# Financial advisors in Birmingham, AL

> AdvisorCensus lists 99 investment advisory firms with a principal office in the Birmingham metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.

Source: Form ADV filings as of October 2026. Rebuilt monthly. HTML page: https://advisorcensus.com/advisors/al/birmingham/page/2

## At a glance

- Investment advisory firms: 99
- Registration: SEC-registered investment adviser: 61, State-registered investment adviser: 28, Exempt reporting adviser: 10
- How firms are compensated (Form ADV Item 5.E; shares of the firms that file it): Fee-only (AdvisorCensus test) 25 (28%); Percentage of assets 83 (93%); Hourly charges 37 (42%); Subscription fees (newsletter or periodical) 1 (1%); Fixed fees 50 (56%); Commissions 2 (2%); Performance-based fees 21 (24%); Other 12 (13%); No compensation arrangements reported 10
- Regulatory assets under management (Item 5.F): Under $25 million 14 (14%); $25 million to $100 million 16 (16%); $100 million to $500 million 25 (25%); $500 million to $1 billion 15 (15%); $1 billion to $5 billion 7 (7%); Over $5 billion 9 (9%); Not reported 13 (13%)
- Years registered: Under 5 years 29 (29%); 5 to 9 years 29 (29%); 10 to 19 years 17 (17%); 20 years or more 24 (24%)

## Firms (page 2 of 2, 51 to 99 of 99, sorted by name)

| Firm | CRD | City | Registration | Assets band | Years registered | Compensation |
| --- | --- | --- | --- | --- | --- | --- |
| [MFP, LLC](https://advisorcensus.com/firm/mfp-llc-birmingham-al-140634) ([md](https://advisorcensus.com/firm/mfp-llc-birmingham-al-140634.md)) | 140634 | Birmingham, AL | State-registered investment adviser | $25 million to $100 million | 20 | % of assets |
| [Money Management Services Inc](https://advisorcensus.com/firm/money-management-services-inc-birmingham-al-106832) ([md](https://advisorcensus.com/firm/money-management-services-inc-birmingham-al-106832.md)) | 106832 | Birmingham, AL | SEC-registered investment adviser | $100 million to $500 million | 33 | % of assets, Hourly, Fixed fee |
| [Navigate 401K, LLC](https://advisorcensus.com/firm/navigate-401k-llc-birmingham-al-309466) ([md](https://advisorcensus.com/firm/navigate-401k-llc-birmingham-al-309466.md)) | 309466 | Birmingham, AL | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Fixed fee |
| [Navigate Private Fund Advisors LLC](https://advisorcensus.com/firm/navigate-private-fund-advisors-llc-birmingham-al-313687) ([md](https://advisorcensus.com/firm/navigate-private-fund-advisors-llc-birmingham-al-313687.md)) | 313687 | Birmingham, AL | SEC-registered investment adviser | Under $25 million | 5 | % of assets, Fixed fee, Performance fee |
| [Navigate Wealth Management, LLC](https://advisorcensus.com/firm/navigate-wealth-management-llc-birmingham-al-173770) ([md](https://advisorcensus.com/firm/navigate-wealth-management-llc-birmingham-al-173770.md)) | 173770 | Birmingham, AL | SEC-registered investment adviser | $100 million to $500 million | 8 | % of assets, Hourly, Fixed fee, Other |
| [New Capital Partners](https://advisorcensus.com/firm/new-capital-partners-birmingham-al-160075) ([md](https://advisorcensus.com/firm/new-capital-partners-birmingham-al-160075.md)) | 160075 | Birmingham, AL | SEC-registered investment adviser | $100 million to $500 million | 14 | % of assets, Performance fee, Other |
| [Next Level Accounting, LLC](https://advisorcensus.com/firm/next-level-accounting-llc-vestavia-hills-al-322125) ([md](https://advisorcensus.com/firm/next-level-accounting-llc-vestavia-hills-al-322125.md)) | 322125 | Vestavia Hills, AL | State-registered investment adviser | Not reported | 4 | % of assets, Hourly |
| [North River Group, LLC](https://advisorcensus.com/firm/north-river-group-llc-birmingham-al-298565) ([md](https://advisorcensus.com/firm/north-river-group-llc-birmingham-al-298565.md)) | 298565 | Birmingham, AL | State-registered investment adviser | Under $25 million | 7 | Fixed fee, Performance fee |
| [Oakworth Asset Management, LLC](https://advisorcensus.com/firm/oakworth-asset-management-llc-birmingham-al-335388) ([md](https://advisorcensus.com/firm/oakworth-asset-management-llc-birmingham-al-335388.md)) | 335388 | Birmingham, AL | SEC-registered investment adviser | $500 million to $1 billion | 1 | % of assets, Hourly, Fixed fee |
| [Old Oak Advisors, LLC](https://advisorcensus.com/firm/old-oak-advisors-llc-vestavia-hills-al-159893) ([md](https://advisorcensus.com/firm/old-oak-advisors-llc-vestavia-hills-al-159893.md)) | 159893 | Vestavia Hills, AL | State-registered investment adviser | Under $25 million | 14 | % of assets, Hourly, Fixed fee |
| [Oneascent Capital](https://advisorcensus.com/firm/oneascent-capital-birmingham-al-323220) ([md](https://advisorcensus.com/firm/oneascent-capital-birmingham-al-323220.md)) | 323220 | Birmingham, AL | SEC-registered investment adviser | $25 million to $100 million | 3 | % of assets, Performance fee |
| [Oneascent Family Offices](https://advisorcensus.com/firm/oneascent-family-offices-birmingham-al-323305) ([md](https://advisorcensus.com/firm/oneascent-family-offices-birmingham-al-323305.md)) | 323305 | Birmingham, AL | SEC-registered investment adviser | $500 million to $1 billion | 3 | % of assets, Hourly, Fixed fee |
| [Oneascent Financial Services LLC](https://advisorcensus.com/firm/oneascent-financial-services-llc-birmingham-al-284549) ([md](https://advisorcensus.com/firm/oneascent-financial-services-llc-birmingham-al-284549.md)) | 284549 | Birmingham, AL | SEC-registered investment adviser | $1 billion to $5 billion | 10 | % of assets, Hourly, Fixed fee |
| [Oneascent Investment Solutions, LLC](https://advisorcensus.com/firm/oneascent-investment-solutions-llc-birmingham-al-285512) ([md](https://advisorcensus.com/firm/oneascent-investment-solutions-llc-birmingham-al-285512.md)) | 285512 | Birmingham, AL | SEC-registered investment adviser | $500 million to $1 billion | 9 | % of assets |
| [Oneascent Wealth Management](https://advisorcensus.com/firm/oneascent-wealth-management-birmingham-al-308057) ([md](https://advisorcensus.com/firm/oneascent-wealth-management-birmingham-al-308057.md)) | 308057 | Birmingham, AL | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly, Fixed fee |
| [Opal Advisory LLC](https://advisorcensus.com/firm/opal-advisory-llc-birmingham-al-306042) ([md](https://advisorcensus.com/firm/opal-advisory-llc-birmingham-al-306042.md)) | 306042 | Birmingham, AL | State-registered investment adviser | $25 million to $100 million | 6 | % of assets |
| [Park Lane Advisors, LLC](https://advisorcensus.com/firm/park-lane-advisors-llc-birmingham-al-338445) ([md](https://advisorcensus.com/firm/park-lane-advisors-llc-birmingham-al-338445.md)) | 338445 | Birmingham, AL | SEC-registered investment adviser | $500 million to $1 billion | 0 | % of assets, Performance fee, Other |
| [Park Place Capital Corporation](https://advisorcensus.com/firm/park-place-capital-corporation-homewood-al-107952) ([md](https://advisorcensus.com/firm/park-place-capital-corporation-homewood-al-107952.md)) | 107952 | Homewood, AL | SEC-registered investment adviser | $500 million to $1 billion | 38 | % of assets, Hourly, Fixed fee |
| [PMD Advisory](https://advisorcensus.com/firm/pmd-advisory-hoover-al-159443) ([md](https://advisorcensus.com/firm/pmd-advisory-hoover-al-159443.md)) | 159443 | Hoover, AL | SEC-registered investment adviser | $100 million to $500 million | 3 | % of assets, Hourly, Fixed fee, Other |
| [Porter White Investment Advisors, Inc.](https://advisorcensus.com/firm/porter-white-investment-advisors-inc-birmingham-al-110876) ([md](https://advisorcensus.com/firm/porter-white-investment-advisors-inc-birmingham-al-110876.md)) | 110876 | Birmingham, AL | SEC-registered investment adviser | $500 million to $1 billion | 21 | % of assets, Hourly, Fixed fee |
| [Redhawk Advisory](https://advisorcensus.com/firm/redhawk-advisory-birmingham-al-297454) ([md](https://advisorcensus.com/firm/redhawk-advisory-birmingham-al-297454.md)) | 297454 | Birmingham, AL | Exempt reporting adviser | Not reported | 1 | Not reported |
| [Redmont Capital](https://advisorcensus.com/firm/redmont-capital-birmingham-al-298636) ([md](https://advisorcensus.com/firm/redmont-capital-birmingham-al-298636.md)) | 298636 | Birmingham, AL | State-registered investment adviser | Under $25 million | 7 | % of assets |
| [Regions Investment Management, Inc.](https://advisorcensus.com/firm/regions-investment-management-inc-birmingham-al-111715) ([md](https://advisorcensus.com/firm/regions-investment-management-inc-birmingham-al-111715.md)) | 111715 | Birmingham, AL | SEC-registered investment adviser | Over $5 billion | 40 | % of assets |
| [Reseed Fund Manager, LLC](https://advisorcensus.com/firm/reseed-fund-manager-llc-birmingham-al-325957) ([md](https://advisorcensus.com/firm/reseed-fund-manager-llc-birmingham-al-325957.md)) | 325957 | Birmingham, AL | Exempt reporting adviser | Not reported | 2 | Not reported |
| [Resource Management Service, LLC](https://advisorcensus.com/firm/resource-management-service-llc-birmingham-al-130791) ([md](https://advisorcensus.com/firm/resource-management-service-llc-birmingham-al-130791.md)) | 130791 | Birmingham, AL | SEC-registered investment adviser | Over $5 billion | 22 | % of assets, Performance fee |
| [RFG Advisory, LLC](https://advisorcensus.com/firm/rfg-advisory-llc-vestavia-hills-al-158401) ([md](https://advisorcensus.com/firm/rfg-advisory-llc-vestavia-hills-al-158401.md)) | 158401 | Vestavia Hills, AL | SEC-registered investment adviser | Over $5 billion | 12 | % of assets, Hourly, Fixed fee |
| [SIG Capital, LLC](https://advisorcensus.com/firm/sig-capital-llc-birmingham-al-340668) ([md](https://advisorcensus.com/firm/sig-capital-llc-birmingham-al-340668.md)) | 340668 | Birmingham, AL | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Somerset Advisory, LLC](https://advisorcensus.com/firm/somerset-advisory-llc-birmingham-al-343852) ([md](https://advisorcensus.com/firm/somerset-advisory-llc-birmingham-al-343852.md)) | 343852 | Birmingham, AL | SEC-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Southern Financial Group, LLC](https://advisorcensus.com/firm/southern-financial-group-llc-birmingham-al-142644) ([md](https://advisorcensus.com/firm/southern-financial-group-llc-birmingham-al-142644.md)) | 142644 | Birmingham, AL | SEC-registered investment adviser | $1 billion to $5 billion | 19 | % of assets, Hourly, Fixed fee |
| [Southern Oak Capital, LLC](https://advisorcensus.com/firm/southern-oak-capital-llc-birmingham-al-309933) ([md](https://advisorcensus.com/firm/southern-oak-capital-llc-birmingham-al-309933.md)) | 309933 | Birmingham, AL | Exempt reporting adviser | Not reported | 4 | Not reported |
| [Spectra Advisors, LLC](https://advisorcensus.com/firm/spectra-advisors-llc-birmingham-al-340181) ([md](https://advisorcensus.com/firm/spectra-advisors-llc-birmingham-al-340181.md)) | 340181 | Birmingham, AL | Exempt reporting adviser | Not reported | 0 | Not reported |
| [Steadmont Advisors, LLC](https://advisorcensus.com/firm/steadmont-advisors-llc-birmingham-al-328882) ([md](https://advisorcensus.com/firm/steadmont-advisors-llc-birmingham-al-328882.md)) | 328882 | Birmingham, AL | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets |
| [Stockbridge Wealth Partners](https://advisorcensus.com/firm/stockbridge-wealth-partners-birmingham-al-293465) ([md](https://advisorcensus.com/firm/stockbridge-wealth-partners-birmingham-al-293465.md)) | 293465 | Birmingham, AL | State-registered investment adviser | Under $25 million | 8 | % of assets |
| [Stonex Advisors Inc.](https://advisorcensus.com/firm/stonex-advisors-inc-birmingham-al-174182) ([md](https://advisorcensus.com/firm/stonex-advisors-inc-birmingham-al-174182.md)) | 174182 | Birmingham, AL | SEC-registered investment adviser | Over $5 billion | 11 | % of assets, Hourly, Fixed fee |
| [Strategic Financial LLC](https://advisorcensus.com/firm/strategic-financial-llc-birmingham-al-341077) ([md](https://advisorcensus.com/firm/strategic-financial-llc-birmingham-al-341077.md)) | 341077 | Birmingham, AL | State-registered investment adviser | Under $25 million | 0 | % of assets, Fixed fee |
| [Strauss Financial Group](https://advisorcensus.com/firm/strauss-financial-group-hoover-al-310512) ([md](https://advisorcensus.com/firm/strauss-financial-group-hoover-al-310512.md)) | 310512 | Hoover, AL | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Hourly |
| [Sunburst Financial Group, LLC](https://advisorcensus.com/firm/sunburst-financial-group-llc-vestavia-hills-al-283605) ([md](https://advisorcensus.com/firm/sunburst-financial-group-llc-vestavia-hills-al-283605.md)) | 283605 | Vestavia Hills, AL | SEC-registered investment adviser | $500 million to $1 billion | 10 | % of assets, Hourly, Fixed fee |
| [Sutton Financial Group](https://advisorcensus.com/firm/sutton-financial-group-birmingham-al-307351) ([md](https://advisorcensus.com/firm/sutton-financial-group-birmingham-al-307351.md)) | 307351 | Birmingham, AL | State-registered investment adviser | $25 million to $100 million | 6 | % of assets |
| [Tabula Rasa Advisors, LLC](https://advisorcensus.com/firm/tabula-rasa-advisors-llc-birmingham-al-298184) ([md](https://advisorcensus.com/firm/tabula-rasa-advisors-llc-birmingham-al-298184.md)) | 298184 | Birmingham, AL | State-registered investment adviser | $25 million to $100 million | 7 | % of assets |
| [The McGriff Alliance](https://advisorcensus.com/firm/the-mcgriff-alliance-birmingham-al-131477) ([md](https://advisorcensus.com/firm/the-mcgriff-alliance-birmingham-al-131477.md)) | 131477 | Birmingham, AL | State-registered investment adviser | Under $25 million | 31 | % of assets, Fixed fee, Commissions, Other |
| [The Welch Group, LLC](https://advisorcensus.com/firm/the-welch-group-llc-birmingham-al-111273) ([md](https://advisorcensus.com/firm/the-welch-group-llc-birmingham-al-111273.md)) | 111273 | Birmingham, AL | SEC-registered investment adviser | $1 billion to $5 billion | 27 | % of assets, Hourly, Fixed fee |
| [Timberchase Financial, LLC](https://advisorcensus.com/firm/timberchase-financial-llc-homewood-al-131205) ([md](https://advisorcensus.com/firm/timberchase-financial-llc-homewood-al-131205.md)) | 131205 | Homewood, AL | SEC-registered investment adviser | $100 million to $500 million | 6 | % of assets, Fixed fee |
| [Truewealth Advisors, LLC](https://advisorcensus.com/firm/truewealth-advisors-llc-hoover-al-298838) ([md](https://advisorcensus.com/firm/truewealth-advisors-llc-hoover-al-298838.md)) | 298838 | Hoover, AL | SEC-registered investment adviser | $500 million to $1 billion | 7 | % of assets, Hourly, Fixed fee |
| [Trust Advisory Group Ltd](https://advisorcensus.com/firm/trust-advisory-group-ltd-birmingham-al-106926) ([md](https://advisorcensus.com/firm/trust-advisory-group-ltd-birmingham-al-106926.md)) | 106926 | Birmingham, AL | SEC-registered investment adviser | $100 million to $500 million | 32 | % of assets, Hourly, Fixed fee |
| [Vulcan Value Partners LLC](https://advisorcensus.com/firm/vulcan-value-partners-llc-birmingham-al-151190) ([md](https://advisorcensus.com/firm/vulcan-value-partners-llc-birmingham-al-151190.md)) | 151190 | Birmingham, AL | SEC-registered investment adviser | Over $5 billion | 16 | % of assets, Performance fee, Other |
| [Walton Financial](https://advisorcensus.com/firm/walton-financial-birmingham-al-331634) ([md](https://advisorcensus.com/firm/walton-financial-birmingham-al-331634.md)) | 331634 | Birmingham, AL | SEC-registered investment adviser | $100 million to $500 million | 2 | % of assets, Hourly, Fixed fee |
| [Warren Averett RIA, LLC](https://advisorcensus.com/firm/warren-averett-ria-llc-birmingham-al-317452) ([md](https://advisorcensus.com/firm/warren-averett-ria-llc-birmingham-al-317452.md)) | 317452 | Birmingham, AL | State-registered investment adviser | Not reported | 4 | Other |
| [Waverly Advisors, LLC](https://advisorcensus.com/firm/waverly-advisors-llc-birmingham-al-115332) ([md](https://advisorcensus.com/firm/waverly-advisors-llc-birmingham-al-115332.md)) | 115332 | Birmingham, AL | SEC-registered investment adviser | Over $5 billion | 24 | % of assets, Hourly, Fixed fee, Performance fee |
| [Zora Financial](https://advisorcensus.com/firm/zora-financial-birmingham-al-170544) ([md](https://advisorcensus.com/firm/zora-financial-birmingham-al-170544.md)) | 170544 | Birmingham, AL | State-registered investment adviser | $25 million to $100 million | 12 | % of assets, Fixed fee |

- Previous page: https://advisorcensus.com/advisors/al/birmingham.md

## Questions people ask

**How many financial advisory firms are there in Birmingham, AL?**
AdvisorCensus lists 99 investment advisory firms with a principal office in the Birmingham metro area, from Form ADV filings as of October 2026: 61 SEC-registered, 28 state-registered, and 10 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV.

**How many fee-only financial advisors are in Birmingham, AL?**
25 of the 99 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed.

**How many financial advisors in Birmingham, AL offer financial planning?**
50 of the 89 firms in Birmingham, AL that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports.

**Are the financial advisors in Birmingham, AL fiduciaries?**
Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 25 firms that meet AdvisorCensus's fee-only test report none of those sales ties.

**How do I check whether a financial advisor has disciplinary disclosures?**
Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck.

**Does AdvisorCensus rate, verify, or recommend these firms?**
No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content.

**What does regulatory assets under management mean?**
Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality.

## Related pages

- [Financial advisors in Alabama](https://advisorcensus.com/advisors/al) (https://advisorcensus.com/advisors/al.md)
- [Financial advisors in Birmingham, AL](https://advisorcensus.com/advisors/al/birmingham) (https://advisorcensus.com/advisors/al/birmingham.md)
- [Fee-only financial advisors in Birmingham, AL](https://advisorcensus.com/advisors/al/birmingham/fee-only) (https://advisorcensus.com/advisors/al/birmingham/fee-only.md)
- [Flat-fee financial advisors in Birmingham, AL](https://advisorcensus.com/advisors/al/birmingham/flat-fee) (https://advisorcensus.com/advisors/al/birmingham/flat-fee.md)
- [Hourly financial advisors in Birmingham, AL](https://advisorcensus.com/advisors/al/birmingham/hourly) (https://advisorcensus.com/advisors/al/birmingham/hourly.md)
- [Financial advisors in Huntsville](https://advisorcensus.com/advisors/al/huntsville) (https://advisorcensus.com/advisors/al/huntsville.md)
- [Financial advisors in Daphne](https://advisorcensus.com/advisors/al/daphne) (https://advisorcensus.com/advisors/al/daphne.md)
- [Financial advisors in Mobile](https://advisorcensus.com/advisors/al/mobile) (https://advisorcensus.com/advisors/al/mobile.md)
- [Financial advisors in Auburn](https://advisorcensus.com/advisors/al/auburn) (https://advisorcensus.com/advisors/al/auburn.md)
- [Financial advisors in Montgomery](https://advisorcensus.com/advisors/al/montgomery) (https://advisorcensus.com/advisors/al/montgomery.md)
- [Financial advisors in Dothan](https://advisorcensus.com/advisors/al/dothan) (https://advisorcensus.com/advisors/al/dothan.md)
- [Financial advisors in Tuscaloosa](https://advisorcensus.com/advisors/al/tuscaloosa) (https://advisorcensus.com/advisors/al/tuscaloosa.md)
- [Financial advisors in Anniston](https://advisorcensus.com/advisors/al/anniston) (https://advisorcensus.com/advisors/al/anniston.md)

Every firm in this list as CSV: https://advisorcensus.com/advisors/al/birmingham.csv

Cite as: AdvisorCensus. Financial advisors in Birmingham, AL: 99 firms from Form ADV filings as of October 2026.