{
  "path": "/advisors/al/birmingham",
  "url": "https://advisorcensus.com/advisors/al/birmingham",
  "page_type": "metro",
  "title": "Financial advisors in Birmingham, AL",
  "filters": {},
  "scope_total": 99,
  "faq": [
    {
      "q": "How many financial advisory firms are there in Birmingham, AL?",
      "a": "AdvisorCensus lists 99 investment advisory firms with a principal office in the Birmingham metro area, from Form ADV filings as of October 2026: 61 SEC-registered, 28 state-registered, and 10 exempt reporting advisers. Firms may request removal, so the count can differ slightly from the number of firms that file Form ADV."
    },
    {
      "q": "How many fee-only financial advisors are in Birmingham, AL?",
      "a": "25 of the 99 firms meet AdvisorCensus's fee-only test: paid only by a percentage of assets, hourly charges, fixed fees, or subscription fees on Form ADV Item 5.E (no commissions, performance-based fees, or other compensation), with no sales-related compensation ties in the same filing: no employee registered with a broker-dealer or licensed as an insurance agent (Item 5.B), no brokerage, insurance, real estate, or other product sales business (Item 6.A), no related broker-dealer, insurance company, real estate broker, or futures commission merchant (Item 7.A), and no referral fees from others or other sales interest (Item 8). Form ADV has no fee-only box, so this is derived from the filing; it is not a fee-only certification, and a firm's own page lists its compensation arrangements as filed."
    },
    {
      "q": "How many financial advisors in Birmingham, AL offer financial planning?",
      "a": "50 of the 89 firms in Birmingham, AL that answer Form ADV Item 5.G, which asks what advisory services a firm provides, report financial planning services, as of October 2026. Exempt reporting advisers do not answer Item 5.G. Each firm page lists every advisory service the firm reports."
    },
    {
      "q": "Are the financial advisors in Birmingham, AL fiduciaries?",
      "a": "Every firm on this page is an investment adviser that files Form ADV, and an investment adviser owes its clients a fiduciary duty under federal law, made up of a duty of care and a duty of loyalty: it must act in the client's best interest and not put its own interests ahead of the client's, and must eliminate its conflicts of interest or disclose them fully and fairly. Form ADV has no fiduciary box because the duty comes with being an investment adviser. The duty covers the firm's advice; a firm or its people may also sell securities through a broker-dealer or insurance as licensed agents, roles held to other standards. The 25 firms that meet AdvisorCensus's fee-only test report none of those sales ties."
    },
    {
      "q": "How do I check whether a financial advisor has disciplinary disclosures?",
      "a": "Each firm page shows how many Form ADV Item 11 disciplinary questions the firm answered yes and links to the firm's record on the SEC's Investment Adviser Public Disclosure site (adviserinfo.sec.gov), where the detail of each disclosure is public. Individual advisers' records are on the same site and on FINRA BrokerCheck."
    },
    {
      "q": "Does AdvisorCensus rate, verify, or recommend these firms?",
      "a": "No. The directory shows what each firm filed, in alphabetical order unless you choose another sort, and no firm's position depends on payment. Firms that claim their page can add a description and links, marked as provided by the firm; the filed facts are never changed by that content."
    },
    {
      "q": "What does regulatory assets under management mean?",
      "a": "Regulatory assets under management (RAUM) is the figure a firm reports on Form ADV Item 5.F: the securities portfolios it provides continuous and regular supervisory or management services for, at market value, including assets managed without discretion. It measures scale, not performance or quality."
    }
  ],
  "period": "2026-10-01",
  "answer_paragraph": "AdvisorCensus lists 99 investment advisory firms with a principal office in the Birmingham metro area, drawn from Form ADV filings as of October 2026. Firms are listed alphabetically; sort by years registered or assets band using the controls below. Firms may request removal from the directory, so this count can differ from the number of firms that file Form ADV.",
  "about_market": "Birmingham has 99 investment advisory firms with a principal office in the metro area as of October 2026: 61 SEC-registered, 28 state-registered, and 10 exempt reporting advisers. 25 of them meet AdvisorCensus's fee-only test (paid only by client fees, with no sales-related compensation ties such as an employee registered with a broker-dealer or licensed as an insurance agent), and 30 report under $100 million in regulatory assets under management. The metro area has 465,003 households, 47,639 of them with income of $200,000 or more, or 481 such households for each firm (Census Bureau, American Community Survey 2020–2024 5-year estimates).",
  "citation": "AdvisorCensus. Financial advisors in Birmingham, AL: 99 firms from Form ADV filings as of October 2026.",
  "total_firms": 99,
  "page": 1,
  "total_pages": 2,
  "sort": "name",
  "registration_types": {
    "sec": 61,
    "state": 28,
    "exempt": 10
  },
  "fee_model_mix": [
    {
      "code": "fee-only",
      "count": 25
    },
    {
      "code": "percentage_of_aum",
      "count": 83
    },
    {
      "code": "hourly",
      "count": 37
    },
    {
      "code": "subscription",
      "count": 1
    },
    {
      "code": "fixed",
      "count": 50
    },
    {
      "code": "commissions",
      "count": 2
    },
    {
      "code": "performance_based",
      "count": 21
    },
    {
      "code": "other",
      "count": 12
    },
    {
      "code": "not_reported",
      "count": 10
    }
  ],
  "years_registered_distribution": [
    {
      "code": "under_5",
      "count": 29
    },
    {
      "code": "5_to_9",
      "count": 29
    },
    {
      "code": "10_to_19",
      "count": 17
    },
    {
      "code": "20_plus",
      "count": 24
    },
    {
      "code": "not_reported",
      "count": 0
    }
  ],
  "raum_band_distribution": [
    {
      "code": "under_25m",
      "count": 14
    },
    {
      "code": "25m_100m",
      "count": 16
    },
    {
      "code": "100m_500m",
      "count": 25
    },
    {
      "code": "500m_1b",
      "count": 15
    },
    {
      "code": "1b_5b",
      "count": 7
    },
    {
      "code": "over_5b",
      "count": 9
    },
    {
      "code": "not_reported",
      "count": 13
    }
  ],
  "firms": [
    {
      "crd_number": 327805,
      "name": "Abacus Investments LLC",
      "name_as_filed": "ABACUS INVESTMENTS LLC",
      "url": "https://advisorcensus.com/firm/abacus-investments-llc-birmingham-al-327805",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 3,
      "raum_band": "100m_500m",
      "compensation_types": [
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 305021,
      "name": "ADS Wealth Management LLC",
      "name_as_filed": "ADS WEALTH MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/ads-wealth-management-llc-hoover-al-305021",
      "city": "Hoover",
      "state": "AL",
      "years_registered": 6,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "subscription",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 155516,
      "name": "Anderson Asset Management",
      "name_as_filed": "ANDERSON ASSET MANAGEMENT",
      "url": "https://advisorcensus.com/firm/anderson-asset-management-birmingham-al-155516",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 15,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 138600,
      "name": "Anderson Growth Partners, LLC",
      "name_as_filed": "ANDERSON GROWTH PARTNERS, LLC",
      "url": "https://advisorcensus.com/firm/anderson-growth-partners-llc-birmingham-al-138600",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 20,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 166221,
      "name": "Approach Retirement Advisors, LLC",
      "name_as_filed": "APPROACH RETIREMENT ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/approach-retirement-advisors-llc-birmingham-al-166221",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 337597,
      "name": "Aragon Capital, LLC",
      "name_as_filed": "ARAGON CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/aragon-capital-llc-homewood-al-337597",
      "city": "Homewood",
      "state": "AL",
      "years_registered": 1,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 109335,
      "name": "Arlington Partners LLC",
      "name_as_filed": "ARLINGTON PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/arlington-partners-llc-birmingham-al-109335",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 26,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 119670,
      "name": "BCR Wealth Strategies",
      "name_as_filed": "BCR WEALTH STRATEGIES",
      "url": "https://advisorcensus.com/firm/bcr-wealth-strategies-vestavia-al-119670",
      "city": "Vestavia",
      "state": "AL",
      "years_registered": 24,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 140515,
      "name": "BHK Investment Advisors",
      "name_as_filed": "BHK INVESTMENT ADVISORS",
      "url": "https://advisorcensus.com/firm/bhk-investment-advisors-birmingham-al-140515",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 20,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 139665,
      "name": "BHK Securities, LLC",
      "name_as_filed": "BHK SECURITIES, LLC",
      "url": "https://advisorcensus.com/firm/bhk-securities-llc-birmingham-al-139665",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 20,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "commissions"
      ],
      "enhanced": false
    },
    {
      "crd_number": 108508,
      "name": "Birmingham Capital Management Co Inc",
      "name_as_filed": "BIRMINGHAM CAPITAL MANAGEMENT CO INC",
      "url": "https://advisorcensus.com/firm/birmingham-capital-management-co-inc-birmingham-al-108508",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 42,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 330078,
      "name": "Bluewater Wealth Advisors, LLC",
      "name_as_filed": "BLUEWATER WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/bluewater-wealth-advisors-llc-vestavia-hills-al-330078",
      "city": "Vestavia Hills",
      "state": "AL",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 282792,
      "name": "BMSS Wesson Wealth Solutions",
      "name_as_filed": "BMSS WESSON WEALTH SOLUTIONS",
      "url": "https://advisorcensus.com/firm/bmss-wesson-wealth-solutions-birmingham-al-282792",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 6,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 120780,
      "name": "Bonaventure Capital, LLC",
      "name_as_filed": "BONAVENTURE CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/bonaventure-capital-llc-birmingham-al-120780",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 21,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 289972,
      "name": "Booth Financial",
      "name_as_filed": "BOOTH FINANCIAL",
      "url": "https://advisorcensus.com/firm/booth-financial-birmingham-al-289972",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 8,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 109239,
      "name": "Brookline Investments, Inc.",
      "name_as_filed": "BROOKLINE INVESTMENTS, INC.",
      "url": "https://advisorcensus.com/firm/brookline-investments-inc-birmingham-al-109239",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 26,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 295652,
      "name": "Canterbury Investment Advisors LLC",
      "name_as_filed": "CANTERBURY INVESTMENT ADVISORS LLC",
      "url": "https://advisorcensus.com/firm/canterbury-investment-advisors-llc-mountain-brook-al-295652",
      "city": "Mountain Brook",
      "state": "AL",
      "years_registered": 2,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 123020,
      "name": "Clark Planning & Investment Advisory",
      "name_as_filed": "CLARK PLANNING & INVESTMENT ADVISORY",
      "url": "https://advisorcensus.com/firm/clark-planning-and-investment-advisory-birmingham-al-123020",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 284588,
      "name": "Colarion",
      "name_as_filed": "COLARION",
      "url": "https://advisorcensus.com/firm/colarion-mountain-brook-al-284588",
      "city": "Mountain Brook",
      "state": "AL",
      "years_registered": 2,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 132562,
      "name": "Colefp",
      "name_as_filed": "COLEFP",
      "url": "https://advisorcensus.com/firm/colefp-birmingham-al-132562",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 22,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 149454,
      "name": "Cook & Bynum Capital Management, LLC",
      "name_as_filed": "COOK & BYNUM CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/cook-and-bynum-capital-management-llc-birmingham-al-149454",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 17,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 309351,
      "name": "Cope Private Wealth",
      "name_as_filed": "COPE PRIVATE WEALTH",
      "url": "https://advisorcensus.com/firm/cope-private-wealth-birmingham-al-309351",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 5,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 292000,
      "name": "Diversified Global Investment Strategies, LLC",
      "name_as_filed": "DIVERSIFIED GLOBAL INVESTMENT STRATEGIES, LLC",
      "url": "https://advisorcensus.com/firm/diversified-global-investment-strategies-llc-birmingham-al-292000",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 8,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299804,
      "name": "DMC Wealth Management, LLC",
      "name_as_filed": "DMC WEALTH MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/dmc-wealth-management-llc-birmingham-al-299804",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 7,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 175336,
      "name": "Dreamwork Financial Group",
      "name_as_filed": "DREAMWORK FINANCIAL GROUP",
      "url": "https://advisorcensus.com/firm/dreamwork-financial-group-birmingham-al-175336",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 11,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 343020,
      "name": "Eave Capital Management LLC",
      "name_as_filed": "EAVE CAPITAL MANAGEMENT LLC",
      "url": "https://advisorcensus.com/firm/eave-capital-management-llc-birmingham-al-343020",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 286340,
      "name": "Eversource Wealth Advisors, LLC",
      "name_as_filed": "EVERSOURCE WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/eversource-wealth-advisors-llc-birmingham-al-286340",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 6,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 329636,
      "name": "Fairvoy Private Wealth, LLC",
      "name_as_filed": "FAIRVOY PRIVATE WEALTH, LLC",
      "url": "https://advisorcensus.com/firm/fairvoy-private-wealth-llc-birmingham-al-329636",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 2,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 299523,
      "name": "Featheringill Capital, LLC",
      "name_as_filed": "FEATHERINGILL CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/featheringill-capital-llc-birmingham-al-299523",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 7,
      "raum_band": "100m_500m",
      "compensation_types": [
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 141341,
      "name": "Fidelis Capital, LLC",
      "name_as_filed": "FIDELIS CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/fidelis-capital-llc-birmingham-al-141341",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 19,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 334530,
      "name": "First Avenue Ventures GP, LLC",
      "name_as_filed": "FIRST AVENUE VENTURES GP, LLC",
      "url": "https://advisorcensus.com/firm/first-avenue-ventures-gp-llc-birmingham-al-334530",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 1,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 132091,
      "name": "FNBB Capital Markets, LLC",
      "name_as_filed": "FNBB CAPITAL MARKETS, LLC",
      "url": "https://advisorcensus.com/firm/fnbb-capital-markets-llc-birmingham-al-132091",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 9,
      "raum_band": "not_reported",
      "compensation_types": [
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 158835,
      "name": "Forager Capital Management, LLC",
      "name_as_filed": "FORAGER CAPITAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/forager-capital-management-llc-birmingham-al-158835",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 5,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 166135,
      "name": "Green Financial Management, LLC",
      "name_as_filed": "GREEN FINANCIAL MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/green-financial-management-llc-birmingham-al-166135",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 13,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 174077,
      "name": "Greybox Investments",
      "name_as_filed": "GREYBOX INVESTMENTS",
      "url": "https://advisorcensus.com/firm/greybox-investments-birmingham-al-174077",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 6,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly"
      ],
      "enhanced": false
    },
    {
      "crd_number": 148181,
      "name": "H/N Management",
      "name_as_filed": "H/N MANAGEMENT",
      "url": "https://advisorcensus.com/firm/h-n-management-birmingham-al-148181",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 14,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 110577,
      "name": "Harbert Fund Advisors, LLC",
      "name_as_filed": "HARBERT FUND ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/harbert-fund-advisors-llc-birmingham-al-110577",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 27,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 104948,
      "name": "Highland Associates Inc",
      "name_as_filed": "HIGHLAND ASSOCIATES INC",
      "url": "https://advisorcensus.com/firm/highland-associates-inc-birmingham-al-104948",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 39,
      "raum_band": "over_5b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 335315,
      "name": "Hoist Capital Partners I GP, LLC",
      "name_as_filed": "HOIST CAPITAL PARTNERS I GP, LLC",
      "url": "https://advisorcensus.com/firm/hoist-capital-partners-i-gp-llc-birmingham-al-335315",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 310180,
      "name": "Intelus Advisory Group, LLC",
      "name_as_filed": "INTELUS ADVISORY GROUP, LLC",
      "url": "https://advisorcensus.com/firm/intelus-advisory-group-llc-birmingham-al-310180",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 5,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 106379,
      "name": "Johnson Sterling, Inc.",
      "name_as_filed": "JOHNSON STERLING, INC.",
      "url": "https://advisorcensus.com/firm/johnson-sterling-inc-birmingham-al-106379",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 31,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 122683,
      "name": "Kassouf Wealth Advisors, LLC",
      "name_as_filed": "KASSOUF WEALTH ADVISORS, LLC",
      "url": "https://advisorcensus.com/firm/kassouf-wealth-advisors-llc-birmingham-al-122683",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 19,
      "raum_band": "100m_500m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 319504,
      "name": "Krowten Equities",
      "name_as_filed": "KROWTEN EQUITIES",
      "url": "https://advisorcensus.com/firm/krowten-equities-birmingham-al-319504",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 4,
      "raum_band": "25m_100m",
      "compensation_types": [
        "percentage_of_aum"
      ],
      "enhanced": false
    },
    {
      "crd_number": 17870,
      "name": "Lanark Financial, Inc.",
      "name_as_filed": "LANARK FINANCIAL, INC.",
      "url": "https://advisorcensus.com/firm/lanark-financial-inc-birmingham-al-17870",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 25,
      "raum_band": "1b_5b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 340870,
      "name": "Legacy Capital Partners LLC",
      "name_as_filed": "LEGACY CAPITAL PARTNERS LLC",
      "url": "https://advisorcensus.com/firm/legacy-capital-partners-llc-birmingham-al-340870",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 0,
      "raum_band": "under_25m",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "other"
      ],
      "enhanced": false
    },
    {
      "crd_number": 128373,
      "name": "Mainsail Asset Management, LLC",
      "name_as_filed": "MAINSAIL ASSET MANAGEMENT, LLC",
      "url": "https://advisorcensus.com/firm/mainsail-asset-management-llc-birmingham-al-128373",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 19,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 304668,
      "name": "Mayfair Advisory Group, LLC",
      "name_as_filed": "MAYFAIR ADVISORY GROUP, LLC",
      "url": "https://advisorcensus.com/firm/mayfair-advisory-group-llc-birmingham-al-304668",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 7,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "fixed"
      ],
      "enhanced": false
    },
    {
      "crd_number": 315545,
      "name": "McKinney Capital, LLC",
      "name_as_filed": "MCKINNEY CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/mckinney-capital-llc-birmingham-al-315545",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 5,
      "raum_band": "25m_100m",
      "compensation_types": [
        "fixed",
        "performance_based"
      ],
      "enhanced": false
    },
    {
      "crd_number": 324014,
      "name": "Measured Capital, LLC",
      "name_as_filed": "MEASURED CAPITAL, LLC",
      "url": "https://advisorcensus.com/firm/measured-capital-llc-trussville-al-324014",
      "city": "Trussville",
      "state": "AL",
      "years_registered": 0,
      "raum_band": "not_reported",
      "compensation_types": [],
      "enhanced": false
    },
    {
      "crd_number": 118896,
      "name": "Meld Financial, Inc.",
      "name_as_filed": "MELD FINANCIAL, INC.",
      "url": "https://advisorcensus.com/firm/meld-financial-inc-birmingham-al-118896",
      "city": "Birmingham",
      "state": "AL",
      "years_registered": 22,
      "raum_band": "500m_1b",
      "compensation_types": [
        "percentage_of_aum",
        "hourly",
        "fixed"
      ],
      "enhanced": false
    }
  ],
  "states": [],
  "metros": [],
  "siblings": {
    "national": "/advisors",
    "state": {
      "path": "/advisors/al",
      "label": "Financial advisors in Alabama"
    },
    "metro": {
      "path": "/advisors/al/birmingham",
      "label": "Financial advisors in Birmingham, AL"
    },
    "city_pages": [],
    "fee_pages": [
      {
        "path": "/advisors/al/birmingham/fee-only",
        "label": "Fee-only financial advisors in Birmingham, AL",
        "firm_count": 25
      },
      {
        "path": "/advisors/al/birmingham/flat-fee",
        "label": "Flat-fee financial advisors in Birmingham, AL",
        "firm_count": 50
      },
      {
        "path": "/advisors/al/birmingham/hourly",
        "label": "Hourly financial advisors in Birmingham, AL",
        "firm_count": 37
      }
    ],
    "niche_pages": []
  },
  "csv": "https://advisorcensus.com/advisors/al/birmingham.csv",
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  },
  "sec_registrations_12_months": {
    "new_sec_registrations": 1,
    "sec_registered_at_start": 60,
    "per_100_registered": null,
    "national_per_100": 10.0,
    "as_of": "2026-09-01",
    "sentence": "Over the 12 months to September 1, 2026, 1 firm here registered with the SEC as investment advisers.",
    "source": "https://advisorcensus.com/reports/monthly/2026-09"
  }
}