{ "path": "/advisors/al", "url": "https://advisorcensus.com/advisors/al/page/3", "page_type": "state", "title": "Financial advisors in Alabama", "filters": {}, "scope_total": 206, "faq": [ { "q": "How many financial advisory firms are there in Alabama?", "a": "AdvisorCensus lists 206 investment advisory firms with a principal office in Alabama, from Form ADV filings as of October 2026: 92 SEC-registered, 102 state-registered, and 12 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV." }, { "q": "How many fee-only financial advisors are in Alabama?", "a": "77 of the 206 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed." }, { "q": "How many financial advisors in Alabama offer financial planning?", "a": "124 of the 194 firms in Alabama that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports." }, { "q": "Are the financial advisors in Alabama fiduciaries?", "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 77 firms that meet AdvisorCensus's fee-only test report none of those sales ties." }, { "q": "How do I check whether a financial advisor has disciplinary disclosures?", "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck." }, { "q": "Does AdvisorCensus rate, verify, or recommend these firms?", "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content." }, { "q": "What does regulatory assets under management mean?", "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality." } ], "period": "2026-10-01", "answer_paragraph": "AdvisorCensus lists 206 investment advisory firms with a principal office in Alabama, drawn from Form ADV filings as of October 2026. Metro areas in the state are listed first; firms are listed alphabetically, and you can sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.", "about_market": null, "citation": "AdvisorCensus. Financial advisors in Alabama: 206 firms from Form ADV filings as of October 2026.", "total_firms": 206, "page": 3, "total_pages": 5, "sort": "name", "registration_types": { "sec": 92, "state": 102, "exempt": 12 }, "fee_model_mix": [ { "code": "fee-only", "count": 77 }, { "code": "percentage_of_aum", "count": 182 }, { "code": "hourly", "count": 94 }, { "code": "subscription", "count": 2 }, { "code": "fixed", "count": 107 }, { "code": "commissions", "count": 2 }, { "code": "performance_based", "count": 24 }, { "code": "other", "count": 22 }, { "code": "not_reported", "count": 12 } ], "years_registered_distribution": [ { "code": "under_5", "count": 72 }, { "code": "5_to_9", "count": 49 }, { "code": "10_to_19", "count": 40 }, { "code": "20_plus", "count": 44 }, { "code": "not_reported", "count": 1 } ], "raum_band_distribution": [ { "code": "under_25m", "count": 60 }, { "code": "25m_100m", "count": 36 }, { "code": "100m_500m", "count": 47 }, { "code": "500m_1b", "count": 16 }, { "code": "1b_5b", "count": 13 }, { "code": "over_5b", "count": 10 }, { "code": "not_reported", "count": 24 } ], "firms": [ { "crd_number": 122683, "name": "Kassouf Wealth Advisors, LLC", "name_as_filed": "KASSOUF WEALTH ADVISORS, LLC", "url": "https://advisorcensus.com/firm/kassouf-wealth-advisors-llc-birmingham-al-122683", "city": "Birmingham", "state": "AL", "years_registered": 19, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 127902, "name": "Keel Point, LLC", "name_as_filed": "KEEL POINT, LLC", "url": "https://advisorcensus.com/firm/keel-point-llc-huntsville-al-127902", "city": "Huntsville", "state": "AL", "years_registered": 23, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 175431, "name": "KG Consulting Group, Inc.", "name_as_filed": "KG CONSULTING GROUP, INC.", "url": "https://advisorcensus.com/firm/kg-consulting-group-inc-175431", "city": null, "state": null, "years_registered": 10, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 319504, "name": "Krowten Equities", "name_as_filed": "KROWTEN EQUITIES", "url": "https://advisorcensus.com/firm/krowten-equities-birmingham-al-319504", "city": "Birmingham", "state": "AL", "years_registered": 4, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 116243, "name": "L&L Financial Services, LLP", "name_as_filed": "L&L FINANCIAL SERVICES, LLP", "url": "https://advisorcensus.com/firm/l-and-l-financial-services-llp-mobile-al-116243", "city": "Mobile", "state": "AL", "years_registered": 26, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 137087, "name": "Lamont Trading Advisors, Inc.", "name_as_filed": "LAMONT TRADING ADVISORS, INC.", "url": "https://advisorcensus.com/firm/lamont-trading-advisors-inc-huntsville-al-137087", "city": "Huntsville", "state": "AL", "years_registered": 20, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "subscription", "fixed" ], "enhanced": false }, { "crd_number": 17870, "name": "Lanark Financial, Inc.", "name_as_filed": "LANARK FINANCIAL, INC.", "url": "https://advisorcensus.com/firm/lanark-financial-inc-birmingham-al-17870", "city": "Birmingham", "state": "AL", "years_registered": 25, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 326458, "name": "LBH Wealth Advisors", "name_as_filed": "LBH WEALTH ADVISORS", "url": "https://advisorcensus.com/firm/lbh-wealth-advisors-326458", "city": null, "state": null, "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 107890, "name": "Leavell Investment Management, Inc.", "name_as_filed": "LEAVELL INVESTMENT MANAGEMENT, INC.", "url": "https://advisorcensus.com/firm/leavell-investment-management-inc-mobile-al-107890", "city": "Mobile", "state": "AL", "years_registered": 47, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 340870, "name": "Legacy Capital Partners LLC", "name_as_filed": "LEGACY CAPITAL PARTNERS LLC", "url": "https://advisorcensus.com/firm/legacy-capital-partners-llc-birmingham-al-340870", "city": "Birmingham", "state": "AL", "years_registered": 0, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "other" ], "enhanced": false }, { "crd_number": 311361, "name": "Legacy Wealth Management Group, LLC", "name_as_filed": "LEGACY WEALTH MANAGEMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/legacy-wealth-management-group-llc-dothan-al-311361", "city": "Dothan", "state": "AL", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 331242, "name": "Lifefirst Wealth, LLC", "name_as_filed": "LIFEFIRST WEALTH, LLC", "url": "https://advisorcensus.com/firm/lifefirst-wealth-llc-huntsville-al-331242", "city": "Huntsville", "state": "AL", "years_registered": 1, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 131869, "name": "Lipscomb Investment Group, LLC", "name_as_filed": "LIPSCOMB INVESTMENT GROUP, LLC", "url": "https://advisorcensus.com/firm/lipscomb-investment-group-llc-auburn-al-131869", "city": "Auburn", "state": "AL", "years_registered": 14, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 122451, "name": "Longview Financial Advisors, Inc.", "name_as_filed": "LONGVIEW FINANCIAL ADVISORS, INC.", "url": "https://advisorcensus.com/firm/longview-financial-advisors-inc-huntsville-al-122451", "city": "Huntsville", "state": "AL", "years_registered": 21, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 330654, "name": "Lucia Wealth Management, LLC", "name_as_filed": "LUCIA WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/lucia-wealth-management-llc-mobile-al-330654", "city": "Mobile", "state": "AL", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 324582, "name": "Lyons View Capital, LLC", "name_as_filed": "LYONS VIEW CAPITAL, LLC", "url": "https://advisorcensus.com/firm/lyons-view-capital-llc-auburn-al-324582", "city": "Auburn", "state": "AL", "years_registered": 3, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 297598, "name": "Magnolia Wealth Management LLC", "name_as_filed": "MAGNOLIA WEALTH MANAGEMENT LLC", "url": "https://advisorcensus.com/firm/magnolia-wealth-management-llc-dothan-al-297598", "city": "Dothan", "state": "AL", "years_registered": 4, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 128373, "name": "Mainsail Asset Management, LLC", "name_as_filed": "MAINSAIL ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/mainsail-asset-management-llc-birmingham-al-128373", "city": "Birmingham", "state": "AL", "years_registered": 19, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 335291, "name": "Marble Wealth, LLC", "name_as_filed": "MARBLE WEALTH, LLC", "url": "https://advisorcensus.com/firm/marble-wealth-llc-montgomery-al-335291", "city": "Montgomery", "state": "AL", "years_registered": 1, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 143134, "name": "Mayers Investment Company, LLC", "name_as_filed": "MAYERS INVESTMENT COMPANY, LLC", "url": "https://advisorcensus.com/firm/mayers-investment-company-llc-vernon-al-143134", "city": "Vernon", "state": "AL", "years_registered": 19, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 304668, "name": "Mayfair Advisory Group, LLC", "name_as_filed": "MAYFAIR ADVISORY GROUP, LLC", "url": "https://advisorcensus.com/firm/mayfair-advisory-group-llc-birmingham-al-304668", "city": "Birmingham", "state": "AL", "years_registered": 7, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 149871, "name": "McBryar Advisory Services, Inc.", "name_as_filed": "MCBRYAR ADVISORY SERVICES, INC.", "url": "https://advisorcensus.com/firm/mcbryar-advisory-services-inc-bay-minette-al-149871", "city": "Bay Minette", "state": "AL", "years_registered": 17, "raum_band": "not_reported", "compensation_types": [ "other" ], "enhanced": false }, { "crd_number": 315545, "name": "McKinney Capital, LLC", "name_as_filed": "MCKINNEY CAPITAL, LLC", "url": "https://advisorcensus.com/firm/mckinney-capital-llc-birmingham-al-315545", "city": "Birmingham", "state": "AL", "years_registered": 5, "raum_band": "25m_100m", "compensation_types": [ "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 122580, "name": "McNaron Group, Inc.", "name_as_filed": "MCNARON GROUP, INC.", "url": "https://advisorcensus.com/firm/mcnaron-group-inc-anniston-al-122580", "city": "Anniston", "state": "AL", "years_registered": 35, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 324014, "name": "Measured Capital, LLC", "name_as_filed": "MEASURED CAPITAL, LLC", "url": "https://advisorcensus.com/firm/measured-capital-llc-trussville-al-324014", "city": "Trussville", "state": "AL", "years_registered": 0, "raum_band": "not_reported", "compensation_types": [], "enhanced": false }, { "crd_number": 291399, "name": "Meddent Solutions", "name_as_filed": "MEDDENT SOLUTIONS", "url": "https://advisorcensus.com/firm/meddent-solutions-madison-al-291399", "city": "Madison", "state": "AL", "years_registered": 8, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 284184, "name": "Medora Value Equity, LLC", "name_as_filed": "MEDORA VALUE EQUITY, LLC", "url": "https://advisorcensus.com/firm/medora-value-equity-llc-mobile-al-284184", "city": "Mobile", "state": "AL", "years_registered": 10, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 118896, "name": "Meld Financial, Inc.", "name_as_filed": "MELD FINANCIAL, INC.", "url": "https://advisorcensus.com/firm/meld-financial-inc-birmingham-al-118896", "city": "Birmingham", "state": "AL", "years_registered": 22, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 140634, "name": "MFP, LLC", "name_as_filed": "MFP, LLC", "url": "https://advisorcensus.com/firm/mfp-llc-birmingham-al-140634", "city": "Birmingham", "state": "AL", "years_registered": 20, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 138240, "name": "Mitchell, McLeod, Pugh & Williams, Inc.", "name_as_filed": "MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.", "url": "https://advisorcensus.com/firm/mitchell-mcleod-pugh-and-williams-inc-mobile-al-138240", "city": "Mobile", "state": "AL", "years_registered": 20, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 324371, "name": "Mobile Bay Wealth Management, LLC", "name_as_filed": "MOBILE BAY WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/mobile-bay-wealth-management-llc-mobile-al-324371", "city": "Mobile", "state": "AL", "years_registered": null, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 106832, "name": "Money Management Services Inc", "name_as_filed": "MONEY MANAGEMENT SERVICES INC", "url": "https://advisorcensus.com/firm/money-management-services-inc-birmingham-al-106832", "city": "Birmingham", "state": "AL", "years_registered": 33, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 339108, "name": "Naviant Partners, LLC", "name_as_filed": "NAVIANT PARTNERS, LLC", "url": "https://advisorcensus.com/firm/naviant-partners-llc-fairhope-al-339108", "city": "Fairhope", "state": "AL", "years_registered": 0, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 309466, "name": "Navigate 401K, LLC", "name_as_filed": "NAVIGATE 401K, LLC", "url": "https://advisorcensus.com/firm/navigate-401k-llc-birmingham-al-309466", "city": "Birmingham", "state": "AL", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 313687, "name": "Navigate Private Fund Advisors LLC", "name_as_filed": "NAVIGATE PRIVATE FUND ADVISORS LLC", "url": "https://advisorcensus.com/firm/navigate-private-fund-advisors-llc-birmingham-al-313687", "city": "Birmingham", "state": "AL", "years_registered": 5, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 173770, "name": "Navigate Wealth Management, LLC", "name_as_filed": "NAVIGATE WEALTH MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/navigate-wealth-management-llc-birmingham-al-173770", "city": "Birmingham", "state": "AL", "years_registered": 8, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed", "other" ], "enhanced": false }, { "crd_number": 160075, "name": "New Capital Partners", "name_as_filed": "NEW CAPITAL PARTNERS", "url": "https://advisorcensus.com/firm/new-capital-partners-birmingham-al-160075", "city": "Birmingham", "state": "AL", "years_registered": 14, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 322125, "name": "Next Level Accounting, LLC", "name_as_filed": "NEXT LEVEL ACCOUNTING, LLC", "url": "https://advisorcensus.com/firm/next-level-accounting-llc-vestavia-hills-al-322125", "city": "Vestavia Hills", "state": "AL", "years_registered": 4, "raum_band": "not_reported", "compensation_types": [ "percentage_of_aum", "hourly" ], "enhanced": false }, { "crd_number": 331622, "name": "Next Phase Advisors", "name_as_filed": "NEXT PHASE ADVISORS", "url": "https://advisorcensus.com/firm/next-phase-advisors-cullman-al-331622", "city": "Cullman", "state": "AL", "years_registered": 2, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "fixed" ], "enhanced": false }, { "crd_number": 298565, "name": "North River Group, LLC", "name_as_filed": "NORTH RIVER GROUP, LLC", "url": "https://advisorcensus.com/firm/north-river-group-llc-birmingham-al-298565", "city": "Birmingham", "state": "AL", "years_registered": 7, "raum_band": "under_25m", "compensation_types": [ "fixed", "performance_based" ], "enhanced": false }, { "crd_number": 335388, "name": "Oakworth Asset Management, LLC", "name_as_filed": "OAKWORTH ASSET MANAGEMENT, LLC", "url": "https://advisorcensus.com/firm/oakworth-asset-management-llc-birmingham-al-335388", "city": "Birmingham", "state": "AL", "years_registered": 1, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 159893, "name": "Old Oak Advisors, LLC", "name_as_filed": "OLD OAK ADVISORS, LLC", "url": "https://advisorcensus.com/firm/old-oak-advisors-llc-vestavia-hills-al-159893", "city": "Vestavia Hills", "state": "AL", "years_registered": 14, "raum_band": "under_25m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 323220, "name": "Oneascent Capital", "name_as_filed": "ONEASCENT CAPITAL", "url": "https://advisorcensus.com/firm/oneascent-capital-birmingham-al-323220", "city": "Birmingham", "state": "AL", "years_registered": 3, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum", "performance_based" ], "enhanced": false }, { "crd_number": 323305, "name": "Oneascent Family Offices", "name_as_filed": "ONEASCENT FAMILY OFFICES", "url": "https://advisorcensus.com/firm/oneascent-family-offices-birmingham-al-323305", "city": "Birmingham", "state": "AL", "years_registered": 3, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 284549, "name": "Oneascent Financial Services LLC", "name_as_filed": "ONEASCENT FINANCIAL SERVICES LLC", "url": "https://advisorcensus.com/firm/oneascent-financial-services-llc-birmingham-al-284549", "city": "Birmingham", "state": "AL", "years_registered": 10, "raum_band": "1b_5b", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 285512, "name": "Oneascent Investment Solutions, LLC", "name_as_filed": "ONEASCENT INVESTMENT SOLUTIONS, LLC", "url": "https://advisorcensus.com/firm/oneascent-investment-solutions-llc-birmingham-al-285512", "city": "Birmingham", "state": "AL", "years_registered": 9, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 308057, "name": "Oneascent Wealth Management", "name_as_filed": "ONEASCENT WEALTH MANAGEMENT", "url": "https://advisorcensus.com/firm/oneascent-wealth-management-birmingham-al-308057", "city": "Birmingham", "state": "AL", "years_registered": 6, "raum_band": "100m_500m", "compensation_types": [ "percentage_of_aum", "hourly", "fixed" ], "enhanced": false }, { "crd_number": 306042, "name": "Opal Advisory LLC", "name_as_filed": "OPAL ADVISORY LLC", "url": "https://advisorcensus.com/firm/opal-advisory-llc-birmingham-al-306042", "city": "Birmingham", "state": "AL", "years_registered": 6, "raum_band": "25m_100m", "compensation_types": [ "percentage_of_aum" ], "enhanced": false }, { "crd_number": 338445, "name": "Park Lane Advisors, LLC", "name_as_filed": "PARK LANE ADVISORS, LLC", "url": "https://advisorcensus.com/firm/park-lane-advisors-llc-birmingham-al-338445", "city": "Birmingham", "state": "AL", "years_registered": 0, "raum_band": "500m_1b", "compensation_types": [ "percentage_of_aum", "performance_based", "other" ], "enhanced": false }, { "crd_number": 107952, "name": "Park Place Capital Corporation", "name_as_filed": "PARK PLACE CAPITAL CORPORATION", "url": 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