{ "path": "/advisors/az/fee-only", "url": "https://advisorcensus.com/advisors/az/fee-only/page/4", "page_type": "state_fee", "title": "Fee-only financial advisors in Arizona", "filters": {}, "scope_total": 224, "faq": [ { "q": "How many financial advisory firms are there in Arizona?", "a": "AdvisorCensus lists 672 investment advisory firms with a principal office in Arizona, from Form ADV filings as of October 2026: 217 SEC-registered, 422 state-registered, and 33 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Arizona?", "a": "224 of the 672 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Arizona offer financial planning?", "a": "460 of the 639 firms in Arizona that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Arizona fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 224 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "Find financial advisors in Arizona who are paid only by client fees. AdvisorCensus lists 224 investment advisory firms with a principal office in Arizona that meet AdvisorCensus's fee-only test: paid only by client fees on Form ADV Item 5.E, with no employee registered with a broker-dealer or licensed as an insurance agent, no brokerage, insurance, or real estate sales business or related company, and no referral fees from others, as of October 2026. Firms are listed alphabetically. Sort by years registered or by assets under management, and see how this page is built below.", "about_market": null, "citation": "AdvisorCensus. Fee-only financial advisors in Arizona: 224 firms from Form ADV filings as of October 2026.", "total_firms": 224, "page": 4, "total_pages": 5, "sort": "name", "registration_types": { "sec": 53, "state": 171, "exempt": 0 }, "fee_model_mix": [ { "code": "fee-only", "count": 224 }, { "code": "percentage_of_aum", "count": 206 }, { "code": "hourly", "count": 108 }, { "code": "subscription", "count": 3 }, { "code": "fixed", "count": 122 }, { "code": "commissions", "count": 0 }, { "code": "performance_based", "count": 0 }, { "code": "other", "count": 0 }, { "code": "not_reported", "count": 0 } ], "years_registered_distribution": [ { "code": "under_5", "count": 86 }, { "code": "5_to_9", "count": 41 }, { "code": "10_to_19", "count": 63 }, { "code": "20_plus", "count": 33 }, { "code": "not_reported", "count": 1 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 118 }, { "code": "25m_100m", "count": 45 }, { "code": "100m_500m", "count": 37 }, { "code": "500m_1b", "count": 7 }, { "code": "1b_5b", "count": 7 }, { "code": "over_5b", "count": 1 }, { "code": "not_reported", "count": 9 } ], "firms": [ { "crd_number": 283230, "name": "Purple Mountain Investment Advisors LLC", "name_as_filed": "PURPLE MOUNTAIN INVESTMENT ADVISORS LLC", "url": "https://advisorcensus.com/firm/purple-mountain-investment-advisors-llc-283230", "city": null, "state": null, "years_registered": 10, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "subscription" ], "enhanced": false }, { "crd_number": 115994, "name": "R.H. Investment Group, LLC", "name_as_filed": "R.H. INVESTMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/r-h-investment-group-llc-scottsdale-az-115994", "city": "Scottsdale", "state": "AZ", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 333604, "name": "Raymond John Management LLC", "name_as_filed": "RAYMOND JOHN MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/raymond-john-management-llc-333604", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 298189, "name": "RD Kelley Financial Group", "name_as_filed": "RD KELLEY FINANCIAL GROUP", "url": "https://advisorcensus.com/firm/rd-kelley-financial-group-298189", "city": null, "state": null, "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 323834, "name": "Reach One Teach One Financial", "name_as_filed": "REACH ONE TEACH ONE FINANCIAL", "url": "https://advisorcensus.com/firm/reach-one-teach-one-financial-phoenix-az-323834", "city": "Phoenix", "state": "AZ", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 339527, "name": "Read Financial Services LLC", "name_as_filed": "READ FINANCIAL SERVICES LLC", "url": "https://advisorcensus.com/firm/read-financial-services-llc-339527", "city": null, "state": null, "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 131836, "name": "RHG Advisors LLC", "name_as_filed": "RHG ADVISORS LLC", "url": "https://advisorcensus.com/firm/rhg-advisors-llc-131836", "city": null, "state": null, "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 115498, "name": "Rich Capital Management", "name_as_filed": "RICH CAPITAL MANAGEMENT", "url": "https://advisorcensus.com/firm/rich-capital-management-115498", "city": null, "state": null, "years_registered": 23, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 309222, "name": "Rising Sun Investment Advisers", "name_as_filed": "RISING SUN INVESTMENT ADVISERS", "url": "https://advisorcensus.com/firm/rising-sun-investment-advisers-tucson-az-309222", "city": "Tucson", "state": "AZ", "years_registered": 6, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 125676, "name": "RJ Pace Financial", "name_as_filed": "RJ PACE FINANCIAL", "url": "https://advisorcensus.com/firm/rj-pace-financial-glendale-az-125676", "city": "Glendale", "state": "AZ", "years_registered": 23, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 148650, "name": "RMH Investment Management, LLC", "name_as_filed": "RMH INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/rmh-investment-management-llc-tucson-az-148650", "city": "Tucson", "state": "AZ", "years_registered": 17, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 123566, "name": "Rockford Asset Management LLC", "name_as_filed": "ROCKFORD ASSET MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/rockford-asset-management-llc-anthem-az-123566", "city": "Anthem", "state": "AZ", "years_registered": 9, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 300829, "name": "RRO Capital, LLC", "name_as_filed": "RRO CAPITAL, LLC", "url": "https://advisorcensus.com/firm/rro-capital-llc-300829", "city": null, "state": null, "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 343892, "name": "Sage Saguaro Financial Planning", "name_as_filed": "SAGE SAGUARO FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/sage-saguaro-financial-planning-glendale-az-343892", "city": "Glendale", "state": "AZ", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 175365, "name": "Savevest, LLC", "name_as_filed": "SAVEVEST, LLC", "url": "https://advisorcensus.com/firm/savevest-llc-175365", "city": null, "state": null, "years_registered": 11, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 308391, "name": "SBC Investment Management, LLC", "name_as_filed": "SBC INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sbc-investment-management-llc-scottsdale-az-308391", "city": "Scottsdale", "state": "AZ", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 290482, "name": "SCT Wealth Management, LLC", "name_as_filed": "SCT WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sct-wealth-management-llc-290482", "city": null, "state": null, "years_registered": 8, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 112142, "name": "SEM Wealth Management", "name_as_filed": "SEM WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/sem-wealth-management-tucson-az-112142", "city": "Tucson", "state": "AZ", "years_registered": 28, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 128079, "name": "Sensible Investment Strategies, LLC", "name_as_filed": "SENSIBLE INVESTMENT STRATEGIES, LLC", "url": "https://advisorcensus.com/firm/sensible-investment-strategies-llc-128079", "city": null, "state": null, "years_registered": 23, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 158641, "name": "Sensible Money, LLC", "name_as_filed": "SENSIBLE MONEY, LLC", "url": "https://advisorcensus.com/firm/sensible-money-llc-scottsdale-az-158641", "city": "Scottsdale", "state": "AZ", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 343763, "name": "Sequel Capital Management, LLC", "name_as_filed": "SEQUEL CAPITAL MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sequel-capital-management-llc-scottsdale-az-343763", "city": "Scottsdale", "state": "AZ", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 326033, "name": "Singh PWM LLC", "name_as_filed": "SINGH PWM LLC", "url": "https://advisorcensus.com/firm/singh-pwm-llc-326033", "city": null, "state": null, "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 323310, "name": "Smartalpha Wealth Advisors LLC", "name_as_filed": "SMARTALPHA WEALTH ADVISORS LLC", "url": "https://advisorcensus.com/firm/smartalpha-wealth-advisors-llc-323310", "city": null, "state": null, "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 151830, "name": "Solitude Canyon Investment Advisors, LLC", "name_as_filed": "SOLITUDE CANYON INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/solitude-canyon-investment-advisors-llc-151830", "city": null, "state": null, "years_registered": 16, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 139527, "name": "Sonoran Capital Management LLC", "name_as_filed": "SONORAN CAPITAL MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/sonoran-capital-management-llc-139527", "city": null, "state": null, "years_registered": 20, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 312822, "name": "Southern Pacific Asset Management L.L.C.", "name_as_filed": "SOUTHERN PACIFIC ASSET MANAGEMENT L.L.C.", "url": "https://advisorcensus.com/firm/southern-pacific-asset-management-l-l-c-yuma-az-312822", "city": "Yuma", "state": "AZ", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 149040, "name": "Sovereign Investment Advisors LLC", "name_as_filed": "SOVEREIGN INVESTMENT ADVISORS LLC", "url": "https://advisorcensus.com/firm/sovereign-investment-advisors-llc-phoenix-az-149040", "city": "Phoenix", "state": "AZ", "years_registered": 11, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 285932, "name": "Spahn Wealth & Retirement LLC", "name_as_filed": "SPAHN WEALTH & RETIREMENT LLC", "url": "https://advisorcensus.com/firm/spahn-wealth-and-retirement-llc-scottsdale-az-285932", "city": "Scottsdale", "state": "AZ", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 166126, "name": "Springsteel Investment Advisors, LLC", "name_as_filed": "SPRINGSTEEL INVESTMENT ADVISORS, LLC", "url": "https://advisorcensus.com/firm/springsteel-investment-advisors-llc-phoenix-az-166126", "city": "Phoenix", "state": "AZ", "years_registered": 13, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 305155, "name": "Standpoint Asset Management, LLC", "name_as_filed": "STANDPOINT ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/standpoint-asset-management-llc-scottsdale-az-305155", "city": "Scottsdale", "state": "AZ", "years_registered": 7, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 112923, "name": "Sterling Investment Management, LLC", "name_as_filed": "STERLING INVESTMENT MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sterling-investment-management-llc-tucson-az-112923", "city": "Tucson", "state": "AZ", "years_registered": 30, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 130015, "name": "Stonewall Equities, Ltd.", "name_as_filed": "STONEWALL EQUITIES, LTD.", "url": "https://advisorcensus.com/firm/stonewall-equities-ltd-130015", "city": null, "state": null, "years_registered": 10, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 114167, "name": "Strategic Wealth Advisors, LLC", "name_as_filed": "STRATEGIC WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/strategic-wealth-advisors-llc-scottsdale-az-114167", "city": "Scottsdale", "state": "AZ", "years_registered": 22, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 332785, "name": "Studioi, LLC", "name_as_filed": "STUDIOI, LLC", "url": "https://advisorcensus.com/firm/studioi-llc-332785", "city": null, "state": null, "years_registered": 2, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 338008, "name": "Styra Wealth Management", "name_as_filed": "STYRA WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/styra-wealth-management-338008", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 120385, "name": "Sunrise Wealth Management, LLC", "name_as_filed": "SUNRISE WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/sunrise-wealth-management-llc-tucson-az-120385", "city": "Tucson", "state": "AZ", "years_registered": 24, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 318700, "name": "Suttle Crossland Wealth Advisors, LLC", "name_as_filed": "SUTTLE CROSSLAND WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/suttle-crossland-wealth-advisors-llc-scottsdale-az-318700", "city": "Scottsdale", "state": "AZ", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 167546, "name": "T.A. Salomon Asset Management PLLC", "name_as_filed": "T.A. SALOMON ASSET MANAGEMENT PLLC", "url": "https://advisorcensus.com/firm/t-a-salomon-asset-management-pllc-167546", "city": null, "state": null, "years_registered": 13, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 169221, "name": "Tabar Gaul LLC", "name_as_filed": "TABAR GAUL LLC", "url": "https://advisorcensus.com/firm/tabar-gaul-llc-169221", "city": null, "state": null, "years_registered": 12, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 157794, "name": "Tandem Wealth Advisors", "name_as_filed": "TANDEM WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/tandem-wealth-advisors-phoenix-az-157794", "city": "Phoenix", "state": "AZ", "years_registered": 7, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 323249, "name": "Taylor Frigon Family Office, LLC", "name_as_filed": "TAYLOR FRIGON FAMILY OFFICE, LLC", "url": "https://advisorcensus.com/firm/taylor-frigon-family-office-llc-scottsdale-az-323249", "city": "Scottsdale", "state": "AZ", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 107373, "name": "TCI Wealth Advisors, Inc.", "name_as_filed": "TCI WEALTH ADVISORS, INC.", "url": "https://advisorcensus.com/firm/tci-wealth-advisors-inc-tucson-az-107373", "city": "Tucson", "state": "AZ", "years_registered": 36, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 116672, "name": "TED C. Earle", "name_as_filed": "TED C. 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