# Financial advisors in Arizona

> AdvisorCensus lists 672 investment advisory firms with a principal office in Arizona, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/az/page/2

## At a glance

- Investment advisory firms: 672
- Registration: SEC-registered investment adviser: 217, State-registered investment adviser: 422, Exempt reporting adviser: 33
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 224 (35%); Percentage of assets 575 (90%); Hourly charges 318 (50%); Subscription fees (newsletter or periodical) 13 (2%); Fixed fees 358 (56%); Commissions 10 (2%); Performance-based fees 56 (9%); Other 92 (14%); No compensation arrangements reported 33
- Regulatory assets under management (Item 5.F): Under $25 million 250 (37%); $25 million to $100 million 131 (19%); $100 million to $500 million 143 (21%); $500 million to $1 billion 19 (3%); $1 billion to $5 billion 25 (4%); Over $5 billion 12 (2%); Not reported 92 (14%)
- Years registered: Under 5 years 268 (40%); 5 to 9 years 157 (23%); 10 to 19 years 162 (24%); 20 years or more 80 (12%); Not reported 5 (1%)

## Firms (page 2 of 14, 51 to 100 of 672, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Armature Fund Management LLC](https://advisorcensus.com/firm/armature-fund-management-llc-phoenix-az-314645) ([md](https://advisorcensus.com/firm/armature-fund-management-llc-phoenix-az-314645.md)) | 314645 | Phoenix, AZ | Exempt reporting adviser | Not reported | Not reported | Not reported |
| [ARQ Wealth Advisors, LLC](https://advisorcensus.com/firm/arq-wealth-advisors-llc-scottsdale-az-147351) ([md](https://advisorcensus.com/firm/arq-wealth-advisors-llc-scottsdale-az-147351.md)) | 147351 | Scottsdale, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets, Fixed fee |
| [ASB Capital Management LLC](https://advisorcensus.com/firm/asb-capital-management-llc-scottsdale-az-153123) ([md](https://advisorcensus.com/firm/asb-capital-management-llc-scottsdale-az-153123.md)) | 153123 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Ascension Advisors](https://advisorcensus.com/firm/ascension-advisors-337446) ([md](https://advisorcensus.com/firm/ascension-advisors-337446.md)) | 337446 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Ascent Capital Partners, LLC](https://advisorcensus.com/firm/ascent-capital-partners-llc-scottsdale-az-291218) ([md](https://advisorcensus.com/firm/ascent-capital-partners-llc-scottsdale-az-291218.md)) | 291218 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 1 | % of assets, Hourly, Fixed fee, Performance fee |
| [Ashton Thomas Private Wealth](https://advisorcensus.com/firm/ashton-thomas-private-wealth-scottsdale-az-153902) ([md](https://advisorcensus.com/firm/ashton-thomas-private-wealth-scottsdale-az-153902.md)) | 153902 | Scottsdale, AZ | SEC-registered investment adviser | Over $5 billion | 16 | % of assets, Hourly |
| [Aspen & Pine Asset Management](https://advisorcensus.com/firm/aspen-and-pine-asset-management-341048) ([md](https://advisorcensus.com/firm/aspen-and-pine-asset-management-341048.md)) | 341048 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Aspen Trail Wealth Management, LLC](https://advisorcensus.com/firm/aspen-trail-wealth-management-llc-flagstaff-az-224517) ([md](https://advisorcensus.com/firm/aspen-trail-wealth-management-llc-flagstaff-az-224517.md)) | 224517 | Flagstaff, AZ | State-registered investment adviser | Under $25 million | 11 | % of assets |
| [Asset Growth Solutions, LLC](https://advisorcensus.com/firm/asset-growth-solutions-llc-scottsdale-az-342319) ([md](https://advisorcensus.com/firm/asset-growth-solutions-llc-scottsdale-az-342319.md)) | 342319 | Scottsdale, AZ | SEC-registered investment adviser | $500 million to $1 billion | 0 | % of assets |
| [Asterozoa Management](https://advisorcensus.com/firm/asterozoa-management-phoenix-az-316870) ([md](https://advisorcensus.com/firm/asterozoa-management-phoenix-az-316870.md)) | 316870 | Phoenix, AZ | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Fixed fee, Performance fee |
| [Attessa Capital LLC](https://advisorcensus.com/firm/attessa-capital-llc-tucson-az-306827) ([md](https://advisorcensus.com/firm/attessa-capital-llc-tucson-az-306827.md)) | 306827 | Tucson, AZ | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Other |
| [Aurora Financial Planning & Investment Management LLC](https://advisorcensus.com/firm/aurora-financial-planning-and-investment-management-llc-scottsdale-az-291658) ([md](https://advisorcensus.com/firm/aurora-financial-planning-and-investment-management-llc-scottsdale-az-291658.md)) | 291658 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly |
| [Authentic Financial Planning](https://advisorcensus.com/firm/authentic-financial-planning-glendale-az-153032) ([md](https://advisorcensus.com/firm/authentic-financial-planning-glendale-az-153032.md)) | 153032 | Glendale, AZ | State-registered investment adviser | Under $25 million | 16 | % of assets, Subscription, Fixed fee |
| [AWM Capital, LLC](https://advisorcensus.com/firm/awm-capital-llc-phoenix-az-287980) ([md](https://advisorcensus.com/firm/awm-capital-llc-phoenix-az-287980.md)) | 287980 | Phoenix, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 7 | % of assets, Hourly, Fixed fee |
| [Axiom Founders Family Office](https://advisorcensus.com/firm/axiom-founders-family-office-scottsdale-az-313318) ([md](https://advisorcensus.com/firm/axiom-founders-family-office-scottsdale-az-313318.md)) | 313318 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 5 | % of assets, Hourly, Fixed fee |
| [AZ Legacy Wealth LLC](https://advisorcensus.com/firm/az-legacy-wealth-llc-glendale-az-308906) ([md](https://advisorcensus.com/firm/az-legacy-wealth-llc-glendale-az-308906.md)) | 308906 | Glendale, AZ | State-registered investment adviser | $25 million to $100 million | 6 | % of assets |
| [B&E Financial Services](https://advisorcensus.com/firm/b-and-e-financial-services-336816) ([md](https://advisorcensus.com/firm/b-and-e-financial-services-336816.md)) | 336816 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 1 | % of assets, Hourly, Fixed fee |
| [B2B CFO Investment Company, LLC](https://advisorcensus.com/firm/b2b-cfo-investment-company-llc-159605) ([md](https://advisorcensus.com/firm/b2b-cfo-investment-company-llc-159605.md)) | 159605 | Not reported, Not reported | State-registered investment adviser | Not reported | 14 | Other |
| [Babb Wealth Advisors LLC](https://advisorcensus.com/firm/babb-wealth-advisors-llc-flagstaff-az-298347) ([md](https://advisorcensus.com/firm/babb-wealth-advisors-llc-flagstaff-az-298347.md)) | 298347 | Flagstaff, AZ | SEC-registered investment adviser | $100 million to $500 million | 4 | % of assets, Other |
| [Babin Wealth Management](https://advisorcensus.com/firm/babin-wealth-management-scottsdale-az-332423) ([md](https://advisorcensus.com/firm/babin-wealth-management-scottsdale-az-332423.md)) | 332423 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 2 | % of assets, Hourly, Fixed fee |
| [Balanced Wealth, Inc.](https://advisorcensus.com/firm/balanced-wealth-inc-scottsdale-az-324140) ([md](https://advisorcensus.com/firm/balanced-wealth-inc-scottsdale-az-324140.md)) | 324140 | Scottsdale, AZ | State-registered investment adviser | Not reported | 3 | % of assets |
| [Balbec Capital Management LP](https://advisorcensus.com/firm/balbec-capital-management-lp-scottsdale-az-284363) ([md](https://advisorcensus.com/firm/balbec-capital-management-lp-scottsdale-az-284363.md)) | 284363 | Scottsdale, AZ | SEC-registered investment adviser | Over $5 billion | 9 | % of assets, Performance fee, Other |
| [Balboa Wealth Partners, Inc.](https://advisorcensus.com/firm/balboa-wealth-partners-inc-scottsdale-az-282329) ([md](https://advisorcensus.com/firm/balboa-wealth-partners-inc-scottsdale-az-282329.md)) | 282329 | Scottsdale, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets, Hourly, Subscription, Performance fee |
| [Baron Capital Management, LLC](https://advisorcensus.com/firm/baron-capital-management-llc-115488) ([md](https://advisorcensus.com/firm/baron-capital-management-llc-115488.md)) | 115488 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 24 | % of assets |
| [Battle Capital Asset Management LLC](https://advisorcensus.com/firm/battle-capital-asset-management-llc-156266) ([md](https://advisorcensus.com/firm/battle-capital-asset-management-llc-156266.md)) | 156266 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 15 | % of assets, Performance fee |
| [Bayntree Wealth Advisors, LLC](https://advisorcensus.com/firm/bayntree-wealth-advisors-llc-scottsdale-az-226708) ([md](https://advisorcensus.com/firm/bayntree-wealth-advisors-llc-scottsdale-az-226708.md)) | 226708 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [Be Fund Advisors, LLC](https://advisorcensus.com/firm/be-fund-advisors-llc-phoenix-az-331532) ([md](https://advisorcensus.com/firm/be-fund-advisors-llc-phoenix-az-331532.md)) | 331532 | Phoenix, AZ | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Beckett Collective](https://advisorcensus.com/firm/beckett-collective-307455) ([md](https://advisorcensus.com/firm/beckett-collective-307455.md)) | 307455 | Not reported, Not reported | State-registered investment adviser | $25 million to $100 million | 6 | % of assets, Fixed fee |
| [Bedrock Investment Advisors](https://advisorcensus.com/firm/bedrock-investment-advisors-scottsdale-az-173131) ([md](https://advisorcensus.com/firm/bedrock-investment-advisors-scottsdale-az-173131.md)) | 173131 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 6 | % of assets, Hourly, Fixed fee |
| [Betts LLC](https://advisorcensus.com/firm/betts-llc-phoenix-az-287593) ([md](https://advisorcensus.com/firm/betts-llc-phoenix-az-287593.md)) | 287593 | Phoenix, AZ | State-registered investment adviser | Not reported | 9 | Other |
| [Big Cedar Investment Advisors](https://advisorcensus.com/firm/big-cedar-investment-advisors-scottsdale-az-281788) ([md](https://advisorcensus.com/firm/big-cedar-investment-advisors-scottsdale-az-281788.md)) | 281788 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 10 | % of assets, Hourly, Fixed fee |
| [Bili Finance](https://advisorcensus.com/firm/bili-finance-tucson-az-339828) ([md](https://advisorcensus.com/firm/bili-finance-tucson-az-339828.md)) | 339828 | Tucson, AZ | SEC-registered investment adviser | Under $25 million | 0 | Subscription |
| [Biltmore Wealth Management, LLC](https://advisorcensus.com/firm/biltmore-wealth-management-llc-tempe-az-151365) ([md](https://advisorcensus.com/firm/biltmore-wealth-management-llc-tempe-az-151365.md)) | 151365 | Tempe, AZ | SEC-registered investment adviser | $100 million to $500 million | 11 | % of assets |
| [Blakely Walters Wealth Management](https://advisorcensus.com/firm/blakely-walters-wealth-management-scottsdale-az-324410) ([md](https://advisorcensus.com/firm/blakely-walters-wealth-management-scottsdale-az-324410.md)) | 324410 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Fixed fee |
| [Bledsoe Asset Management, LLC](https://advisorcensus.com/firm/bledsoe-asset-management-llc-phoenix-az-145943) ([md](https://advisorcensus.com/firm/bledsoe-asset-management-llc-phoenix-az-145943.md)) | 145943 | Phoenix, AZ | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly |
| [BLK Financial Advisors, LLC](https://advisorcensus.com/firm/blk-financial-advisors-llc-154531) ([md](https://advisorcensus.com/firm/blk-financial-advisors-llc-154531.md)) | 154531 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 16 | % of assets, Hourly, Fixed fee |
| [Blue Crab Partners, LLC](https://advisorcensus.com/firm/blue-crab-partners-llc-154361) ([md](https://advisorcensus.com/firm/blue-crab-partners-llc-154361.md)) | 154361 | Not reported, Not reported | State-registered investment adviser | Not reported | 6 | % of assets |
| [Blueprint Wealth Group](https://advisorcensus.com/firm/blueprint-wealth-group-341908) ([md](https://advisorcensus.com/firm/blueprint-wealth-group-341908.md)) | 341908 | Not reported, Not reported | State-registered investment adviser | Not reported | 0 | % of assets, Hourly, Fixed fee |
| [Bonnema Wealth Management LLC](https://advisorcensus.com/firm/bonnema-wealth-management-llc-scottsdale-az-173526) ([md](https://advisorcensus.com/firm/bonnema-wealth-management-llc-scottsdale-az-173526.md)) | 173526 | Scottsdale, AZ | State-registered investment adviser | $100 million to $500 million | 11 | % of assets, Hourly, Fixed fee |
| [Bonsai Financial](https://advisorcensus.com/firm/bonsai-financial-292432) ([md](https://advisorcensus.com/firm/bonsai-financial-292432.md)) | 292432 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 8 | % of assets, Hourly |
| [Bowman Retirement Planning](https://advisorcensus.com/firm/bowman-retirement-planning-fort-mohave-az-321121) ([md](https://advisorcensus.com/firm/bowman-retirement-planning-fort-mohave-az-321121.md)) | 321121 | Fort Mohave, AZ | State-registered investment adviser | $25 million to $100 million | 4 | % of assets |
| [BOX Hill Private Wealth](https://advisorcensus.com/firm/box-hill-private-wealth-scottsdale-az-322620) ([md](https://advisorcensus.com/firm/box-hill-private-wealth-scottsdale-az-322620.md)) | 322620 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 0 | % of assets |
| [Bradley Wealth LLC](https://advisorcensus.com/firm/bradley-wealth-llc-scottsdale-az-131808) ([md](https://advisorcensus.com/firm/bradley-wealth-llc-scottsdale-az-131808.md)) | 131808 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets, Hourly, Fixed fee |
| [Bridge Financial Strategies](https://advisorcensus.com/firm/bridge-financial-strategies-scottsdale-az-298134) ([md](https://advisorcensus.com/firm/bridge-financial-strategies-scottsdale-az-298134.md)) | 298134 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 8 | % of assets, Fixed fee |
| [Bridgelight Capital LLC](https://advisorcensus.com/firm/bridgelight-capital-llc-scottsdale-az-154920) ([md](https://advisorcensus.com/firm/bridgelight-capital-llc-scottsdale-az-154920.md)) | 154920 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Fixed fee |
| [Bridgeport Financial Solutions](https://advisorcensus.com/firm/bridgeport-financial-solutions-phoenix-az-325485) ([md](https://advisorcensus.com/firm/bridgeport-financial-solutions-phoenix-az-325485.md)) | 325485 | Phoenix, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 3 | % of assets, Hourly, Fixed fee, Other |
| [Brightguide Financial](https://advisorcensus.com/firm/brightguide-financial-gilbert-az-339155) ([md](https://advisorcensus.com/firm/brightguide-financial-gilbert-az-339155.md)) | 339155 | Gilbert, AZ | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Brio Financial Planning](https://advisorcensus.com/firm/brio-financial-planning-prescott-az-159180) ([md](https://advisorcensus.com/firm/brio-financial-planning-prescott-az-159180.md)) | 159180 | Prescott, AZ | State-registered investment adviser | $25 million to $100 million | 14 | Fixed fee |
| [Brock Asset Management](https://advisorcensus.com/firm/brock-asset-management-gilbert-az-116791) ([md](https://advisorcensus.com/firm/brock-asset-management-gilbert-az-116791.md)) | 116791 | Gilbert, AZ | State-registered investment adviser | $25 million to $100 million | 14 | % of assets |
| [Brookwood Investment Group](https://advisorcensus.com/firm/brookwood-investment-group-phoenix-az-316544) ([md](https://advisorcensus.com/firm/brookwood-investment-group-phoenix-az-316544.md)) | 316544 | Phoenix, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 4 | % of assets, Hourly, Fixed fee |

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## Questions people ask

**How many financial advisory firms are there in Arizona?**
AdvisorCensus lists 672 investment advisory firms with a principal office in Arizona, from Form ADV filings as of October 2026: 217 SEC-registered, 422 state-registered, and 33 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Arizona?**
224 of the 672 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Arizona offer financial planning?**
460 of the 639 firms in Arizona that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Arizona fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 224 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Arizona](https://advisorcensus.com/advisors/az) (https://advisorcensus.com/advisors/az.md)
- [Fee-only financial advisors in Arizona](https://advisorcensus.com/advisors/az/fee-only) (https://advisorcensus.com/advisors/az/fee-only.md)
- [Flat-fee financial advisors in Arizona](https://advisorcensus.com/advisors/az/flat-fee) (https://advisorcensus.com/advisors/az/flat-fee.md)
- [Hourly financial advisors in Arizona](https://advisorcensus.com/advisors/az/hourly) (https://advisorcensus.com/advisors/az/hourly.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/az.csv

Cite as: AdvisorCensus. Financial advisors in Arizona: 672 firms from Form ADV filings as of October 2026.