CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/iridescent-capital-management-334988", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 151004, "name": "Ironwood Financial, LLC", "name_as_filed": "IRONWOOD FINANCIAL, LLC", "url": "https://advisorcensus.com/firm/ironwood-financial-llc-tucson-az-151004", "city": "Tucson", "state": "AZ", "years_registered": 17, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 110623, "name": "Ironwood Investment Counsel, LLC", "name_as_filed": "IRONWOOD INVESTMENT COUNSEL, LLC", "url": "https://advisorcensus.com/firm/ironwood-investment-counsel-llc-scottsdale-az-110623", "city": "Scottsdale", "state": "AZ", "years_registered": 25, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 155276, "name": "Ironwood Wealth Advisors, LLC", "name_as_filed": "IRONWOOD WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/ironwood-wealth-advisors-llc-scottsdale-az-155276", "city": "Scottsdale", "state": "AZ", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 200511, "name": "Ironwood Wealth Management, LLC", "name_as_filed": "IRONWOOD WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/ironwood-wealth-management-llc-chandler-az-200511", "city": "Chandler", "state": "AZ", "years_registered": 11, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 309849, "name": "J.A. Lawrence Wealth Management", "name_as_filed": "J.A. LAWRENCE WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/j-a-lawrence-wealth-management-flagstaff-az-309849", "city": "Flagstaff", "state": "AZ", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 113883, "name": "J.W. Advisors Inc.", "name_as_filed": "J.W. 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