# Financial advisors in Arizona

> AdvisorCensus lists 672 investment advisory firms with a principal office in Arizona, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/az/page/12

## At a glance

- Investment advisory firms: 672
- Registration: SEC-registered investment adviser: 217, State-registered investment adviser: 422, Exempt reporting adviser: 33
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 224 (35%); Percentage of assets 575 (90%); Hourly charges 318 (50%); Subscription fees (newsletter or periodical) 13 (2%); Fixed fees 358 (56%); Commissions 10 (2%); Performance-based fees 56 (9%); Other 92 (14%); No compensation arrangements reported 33
- Regulatory assets under management (Item 5.F): Under $25 million 250 (37%); $25 million to $100 million 131 (19%); $100 million to $500 million 143 (21%); $500 million to $1 billion 19 (3%); $1 billion to $5 billion 25 (4%); Over $5 billion 12 (2%); Not reported 92 (14%)
- Years registered: Under 5 years 268 (40%); 5 to 9 years 157 (23%); 10 to 19 years 162 (24%); 20 years or more 80 (12%); Not reported 5 (1%)

## Firms (page 12 of 14, 551 to 600 of 672, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [Swiss American Asset Management](https://advisorcensus.com/firm/swiss-american-asset-management-glendale-az-309852) ([md](https://advisorcensus.com/firm/swiss-american-asset-management-glendale-az-309852.md)) | 309852 | Glendale, AZ | State-registered investment adviser | Under $25 million | 6 | % of assets |
| [Synchravest LLC](https://advisorcensus.com/firm/synchravest-llc-scottsdale-az-343653) ([md](https://advisorcensus.com/firm/synchravest-llc-scottsdale-az-343653.md)) | 343653 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 0 | % of assets, Performance fee |
| [T.A. Salomon Asset Management PLLC](https://advisorcensus.com/firm/t-a-salomon-asset-management-pllc-167546) ([md](https://advisorcensus.com/firm/t-a-salomon-asset-management-pllc-167546.md)) | 167546 | Not reported, Not reported | State-registered investment adviser | $25 million to $100 million | 13 | % of assets |
| [Tabar Gaul LLC](https://advisorcensus.com/firm/tabar-gaul-llc-169221) ([md](https://advisorcensus.com/firm/tabar-gaul-llc-169221.md)) | 169221 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 12 | % of assets, Hourly |
| [Tactical Tax Wealth Management](https://advisorcensus.com/firm/tactical-tax-wealth-management-phoenix-az-325242) ([md](https://advisorcensus.com/firm/tactical-tax-wealth-management-phoenix-az-325242.md)) | 325242 | Phoenix, AZ | State-registered investment adviser | $25 million to $100 million | 3 | % of assets, Hourly, Fixed fee |
| [Tandem Wealth Advisors](https://advisorcensus.com/firm/tandem-wealth-advisors-phoenix-az-157794) ([md](https://advisorcensus.com/firm/tandem-wealth-advisors-phoenix-az-157794.md)) | 157794 | Phoenix, AZ | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Fixed fee |
| [Tarascio Financial Planning, LLC](https://advisorcensus.com/firm/tarascio-financial-planning-llc-mesa-az-313228) ([md](https://advisorcensus.com/firm/tarascio-financial-planning-llc-mesa-az-313228.md)) | 313228 | Mesa, AZ | State-registered investment adviser | Under $25 million | 5 | % of assets, Fixed fee, Other |
| [Taurum Retirement Partners, LLC](https://advisorcensus.com/firm/taurum-retirement-partners-llc-mesa-az-282017) ([md](https://advisorcensus.com/firm/taurum-retirement-partners-llc-mesa-az-282017.md)) | 282017 | Mesa, AZ | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Other |
| [Taylor Advisory Group](https://advisorcensus.com/firm/taylor-advisory-group-scottsdale-az-288437) ([md](https://advisorcensus.com/firm/taylor-advisory-group-scottsdale-az-288437.md)) | 288437 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 9 | % of assets, Hourly, Fixed fee, Other |
| [Taylor Frigon Capital Management LLC](https://advisorcensus.com/firm/taylor-frigon-capital-management-llc-scottsdale-az-142617) ([md](https://advisorcensus.com/firm/taylor-frigon-capital-management-llc-scottsdale-az-142617.md)) | 142617 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 19 | % of assets, Performance fee |
| [Taylor Frigon Family Office, LLC](https://advisorcensus.com/firm/taylor-frigon-family-office-llc-scottsdale-az-323249) ([md](https://advisorcensus.com/firm/taylor-frigon-family-office-llc-scottsdale-az-323249.md)) | 323249 | Scottsdale, AZ | SEC-registered investment adviser | Under $25 million | 3 | % of assets |
| [TCI Wealth Advisors, Inc.](https://advisorcensus.com/firm/tci-wealth-advisors-inc-tucson-az-107373) ([md](https://advisorcensus.com/firm/tci-wealth-advisors-inc-tucson-az-107373.md)) | 107373 | Tucson, AZ | SEC-registered investment adviser | Over $5 billion | 36 | % of assets, Hourly, Fixed fee |
| [TED C. Earle](https://advisorcensus.com/firm/ted-c-earle-tucson-az-116672) ([md](https://advisorcensus.com/firm/ted-c-earle-tucson-az-116672.md)) | 116672 | Tucson, AZ | State-registered investment adviser | Under $25 million | 32 | % of assets |
| [Tehrani Wealth Management, LLC](https://advisorcensus.com/firm/tehrani-wealth-management-llc-phoenix-az-155802) ([md](https://advisorcensus.com/firm/tehrani-wealth-management-llc-phoenix-az-155802.md)) | 155802 | Phoenix, AZ | State-registered investment adviser | $25 million to $100 million | 14 | % of assets |
| [Templeton Financial Services Inc.](https://advisorcensus.com/firm/templeton-financial-services-inc-chandler-az-128240) ([md](https://advisorcensus.com/firm/templeton-financial-services-inc-chandler-az-128240.md)) | 128240 | Chandler, AZ | SEC-registered investment adviser | $100 million to $500 million | 20 | % of assets |
| [Tetrant Financial](https://advisorcensus.com/firm/tetrant-financial-gilbert-az-150985) ([md](https://advisorcensus.com/firm/tetrant-financial-gilbert-az-150985.md)) | 150985 | Gilbert, AZ | State-registered investment adviser | Under $25 million | 17 | % of assets |
| [TFO Family Office Partners](https://advisorcensus.com/firm/tfo-family-office-partners-phoenix-az-159440) ([md](https://advisorcensus.com/firm/tfo-family-office-partners-phoenix-az-159440.md)) | 159440 | Phoenix, AZ | SEC-registered investment adviser | Over $5 billion | 14 | % of assets, Hourly, Fixed fee, Other |
| [The Aurora Project LLC](https://advisorcensus.com/firm/the-aurora-project-llc-scottsdale-az-340611) ([md](https://advisorcensus.com/firm/the-aurora-project-llc-scottsdale-az-340611.md)) | 340611 | Scottsdale, AZ | Exempt reporting adviser | Not reported | 0 | Not reported |
| [The Balance of Trade](https://advisorcensus.com/firm/the-balance-of-trade-291982) ([md](https://advisorcensus.com/firm/the-balance-of-trade-291982.md)) | 291982 | Not reported, Not reported | State-registered investment adviser | Not reported | 3 | Hourly, Subscription, Other |
| [The Coleridge Group LLC](https://advisorcensus.com/firm/the-coleridge-group-llc-phoenix-az-108335) ([md](https://advisorcensus.com/firm/the-coleridge-group-llc-phoenix-az-108335.md)) | 108335 | Phoenix, AZ | State-registered investment adviser | $25 million to $100 million | 13 | Hourly, Fixed fee |
| [The Elliott Group](https://advisorcensus.com/firm/the-elliott-group-168512) ([md](https://advisorcensus.com/firm/the-elliott-group-168512.md)) | 168512 | Not reported, Not reported | State-registered investment adviser | Not reported | 13 | Fixed fee, Other |
| [The Financial Chase LLC](https://advisorcensus.com/firm/the-financial-chase-llc-phoenix-az-174512) ([md](https://advisorcensus.com/firm/the-financial-chase-llc-phoenix-az-174512.md)) | 174512 | Phoenix, AZ | State-registered investment adviser | Under $25 million | 8 | % of assets, Hourly, Fixed fee |
| [The Getzen Group, Inc.](https://advisorcensus.com/firm/the-getzen-group-inc-scottsdale-az-117700) ([md](https://advisorcensus.com/firm/the-getzen-group-inc-scottsdale-az-117700.md)) | 117700 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 29 | % of assets, Hourly, Fixed fee |
| [The Innes Associates, Ltd.](https://advisorcensus.com/firm/the-innes-associates-ltd-tempe-az-117326) ([md](https://advisorcensus.com/firm/the-innes-associates-ltd-tempe-az-117326.md)) | 117326 | Tempe, AZ | State-registered investment adviser | Under $25 million | 28 | % of assets, Hourly, Fixed fee |
| [The Ivy League Advisory Group, LLC](https://advisorcensus.com/firm/the-ivy-league-advisory-group-llc-san-tan-valley-az-172730) ([md](https://advisorcensus.com/firm/the-ivy-league-advisory-group-llc-san-tan-valley-az-172730.md)) | 172730 | San Tan Valley, AZ | State-registered investment adviser | $25 million to $100 million | 11 | % of assets, Hourly, Fixed fee, Other |
| [The Linkous Group, Ltd.](https://advisorcensus.com/firm/the-linkous-group-ltd-fountain-hills-az-122557) ([md](https://advisorcensus.com/firm/the-linkous-group-ltd-fountain-hills-az-122557.md)) | 122557 | Fountain Hills, AZ | State-registered investment adviser | $25 million to $100 million | 23 | % of assets, Hourly, Fixed fee |
| [The Money and Values Group](https://advisorcensus.com/firm/the-money-and-values-group-prescott-az-340171) ([md](https://advisorcensus.com/firm/the-money-and-values-group-prescott-az-340171.md)) | 340171 | Prescott, AZ | State-registered investment adviser | Under $25 million | 0 | % of assets, Hourly, Fixed fee |
| [The Planning Associates, Inc.](https://advisorcensus.com/firm/the-planning-associates-inc-phoenix-az-121808) ([md](https://advisorcensus.com/firm/the-planning-associates-inc-phoenix-az-121808.md)) | 121808 | Phoenix, AZ | State-registered investment adviser | $25 million to $100 million | 21 | % of assets, Hourly, Fixed fee |
| [Think Wealth Advisory, LLC](https://advisorcensus.com/firm/think-wealth-advisory-llc-scottsdale-az-153492) ([md](https://advisorcensus.com/firm/think-wealth-advisory-llc-scottsdale-az-153492.md)) | 153492 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 15 | % of assets, Hourly, Fixed fee, Other |
| [Third Stanza Group](https://advisorcensus.com/firm/third-stanza-group-phoenix-az-337630) ([md](https://advisorcensus.com/firm/third-stanza-group-phoenix-az-337630.md)) | 337630 | Phoenix, AZ | State-registered investment adviser | Under $25 million | 1 | % of assets |
| [Thomas Capital Management, LLC](https://advisorcensus.com/firm/thomas-capital-management-llc-113830) ([md](https://advisorcensus.com/firm/thomas-capital-management-llc-113830.md)) | 113830 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 26 | % of assets |
| [Tiebreak Asset Management, LLC](https://advisorcensus.com/firm/tiebreak-asset-management-llc-313097) ([md](https://advisorcensus.com/firm/tiebreak-asset-management-llc-313097.md)) | 313097 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 4 | Performance fee, Other |
| [Titan Capital Management](https://advisorcensus.com/firm/titan-capital-management-scottsdale-az-319447) ([md](https://advisorcensus.com/firm/titan-capital-management-scottsdale-az-319447.md)) | 319447 | Scottsdale, AZ | SEC-registered investment adviser | $25 million to $100 million | 4 | % of assets, Fixed fee, Performance fee |
| [Tony Chrampanis & Co., L.L.C.](https://advisorcensus.com/firm/tony-chrampanis-and-co-l-l-c-133254) ([md](https://advisorcensus.com/firm/tony-chrampanis-and-co-l-l-c-133254.md)) | 133254 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 21 | % of assets |
| [Torch Hill Investment Partners](https://advisorcensus.com/firm/torch-hill-investment-partners-chandler-az-161433) ([md](https://advisorcensus.com/firm/torch-hill-investment-partners-chandler-az-161433.md)) | 161433 | Chandler, AZ | Exempt reporting adviser | Not reported | 14 | Not reported |
| [Tortoise Wealth Management](https://advisorcensus.com/firm/tortoise-wealth-management-tempe-az-332492) ([md](https://advisorcensus.com/firm/tortoise-wealth-management-tempe-az-332492.md)) | 332492 | Tempe, AZ | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly, Fixed fee |
| [Total Investment Management, Inc.](https://advisorcensus.com/firm/total-investment-management-inc-scottsdale-az-108818) ([md](https://advisorcensus.com/firm/total-investment-management-inc-scottsdale-az-108818.md)) | 108818 | Scottsdale, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 17 | % of assets, Subscription, Fixed fee |
| [Trajan Wealth, L.L.C.](https://advisorcensus.com/firm/trajan-wealth-l-l-c-scottsdale-az-158847) ([md](https://advisorcensus.com/firm/trajan-wealth-l-l-c-scottsdale-az-158847.md)) | 158847 | Scottsdale, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 11 | % of assets, Performance fee |
| [Transcend Advisor Inc.](https://advisorcensus.com/firm/transcend-advisor-inc-328253) ([md](https://advisorcensus.com/firm/transcend-advisor-inc-328253.md)) | 328253 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 2 | % of assets, Hourly |
| [Transition Family Wealth](https://advisorcensus.com/firm/transition-family-wealth-331328) ([md](https://advisorcensus.com/firm/transition-family-wealth-331328.md)) | 331328 | Not reported, Not reported | State-registered investment adviser | Under $25 million | 2 | % of assets, Fixed fee |
| [Transition Financial Advisors Group, LLC](https://advisorcensus.com/firm/transition-financial-advisors-group-llc-gilbert-az-116089) ([md](https://advisorcensus.com/firm/transition-financial-advisors-group-llc-gilbert-az-116089.md)) | 116089 | Gilbert, AZ | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee |
| [Treasure Investment Management, LLC](https://advisorcensus.com/firm/treasure-investment-management-llc-scottsdale-az-309258) ([md](https://advisorcensus.com/firm/treasure-investment-management-llc-scottsdale-az-309258.md)) | 309258 | Scottsdale, AZ | SEC-registered investment adviser | $100 million to $500 million | 5 | % of assets |
| [Treiberg Wealth Management](https://advisorcensus.com/firm/treiberg-wealth-management-tucson-az-284140) ([md](https://advisorcensus.com/firm/treiberg-wealth-management-tucson-az-284140.md)) | 284140 | Tucson, AZ | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets, Hourly, Fixed fee |
| [Trek Financial](https://advisorcensus.com/firm/trek-financial-scottsdale-az-109376) ([md](https://advisorcensus.com/firm/trek-financial-scottsdale-az-109376.md)) | 109376 | Scottsdale, AZ | SEC-registered investment adviser | $1 billion to $5 billion | 25 | % of assets, Hourly, Fixed fee |
| [Tribeca Financial, LLC](https://advisorcensus.com/firm/tribeca-financial-llc-mesa-az-113245) ([md](https://advisorcensus.com/firm/tribeca-financial-llc-mesa-az-113245.md)) | 113245 | Mesa, AZ | SEC-registered investment adviser | $100 million to $500 million | 25 | % of assets, Other |
| [Trident Wealth Management, LLC](https://advisorcensus.com/firm/trident-wealth-management-llc-scottsdale-az-142636) ([md](https://advisorcensus.com/firm/trident-wealth-management-llc-scottsdale-az-142636.md)) | 142636 | Scottsdale, AZ | State-registered investment adviser | Under $25 million | 19 | % of assets |
| [Trinity Capital Adviser LLC](https://advisorcensus.com/firm/trinity-capital-adviser-llc-phoenix-az-326133) ([md](https://advisorcensus.com/firm/trinity-capital-adviser-llc-phoenix-az-326133.md)) | 326133 | Phoenix, AZ | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Performance fee |
| [Triton Wealth Management, PLLC](https://advisorcensus.com/firm/triton-wealth-management-pllc-sun-city-az-291070) ([md](https://advisorcensus.com/firm/triton-wealth-management-pllc-sun-city-az-291070.md)) | 291070 | Sun City, AZ | SEC-registered investment adviser | $100 million to $500 million | 7 | % of assets |
| [Trivera Wealth Management, LLC](https://advisorcensus.com/firm/trivera-wealth-management-llc-tucson-az-343450) ([md](https://advisorcensus.com/firm/trivera-wealth-management-llc-tucson-az-343450.md)) | 343450 | Tucson, AZ | SEC-registered investment adviser | Under $25 million | 0 | % of assets |
| [Trondheim Capital, LLC](https://advisorcensus.com/firm/trondheim-capital-llc-scottsdale-az-152843) ([md](https://advisorcensus.com/firm/trondheim-capital-llc-scottsdale-az-152843.md)) | 152843 | Scottsdale, AZ | State-registered investment adviser | $25 million to $100 million | 16 | % of assets, Performance fee |

- Previous page: https://advisorcensus.com/advisors/az/page/11.md
- Next page: https://advisorcensus.com/advisors/az/page/13.md

## Questions people ask

**How many financial advisory firms are there in Arizona?**
AdvisorCensus lists 672 investment advisory firms with a principal office in Arizona, from Form ADV filings as of October 2026: 217 SEC-registered, 422 state-registered, and 33 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Arizona?**
224 of the 672 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Arizona offer financial planning?**
460 of the 639 firms in Arizona that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Arizona fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 224 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Arizona](https://advisorcensus.com/advisors/az) (https://advisorcensus.com/advisors/az.md)
- [Fee-only financial advisors in Arizona](https://advisorcensus.com/advisors/az/fee-only) (https://advisorcensus.com/advisors/az/fee-only.md)
- [Flat-fee financial advisors in Arizona](https://advisorcensus.com/advisors/az/flat-fee) (https://advisorcensus.com/advisors/az/flat-fee.md)
- [Hourly financial advisors in Arizona](https://advisorcensus.com/advisors/az/hourly) (https://advisorcensus.com/advisors/az/hourly.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/az.csv

Cite as: AdvisorCensus. Financial advisors in Arizona: 672 firms from Form ADV filings as of October 2026.