{
  "path": "/advisors/al/flat-fee",
  "url": "https://advisorcensus.com/advisors/al/flat-fee",
  "page_type": "state_fee",
  "title": "Flat-fee financial advisors in Alabama",
  "filters": {},
  "scope_total": 107,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Alabama?",
      "a": "AdvisorCensus lists 206 investment advisory firms with a principal office in Alabama, from Form ADV filings as of October 2026: 92 SEC-registered, 102 state-registered, and 12 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Alabama?",
      "a": "77 of the 206 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Alabama offer financial planning?",
      "a": "124 of the 194 firms in Alabama that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Alabama fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 77 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 107 investment advisory firms with a principal office in Alabama that report fixed fees among their Form ADV Item 5.E compensation arrangements, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below, and read the methodology block for how this page is derived.",
  "about_market": null,
  "citation": "AdvisorCensus. Flat-fee financial advisors in Alabama: 107 firms from Form ADV filings as of October 2026.",
  "total_firms": 107,
  "page": 1,
  "total_pages": 3,
  "sort": "name",
  "registration_types": {
    "sec": 58,
    "state": 49,
    "exempt": 0
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 38
    },
    {
      "code": "percentage_of_aum",
      "count": 103
    },
    {
      "code": "hourly",
      "count": 72
    },
    {
      "code": "subscription",
      "count": 2
    },
    {
      "code": "fixed",
      "count": 107
    },
    {
      "code": "commissions",
      "count": 1
    },
    {
      "code": "performance_based",
      "count": 9
    },
    {
      "code": "other",
      "count": 7
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 34
    },
    {
      "code": "5_to_9",
      "count": 27
    },
    {
      "code": "10_to_19",
      "count": 21
    },
    {
      "code": "20_plus",
      "count": 24
    },
    {
      "code": "not_reported",
      "count": 1
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 31
    },
    {
      "code": "25m_100m",
      "count": 18
    },
    {
      "code": "100m_500m",
      "count": 26
    },
    {
      "code": "500m_1b",
      "count": 13
    },
    {
      "code": "1b_5b",
      "count": 11
    },
    {
      "code": "over_5b",
      "count": 6
    },
    {
      "code": "not_reported",
      "count": 2
    }
  ],
  "firms": [
    {
      "crd_number": 156623,
      "name": "6th Street Advisors, LLC",
      "name_as_filed": "6TH STREET ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/6th-street-advisors-llc-daphne-al-156623",
      "city": "Daphne",
      "state": "AL",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 305021,
      "name": "ADS Wealth Management LLC",
      "name_as_filed": "ADS WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/ads-wealth-management-llc-hoover-al-305021",
      "city": "Hoover",
      "state": "AL",
      "years_registered": 6,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 307409,
      "name": "AJA Financial LLC",
      "name_as_filed": "AJA FINANCIAL LLC",
      "url": "https://advisorcensus.com/firm/aja-financial-llc-307409",
      "city": null,
      "state": null,
      "years_registered": 6,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 338995,
      "name": "Allysian Wealth Planning",
      "name_as_filed": "ALLYSIAN WEALTH PLANNING",
      "url": "https://advisorcensus.com/firm/allysian-wealth-planning-cullman-al-338995",
      "city": "Cullman",
      "state": "AL",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 138600,
      "name": "Anderson Growth Partners, LLC",
      "name_as_filed": "ANDERSON GROWTH PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/anderson-growth-partners-llc-birmingham-al-138600",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 20,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167626,
      "name": "Aptus Capital Advisors, LLC",
      "name_as_filed": "APTUS CAPITAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/aptus-capital-advisors-llc-fairhope-al-167626",
      "city": "Fairhope",
      "state": "AL",
      "years_registered": 10,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 138210,
      "name": "Atlantes Financial Advisors",
      "name_as_filed": "ATLANTES FINANCIAL ADVISORS",
      "url": "https://advisorcensus.com/firm/atlantes-financial-advisors-fairhope-al-138210",
      "city": "Fairhope",
      "state": "AL",
      "years_registered": 2,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 104830,
      "name": "Aull & Monroe",
      "name_as_filed": "AULL & MONROE",
      "url": "https://advisorcensus.com/firm/aull-and-monroe-mobile-al-104830",
      "city": "Mobile",
      "state": "AL",
      "years_registered": 36,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 336722,
      "name": "Axient Investment Advisors LLC",
      "name_as_filed": "AXIENT INVESTMENT ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/axient-investment-advisors-llc-huntsville-al-336722",
      "city": "Huntsville",
      "state": "AL",
      "years_registered": 0,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 119670,
      "name": "BCR Wealth Strategies",
      "name_as_filed": "BCR WEALTH STRATEGIES",
      "url": "https://advisorcensus.com/firm/bcr-wealth-strategies-vestavia-al-119670",
      "city": "Vestavia",
      "state": "AL",
      "years_registered": 24,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 140515,
      "name": "BHK Investment Advisors",
      "name_as_filed": "BHK INVESTMENT ADVISORS",
      "url": "https://advisorcensus.com/firm/bhk-investment-advisors-birmingham-al-140515",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 20,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 325465,
      "name": "Blalock Williams, LLC",
      "name_as_filed": "BLALOCK WILLIAMS, LLC",
      "url": "https://advisorcensus.com/firm/blalock-williams-llc-alexander-city-al-325465",
      "city": "Alexander City",
      "state": "AL",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 330078,
      "name": "Bluewater Wealth Advisors, LLC",
      "name_as_filed": "BLUEWATER WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/bluewater-wealth-advisors-llc-vestavia-hills-al-330078",
      "city": "Vestavia Hills",
      "state": "AL",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 282792,
      "name": "BMSS Wesson Wealth Solutions",
      "name_as_filed": "BMSS WESSON WEALTH SOLUTIONS",
      "url": "https://advisorcensus.com/firm/bmss-wesson-wealth-solutions-birmingham-al-282792",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 6,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 289972,
      "name": "Booth Financial",
      "name_as_filed": "BOOTH FINANCIAL",
      "url": "https://advisorcensus.com/firm/booth-financial-birmingham-al-289972",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 8,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 318730,
      "name": "Brighthaven Financial Advisors",
      "name_as_filed": "BRIGHTHAVEN FINANCIAL ADVISORS",
      "url": "https://advisorcensus.com/firm/brighthaven-financial-advisors-huntsville-al-318730",
      "city": "Huntsville",
      "state": "AL",
      "years_registered": 4,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 154196,
      "name": "Brol Capital Management, LLC",
      "name_as_filed": "BROL CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/brol-capital-management-llc-154196",
      "city": null,
      "state": null,
      "years_registered": 15,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 155548,
      "name": "Brown Financial Advisory",
      "name_as_filed": "BROWN FINANCIAL ADVISORY",
      "url": "https://advisorcensus.com/firm/brown-financial-advisory-fairhope-al-155548",
      "city": "Fairhope",
      "state": "AL",
      "years_registered": 12,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 337758,
      "name": "Canterbury Capital Wealth Management, LLC",
      "name_as_filed": "CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/canterbury-capital-wealth-management-llc-tuscaloosa-al-337758",
      "city": "Tuscaloosa",
      "state": "AL",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 315761,
      "name": "Capital Stewards, LLC",
      "name_as_filed": "CAPITAL STEWARDS, LLC",
      "url": "https://advisorcensus.com/firm/capital-stewards-llc-huntsville-al-315761",
      "city": "Huntsville",
      "state": "AL",
      "years_registered": 5,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 132517,
      "name": "Capsouth Wealth Management",
      "name_as_filed": "CAPSOUTH WEALTH MANAGEMENT",
      "url": "https://advisorcensus.com/firm/capsouth-wealth-management-dothan-al-132517",
      "city": "Dothan",
      "state": "AL",
      "years_registered": 22,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 277104,
      "name": "Capstone Global Advisors, LLC",
      "name_as_filed": "CAPSTONE GLOBAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/capstone-global-advisors-llc-wedowee-al-277104",
      "city": "Wedowee",
      "state": "AL",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 332360,
      "name": "Capstone Wealth Advisors, LLC",
      "name_as_filed": "CAPSTONE WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/capstone-wealth-advisors-llc-andalusia-al-332360",
      "city": "Andalusia",
      "state": "AL",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 327837,
      "name": "Cochranmickels Retirement Specialists, LLC",
      "name_as_filed": "COCHRANMICKELS RETIREMENT SPECIALISTS, LLC",
      "url": "https://advisorcensus.com/firm/cochranmickels-retirement-specialists-llc-huntsville-al-327837",
      "city": "Huntsville",
      "state": "AL",
      "years_registered": 2,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 132562,
      "name": "Colefp",
      "name_as_filed": "COLEFP",
      "url": "https://advisorcensus.com/firm/colefp-birmingham-al-132562",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 22,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 309351,
      "name": "Cope Private Wealth",
      "name_as_filed": "COPE PRIVATE WEALTH",
      "url": "https://advisorcensus.com/firm/cope-private-wealth-birmingham-al-309351",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 5,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 338778,
      "name": "Cork Tree Wealth Partners, LLC",
      "name_as_filed": "CORK TREE WEALTH PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/cork-tree-wealth-partners-llc-338778",
      "city": null,
      "state": null,
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 292000,
      "name": "Diversified Global Investment Strategies, LLC",
      "name_as_filed": "DIVERSIFIED GLOBAL INVESTMENT STRATEGIES, LLC",
      "url": "https://advisorcensus.com/firm/diversified-global-investment-strategies-llc-birmingham-al-292000",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 8,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299804,
      "name": "DMC Wealth Management, LLC",
      "name_as_filed": "DMC WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/dmc-wealth-management-llc-birmingham-al-299804",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 7,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 175336,
      "name": "Dreamwork Financial Group",
      "name_as_filed": "DREAMWORK FINANCIAL GROUP",
      "url": "https://advisorcensus.com/firm/dreamwork-financial-group-birmingham-al-175336",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 11,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 153475,
      "name": "Dublin Wealth Management, Inc.",
      "name_as_filed": "DUBLIN WEALTH MANAGEMENT, INC.",
      "url": "https://advisorcensus.com/firm/dublin-wealth-management-inc-153475",
      "city": null,
      "state": null,
      "years_registered": 15,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 323730,
      "name": "Equip Financial Partners",
      "name_as_filed": "EQUIP FINANCIAL PARTNERS",
      "url": "https://advisorcensus.com/firm/equip-financial-partners-fairhope-al-323730",
      "city": "Fairhope",
      "state": "AL",
      "years_registered": 3,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 286340,
      "name": "Eversource Wealth Advisors, LLC",
      "name_as_filed": "EVERSOURCE WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/eversource-wealth-advisors-llc-birmingham-al-286340",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 6,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299523,
      "name": "Featheringill Capital, LLC",
      "name_as_filed": "FEATHERINGILL CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/featheringill-capital-llc-birmingham-al-299523",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 7,
      "raum_band": "100m_500m",
      "compensation_types": [
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 325040,
      "name": "Foresight Financial Advising LLC",
      "name_as_filed": "FORESIGHT FINANCIAL ADVISING LLC",
      "url": "https://advisorcensus.com/firm/foresight-financial-advising-llc-325040",
      "city": null,
      "state": null,
      "years_registered": 3,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 167871,
      "name": "Gantt Financial Advisors, LLC",
      "name_as_filed": "GANTT FINANCIAL ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/gantt-financial-advisors-llc-daphne-al-167871",
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    },
    {
      "crd_number": 332590,
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      "name_as_filed": "INFINITY TAX & FINANCIAL PLANNING",
      "url": "https://advisorcensus.com/firm/infinity-tax-and-financial-planning-huntsville-al-332590",
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    {
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      "url": "https://advisorcensus.com/firm/invista-advisors-montgomery-al-282899",
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    },
    {
      "crd_number": 106379,
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    },
    {
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      "name": "Junkin & Company, Inc.",
      "name_as_filed": "JUNKIN & COMPANY, INC.",
      "url": "https://advisorcensus.com/firm/junkin-and-company-inc-huntsville-al-168338",
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    {
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      "name": "Kairos Asset Advisory, LLC",
      "name_as_filed": "KAIROS ASSET ADVISORY, LLC",
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    },
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      "name_as_filed": "KASSOUF WEALTH ADVISORS, LLC",
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    },
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      ],
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    },
    {
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      {
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      },
      {
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      {
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        "firm_count": 1,
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    ]
  },
  "csv": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}
