{ "path": "/advisors/ar", "url": "https://advisorcensus.com/advisors/ar/page/3", "page_type": "state", "title": "Financial advisors in Arkansas", "filters": {}, "scope_total": 134, "faq": [ { "q": "How many financial advisory firms are there in Arkansas?", "a": "AdvisorCensus lists 134 investment advisory firms with a principal office in Arkansas, from Form ADV filings as of October 2026: 58 SEC-registered, 71 state-registered, and 5 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Arkansas?", "a": "47 of the 134 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Arkansas offer financial planning?", "a": "88 of the 129 firms in Arkansas that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Arkansas fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 47 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 134 investment advisory firms with a principal office in Arkansas, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Arkansas: 134 firms from Form ADV filings as of October 2026.", "total_firms": 134, "page": 3, "total_pages": 3, "sort": "name", "registration_types": { "sec": 58, "state": 71, "exempt": 5 }, "fee_model_mix": [ { "code": "fee-only", "count": 47 }, { "code": "percentage_of_aum", "count": 121 }, { "code": "hourly", "count": 58 }, { "code": "subscription", "count": 1 }, { "code": "fixed", "count": 62 }, { "code": "commissions", "count": 3 }, { "code": "performance_based", "count": 11 }, { "code": "other", "count": 8 }, { "code": "not_reported", "count": 5 } ], "years_registered_distribution": [ { "code": "under_5", "count": 60 }, { "code": "5_to_9", "count": 27 }, { "code": "10_to_19", "count": 26 }, { "code": "20_plus", "count": 20 }, { "code": "not_reported", "count": 1 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 39 }, { "code": "25m_100m", "count": 28 }, { "code": "100m_500m", "count": 36 }, { "code": "500m_1b", "count": 8 }, { "code": "1b_5b", "count": 10 }, { "code": "over_5b", "count": 2 }, { "code": "not_reported", "count": 11 } ], "firms": [ { "crd_number": 307113, "name": "Round Table Financial", "name_as_filed": "ROUND TABLE FINANCIAL", "url": "https://advisorcensus.com/firm/round-table-financial-little-rock-ar-307113", "city": "Little Rock", "state": "AR", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 332588, "name": "Signalup Wealth, LLC", "name_as_filed": "SIGNALUP WEALTH, LLC", "url": "https://advisorcensus.com/firm/signalup-wealth-llc-fayetteville-ar-332588", "city": "Fayetteville", "state": "AR", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 300582, "name": "Sound Capital", "name_as_filed": "SOUND CAPITAL", "url": "https://advisorcensus.com/firm/sound-capital-300582", "city": null, "state": null, "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 311952, "name": "South Harbor Management LLC", "name_as_filed": "SOUTH HARBOR MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/south-harbor-management-llc-little-rock-ar-311952", "city": "Little Rock", "state": "AR", "years_registered": null, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 313108, "name": "Sovereign Capital LLC", "name_as_filed": "SOVEREIGN CAPITAL LLC", "url": "https://advisorcensus.com/firm/sovereign-capital-llc-313108", "city": null, "state": null, "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 127145, "name": "Sowell Management", "name_as_filed": "SOWELL MANAGEMENT", "url": "https://advisorcensus.com/firm/sowell-management-north-little-rock-ar-127145", "city": "North Little Rock", "state": "AR", "years_registered": 21, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 312505, "name": "Spicer Capital", "name_as_filed": "SPICER CAPITAL", "url": "https://advisorcensus.com/firm/spicer-capital-312505", "city": null, "state": null, "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "commissions" ], "enhanced": false }, { "crd_number": 307770, "name": "ST Bernard Asset Management, Inc.", "name_as_filed": "ST BERNARD ASSET MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/st-bernard-asset-management-inc-russellville-ar-307770", "city": "Russellville", "state": "AR", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 36956, "name": "ST. Bernard Financial Services, Inc.", "name_as_filed": "ST. BERNARD FINANCIAL SERVICES, INC.", "url": "https://advisorcensus.com/firm/st-bernard-financial-services-inc-russellville-ar-36956", "city": "Russellville", "state": "AR", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 3496, "name": "Stephens", "name_as_filed": "STEPHENS", "url": "https://advisorcensus.com/firm/stephens-little-rock-ar-3496", "city": "Little Rock", "state": "AR", "years_registered": 46, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "commissions", "performance_based" ], "enhanced": false }, { "crd_number": 288981, "name": "Stephens Group Asset Management, LLC", "name_as_filed": "STEPHENS GROUP ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/stephens-group-asset-management-llc-little-rock-ar-288981", "city": "Little Rock", "state": "AR", "years_registered": 9, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 136369, "name": "Stephens Investment Management Group, LLC", "name_as_filed": "STEPHENS INVESTMENT MANAGEMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/stephens-investment-management-group-llc-little-rock-ar-136369", "city": "Little Rock", "state": "AR", "years_registered": 21, "raum_band": "over_5b", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 290752, "name": "Steve Chastain Wealth Management LLC", "name_as_filed": "STEVE CHASTAIN WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/steve-chastain-wealth-management-llc-rogers-ar-290752", "city": "Rogers", "state": "AR", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 297529, "name": "Stoffel Financial Advisor'S, LLC", "name_as_filed": "STOFFEL FINANCIAL ADVISOR'S, LLC", "url": "https://advisorcensus.com/firm/stoffel-financial-advisor-s-llc-little-rock-ar-297529", "city": "Little Rock", "state": "AR", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 292882, "name": "Strongtower Wealth Management, PLC", "name_as_filed": "STRONGTOWER WEALTH MANAGEMENT, PLC", "url": "https://advisorcensus.com/firm/strongtower-wealth-management-plc-hot-springs-ar-292882", "city": "Hot Springs", "state": "AR", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 293069, "name": "Summerhill & Co., LLC", "name_as_filed": "SUMMERHILL & CO., LLC", "url": "https://advisorcensus.com/firm/summerhill-and-co-llc-293069", "city": null, "state": null, "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 284579, "name": "Sylamore Investments LLC", "name_as_filed": "SYLAMORE INVESTMENTS LLC", "url": "https://advisorcensus.com/firm/sylamore-investments-llc-mountain-view-ar-284579", "city": "Mountain View", "state": "AR", "years_registered": 10, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 324486, "name": "Taurus Financial Planning", "name_as_filed": "TAURUS FINANCIAL PLANNING", "url": "https://advisorcensus.com/firm/taurus-financial-planning-324486", "city": null, "state": null, "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "subscription", "fixed" ], "enhanced": false }, { "crd_number": 333039, "name": "Tekton Wealth Advisors", "name_as_filed": "TEKTON WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/tekton-wealth-advisors-lowell-ar-333039", "city": "Lowell", "state": "AR", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 104808, "name": "The Arkansas Financial Group, Inc.", "name_as_filed": "THE ARKANSAS FINANCIAL GROUP, INC.", "url": "https://advisorcensus.com/firm/the-arkansas-financial-group-inc-little-rock-ar-104808", "city": "Little Rock", "state": "AR", "years_registered": 41, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 159012, "name": "The Circumference Group LLC", "name_as_filed": "THE CIRCUMFERENCE GROUP LLC", "url": "https://advisorcensus.com/firm/the-circumference-group-llc-little-rock-ar-159012", "city": "Little Rock", "state": "AR", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 146271, "name": "The Sherry Group, Inc.", "name_as_filed": "THE SHERRY GROUP, INC.", "url": "https://advisorcensus.com/firm/the-sherry-group-inc-mountain-home-ar-146271", "city": "Mountain Home", "state": "AR", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 293532, "name": "Thrasher & Chambers Wealth Management, LLC", "name_as_filed": "THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/thrasher-and-chambers-wealth-management-llc-bentonville-ar-293532", "city": "Bentonville", "state": "AR", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 335750, "name": "TMB Capital Partners, LLC", "name_as_filed": "TMB CAPITAL PARTNERS, LLC", "url": "https://advisorcensus.com/firm/tmb-capital-partners-llc-little-rock-ar-335750", "city": "Little Rock", "state": "AR", "years_registered": 1, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 116734, "name": "Valuepoint Partners, Inc.", "name_as_filed": "VALUEPOINT PARTNERS, INC.", "url": "https://advisorcensus.com/firm/valuepoint-partners-inc-little-rock-ar-116734", "city": "Little Rock", "state": "AR", "years_registered": 31, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 115798, "name": "Veach Family Financial", "name_as_filed": "VEACH FAMILY FINANCIAL", "url": "https://advisorcensus.com/firm/veach-family-financial-north-little-rock-ar-115798", "city": "North Little Rock", "state": "AR", "years_registered": 3, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 307148, "name": "Waller Wealth Management, LLC", "name_as_filed": "WALLER WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/waller-wealth-management-llc-magnolia-ar-307148", "city": "Magnolia", "state": "AR", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 322146, "name": "Wealth Ready", "name_as_filed": "WEALTH READY", "url": "https://advisorcensus.com/firm/wealth-ready-benton-ar-322146", "city": "Benton", "state": "AR", "years_registered": 4, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 174408, "name": "Westrock Asset Management, LLC", "name_as_filed": "WESTROCK ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/westrock-asset-management-llc-little-rock-ar-174408", "city": "Little Rock", "state": "AR", "years_registered": 10, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 297785, "name": "White McGowan", "name_as_filed": "WHITE MCGOWAN", "url": "https://advisorcensus.com/firm/white-mcgowan-little-rock-ar-297785", "city": "Little Rock", "state": "AR", "years_registered": 7, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 312013, "name": "White River Capital Advisors, LLC", "name_as_filed": "WHITE RIVER CAPITAL ADVISORS, LLC", "url": "https://advisorcensus.com/firm/white-river-capital-advisors-llc-312013", "city": null, "state": null, "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 342236, "name": "Whiterock Wealth Design, LLC", "name_as_filed": "WHITEROCK WEALTH DESIGN, LLC", "url": "https://advisorcensus.com/firm/whiterock-wealth-design-llc-fayetteville-ar-342236", "city": "Fayetteville", "state": "AR", "years_registered": 0, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 325785, "name": "Willow", "name_as_filed": "WILLOW", "url": "https://advisorcensus.com/firm/willow-rogers-ar-325785", "city": "Rogers", "state": "AR", "years_registered": 1, "raum_band": "100m_500m", "compensation_types": [ "hourly", "fixed" ], "enhanced": false }, { "crd_number": 285956, "name": "Zeiser Wealth Management LLC", "name_as_filed": "ZEISER WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/zeiser-wealth-management-llc-hot-springs-ar-285956", "city": "Hot Springs", "state": "AR", "years_registered": 9, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false } ], "states": [], "metros": [ { "path": "/advisors/ar/little-rock", "name": "Little Rock", "msa_name": "Little Rock-North Little Rock-Conway, AR", "state_code": "AR", "firm_count": 61 }, { "path": "/advisors/ar/fayetteville", "name": "Fayetteville", "msa_name": "Fayetteville-Springdale-Rogers, AR", "state_code": "AR", "firm_count": 30 }, { "path": "/advisors/ar/hot-springs", "name": "Hot Springs", "msa_name": "Hot Springs, AR", "state_code": "AR", "firm_count": 6 }, { "path": "/advisors/ar/fort-smith", "name": "Fort Smith", "msa_name": "Fort Smith, AR-OK", "state_code": "AR", "firm_count": 1 }, { "path": "/advisors/ar/jonesboro", "name": "Jonesboro", "msa_name": "Jonesboro, AR", "state_code": "AR", "firm_count": 1 } ], "siblings": { "national": "/advisors", "state": { "path": "/advisors/ar", "label": "Financial advisors in Arkansas" }, "fee_pages": [ { "path": "/advisors/ar/fee-only", "label": "Fee-only financial advisors in Arkansas", "firm_count": 47 }, { "path": "/advisors/ar/flat-fee", "label": "Flat-fee financial advisors in Arkansas", "firm_count": 62 }, { "path": "/advisors/ar/hourly", "label": "Hourly financial advisors in Arkansas", "firm_count": 58 } ] }, "csv": "https://advisorcensus.com/advisors/ar.csv", "source": { "name": "Form ADV", "as_of": "2026-10-01", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }